Pass the SIE Exam on Your First Try
683+ free SIE practice questions with detailed explanations. Our exam-style questions and AI tutor help you understand concepts deeply — so you can pass your Securities Industry Essentials exam with confidence.
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About the SIE Exam
Entry-level exam for aspiring securities professionals. The SIE exam pass rate is 74% for first-time test-takers. With the right preparation, you can pass on your first attempt.
Questions
75 scored questions
Time Limit
1 hour 45 minutes
Passing Score
70%
Exam Fee
$80 (FINRA)
SIE Exam Content Outline
Knowledge of Capital Markets
Regulatory entities, market structure, and economic factors
Understanding Products and Their Risks
Equity, debt, packaged products, options, and alternatives
Trading, Customer Accounts, Prohibited Activities
Account types, order handling, and compliance
Overview of Regulatory Framework
SROs, regulations, and industry standards
How to Pass the SIE Exam
What You Need to Know
- Passing score: 70%
- Exam length: 75 questions
- Time limit: 1 hour 45 minutes
- Exam fee: $80
Keys to Passing
- Complete 500+ practice questions
- Score 80%+ consistently before scheduling
- Focus on highest-weighted sections
- Use our AI tutor for tough concepts
SIE Study Tips from Top Performers
Frequently Asked Questions
What is the SIE exam pass rate?
The SIE exam pass rate is approximately 74% for first-time test-takers and 82% overall. To pass, you need a score of 70% (about 53 correct out of 75 scored questions). With proper preparation using our practice questions, you can be among those who pass on their first attempt.
How can I pass the SIE exam on my first try?
To pass the SIE on your first try: 1) Study for 4-8 weeks, dedicating 2-3 hours daily. 2) Focus heavily on 'Products and Risks' (44% of exam). 3) Complete at least 500 practice questions. 4) Aim to score 80%+ consistently on practice exams before scheduling. 5) Use our AI tutor to understand concepts you miss.
How hard is the SIE exam?
The SIE exam is considered moderately difficult. It covers broad securities industry knowledge including products, regulations, and prohibited activities. Most candidates find the 'Products and Risks' section (44% of exam) the most challenging. With 80-150 hours of study over 4-8 weeks, most candidates are well-prepared.
How many questions are on the SIE exam?
The SIE exam contains 75 scored multiple-choice questions plus 10 unscored pretest questions, for a total of 85 questions. You have 1 hour and 45 minutes to complete the exam.
How long should I study for the SIE exam?
Plan for 80-150 hours of study over 4-8 weeks. Study 2-3 hours daily, focusing on understanding concepts rather than memorization. Complete at least 500 practice questions, and don't schedule your exam until you're consistently scoring 80%+ on practice tests.
Can I take the SIE exam without a sponsor?
Yes! The SIE exam is unique because anyone 18 or older can register and take it without being sponsored by a FINRA member firm. The exam costs $80 and can be scheduled at any Prometric testing center.