207+ Free Series 63 Practice Questions
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Key Facts: Series 63 Exam
68-72%
First-Time Pass Rate
Industry estimate
72%
Passing Score
43/60 questions
20-40 hrs
Study Time
Recommended
60%
Securities Regulations
Largest section
$147
Exam Fee
NASAA
1h 15m
Exam Duration
NASAA
The Series 63 exam has an estimated 68-72% first-time pass rate. It requires 72% (43/60 questions) to pass in 75 minutes. The 'Regulations of Securities and Issuers' section accounts for 60% of the exam. Plan for 20-40 hours of study over 2-3 weeks. The Series 63 is required in most states alongside a FINRA exam (SIE + Series 7 or Series 6).
About the Series 63 Exam
State-level securities exam required for agents transacting business in most states. The Series 63 tests knowledge of the Uniform Securities Act and state-specific regulations.
Questions
60 scored questions
Time Limit
1 hour 15 minutes
Passing Score
72%
Exam Fee
$147 (NASAA)
Series 63 Exam Content Outline
Regulations of Securities and Issuers
Registration, exemptions, and antifraud provisions
Regulations of Persons
Agent and BD registration, unethical practices
How to Pass the Series 63 Exam
What You Need to Know
- Passing score: 72%
- Exam length: 60 questions
- Time limit: 1 hour 15 minutes
- Exam fee: $147
Keys to Passing
- Complete 500+ practice questions
- Score 80%+ consistently before scheduling
- Focus on highest-weighted sections
- Use our AI tutor for tough concepts
Series 63 Study Tips from Top Performers
Frequently Asked Questions
What is the Series 63 exam?
The Series 63 tests knowledge of state securities regulations under the Uniform Securities Act. It's required in most states for securities agents and is administered by NASAA (North American Securities Administrators Association).
What is the Series 63 pass rate?
The Series 63 exam has an estimated pass rate of 68-72% for first-time test-takers. The exam focuses heavily on state registration requirements and exemptions, which require careful memorization. With focused study on the Uniform Securities Act, you can pass on your first attempt.
How many questions are on the Series 63?
The Series 63 has 60 scored questions plus 5 unscored pretest questions. You have 75 minutes and need 72% (43 correct answers) to pass.
Is Series 63 harder than SIE?
Most find the Series 63 challenging due to memorization of specific state registration requirements and exemptions. However, it's shorter and more focused than the SIE. Plan for 20-40 hours of study compared to 40-60 hours for the SIE.
Do I need Series 63 if I have Series 66?
No. The Series 66 combines the Series 63 (state law) and Series 65 (investment adviser) content. If you pass the Series 66, you don't need the Series 63.
How long should I study for Series 63?
Plan for 20-40 hours of study over 2-3 weeks. Focus on memorizing registration requirements, exemptions, and prohibited practices. Complete at least 300 practice questions and score 80%+ consistently before scheduling your exam.