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Securities Industry Essentials

Free SIE Exam Prep

What's Included (All Free)

5 Chapters

Practice Quizzes

100% Free

Quality Exam Prep Shouldn't Cost Hundreds

Frequently Asked Questions

Course Content

Introduction

Chapter 1: Knowledge of Capital Markets

Chapter 2: Understanding Products and Their Risks

Chapter 3: Trading, Customer Accounts and Prohibited Activities

Chapter 4: Overview of Regulatory Framework

More Free Resources

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