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207+ Free Series 63 Practice Questions

Free Series 63 practice questions with answers and detailed explanations. Pass your Uniform Securities Agent State Law exam on the first try with our exam-style questions and AI-powered study assistant.

207+ Questions
72% to Pass
100% Free
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Questions by Category

State-Regulations186 questions
Federal-Regulations16 questions
Regulatory-Bodies2 questions
Trading-Securities2 questions
Suitability1 questions

About the Series 63 Exam

State-level securities exam required for agents transacting business in most states.

Questions

60 scored questions

Time Limit

1 hour 15 minutes

Passing Score

72%

Exam Fee

$147 (NASAA)

Series 63 Exam Content Outline

60%

Regulations of Securities and Issuers

Registration, exemptions, and antifraud provisions

40%

Regulations of Persons

Agent and BD registration, unethical practices

How to Pass the Series 63 Exam

What You Need to Know

  • Passing score: 72%
  • Exam length: 60 questions
  • Time limit: 1 hour 15 minutes
  • Exam fee: $147

Keys to Passing

  • Complete 500+ practice questions
  • Score 80%+ consistently before scheduling
  • Focus on highest-weighted sections
  • Use our AI tutor for tough concepts

Series 63 Study Tips from Top Performers

1Memorize registration requirements for securities, agents, and broker-dealers
2Know all exemptions from registration - both securities and transactions
3Understand the differences between federal and state jurisdiction

Frequently Asked Questions

What is the Series 63 exam?

The Series 63 tests knowledge of state securities regulations under the Uniform Securities Act. It's required in most states for securities agents and is administered by NASAA (North American Securities Administrators Association).

How many questions are on the Series 63?

The Series 63 has 60 scored questions plus 5 unscored pretest questions. You have 75 minutes and need 72% (43 correct answers) to pass.

Is Series 63 harder than SIE?

Most find the Series 63 challenging due to memorization of specific state registration requirements and exemptions. However, it's shorter and more focused than the SIE.

Do I need Series 63 if I have Series 66?

No. The Series 66 combines the Series 63 (state law) and Series 65 (investment adviser) content. If you pass the Series 66, you don't need the Series 63.