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Securities Industry Essentials

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Last updated: January 2026

SIE Exam Details

Securities Industry Essentials

Administered by FINRA

Official Source
70%
Passing Score
75
Questions
1
Hours
$80
Exam Fee
Study time: 40-60 hours
Prerequisites: None - open to anyone 18+
Valid for: 4 years

Exam Content Breakdown

Based on the official FINRA content outline

Knowledge of Capital Markets16%

Regulatory entities, market structure, economic factors

Understanding Products and Their Risks44%

Equities, debt, packaged products, options, risks

Understanding Trading, Customer Accounts and Prohibited Activities31%

Trading, accounts, prohibited activities

Overview of Regulatory Framework9%

SRO rules, employee conduct, filings

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What's Next After the SIE?

After passing the SIE, you can pursue these career paths

SIE Exam FAQ

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