Free Series 66 Exam Prep
Uniform Combined State Law Examination
Pass your Series 66 exam without spending hundreds on expensive prep courses. Free study guides, practice questions, and AI-powered learning.
SERIES66 Professional License: Complete Roadmap
Follow this path to maximize your chances of passing on the first try
Pass the SIE + Series 7
Complete the SIE and Series 7 exams first. The Series 7 is a co-requisite — you need both to be fully registered.
Investment Recommendations & StrategiesYou are here
Master client profiles, portfolio management, retirement planning, estate planning, and tax considerations — 30% of the exam.
Laws, Regulations & Guidelines
Study state/federal securities laws, adviser/BD registration, fiduciary duties, and ethical practices. This is the largest section at 45% of the exam.
Practice Exams & Final Review
Focus on distinguishing between BD rep rules (Series 7 knowledge) and IA rep rules (new Series 66 material). Know the Uniform Securities Act inside and out.
Can You Take the Series 66 Exam?
Check if you meet the basic eligibility requirements
- •Series 7 is a co-requisite (must pass Series 7 to use the Series 66 license)
- •Combines Series 63 + Series 65 content into one exam — most efficient path for dual-registered reps
- •Professional designation waivers (CFP, CFA, etc.) do NOT apply to Series 66
- •120-day enrollment window to schedule and take the exam
Series 66 Quick Facts
Time to Get Licensed
4-8 weeks after passing Series 7
From start to license in hand
Retake Policy
30-day wait after 1st and 2nd failures, 180-day wait after 3rd failure and beyond. No limit on total attempts.
Total Cost Breakdown
Free Series 66 Prep That Actually Works
The official pass rate is ~60-70%. Our students do better.
400+ Practice Questions
More free questions than most paid courses
AI Tutor Explains Mistakes
Understand why answers are wrong, not just which ones
Updated for 2026
Content reflects latest exam changes
$0 Forever
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What You'll Study
16 chapters covering everything you need to pass
Introduction
2 sections
Chapter 1: Economic Factors and Business Information
3 sections
Chapter 2: Cash and Fixed Income Securities
4 sections
Chapter 3: Equity Securities
4 sections
Chapter 4: Pooled Investments
3 sections
Chapter 5: Insurance Products and Annuities
2 sections
Chapter 6: Alternative Investments and Derivatives
3 sections
Chapter 7: Client Types and Profiles
2 sections
Chapter 8: Portfolio Theory and Management
3 sections
Chapter 9: Retirement Plans
3 sections
Chapter 10: Tax Considerations and Estate Planning
3 sections
Chapter 11: Investment Adviser Regulation
3 sections
Chapter 12: Broker-Dealer and Securities Regulation
3 sections
Chapter 13: Ethical Practices and Fiduciary Obligations
3 sections
Chapter 14: Client Communication and Business Practices
3 sections
Chapter 15: Suitability and Best Interest Standards
3 sections
10 free AI interactions per day
Series 66 Exam Details
Uniform Combined State Law Examination
Administered by NASAA
Exam Content Breakdown
Based on the official NASAA content outline
Financial ratios, time value of money, statistics
Stocks, bonds, pooled investments, derivatives, alternatives
Client profiles, portfolio management, retirement, tax, estate
State law, adviser/BD registration, ethics, fiduciary duty
What's Included
16 Chapters
Complete exam coverage
Practice Quizzes
With detailed explanations
Free to Start
No credit card required

Quality Exam Prep Shouldn't Cost Hundreds
I'm Ran Chen, an engineer with 20+ years of coding experience. I passed my Life Insurance license, EA exam, SIE, Series 6, 63, 65, and finally the CFP® exam.
Through all these exams, one thing became clear: exam prep is expensive. But with AI, we can change that. Quality preparation can now be free for everyone.
What's Next After the Series 66?
After passing the Series 66, you can pursue these career paths
Series 66 Exam FAQ
Compare the Series 66
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Official NASAA Resources
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