Free Series 66 Exam Prep
Uniform Combined State Law Examination
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Series 66 Exam Details
Uniform Combined State Law Examination
Administered by NASAA
Exam Content Breakdown
Based on the official NASAA content outline
Financial ratios, time value of money, statistics
Stocks, bonds, pooled investments, derivatives, alternatives
Client profiles, portfolio management, retirement, tax, estate
State law, adviser/BD registration, ethics, fiduciary duty
What's Included (All Free)
16 Chapters
Complete exam coverage
Practice Quizzes
With detailed explanations
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What's Next After the Series 66?
After passing the Series 66, you can pursue these career paths
CFP
Certified Financial Planner
CFA
Chartered Financial Analyst
Series 24
General Securities Principal
Series 66 Exam FAQ
Course Content
Introduction
2 sections
Chapter 1: Economic Factors and Business Information
3 sections
Chapter 2: Cash and Fixed Income Securities
4 sections
Chapter 3: Equity Securities
4 sections
Chapter 4: Pooled Investments
3 sections
Chapter 5: Insurance Products and Annuities
2 sections
Chapter 6: Alternative Investments and Derivatives
3 sections
Chapter 7: Client Types and Profiles
2 sections
Chapter 8: Portfolio Theory and Management
3 sections
Chapter 9: Retirement Plans
3 sections
Chapter 10: Tax Considerations and Estate Planning
3 sections
Chapter 11: Investment Adviser Regulation
3 sections
Chapter 12: Broker-Dealer and Securities Regulation
3 sections
Chapter 13: Ethical Practices and Fiduciary Obligations
3 sections
Chapter 14: Client Communication and Business Practices
3 sections
Chapter 15: Suitability and Best Interest Standards
3 sections
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