Securities & FINRA · FINRA Series Exams
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Entry-level exam for aspiring securities professionals. In FINRA data through August 2019, 74% of first-time SIE test-takers passed. With the right preparation, you can pass on your first attempt.
Recorded with AI-generated hosts; voices built with Fish Audio. Independent study material from Open Exam Prep.
Continue into nearby exams from the same family. Each card keeps practice questions, study guides, flashcards, videos, and articles in one place.
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Yes. SIE Exam Prep Radio is free to listen to, with no sign-up. Press the power button and you join the broadcast straight away.
It is a 62-minute recorded study show that broadcasts continuously. Everyone tuned in hears the same moment, like real radio. Turn it off whenever you like; turning it back on joins the current broadcast.
It works like a study podcast that is always on. Instead of choosing an episode, you join the show in progress, and everyone on a station hears the same moment. There is no seek bar, speed control or download.
Maya & Ben are AI-generated hosts. The show is independent study material from OpenExamPrep; check exam rules with the official exam sponsor and practice with our free questions.
Yes. Open practice questions, study guides or flashcards on any page. The radio keeps playing, and the header has a power button to turn it off or back on.
FINRA statistics through August 31, 2019, presented by FINRA staff at the September 2019 SILA conference, reported approximately 74% for first-time test-takers and 82% overall. FINRA's SIE exam page and FAQ do not list a newer pass rate. FINRA's current exam page lists a passing score of 70 but does not publish a fixed raw number of correct answers.
To pass the SIE on your first try: 1) Study for 4-8 weeks, dedicating 2-3 hours daily (40-60 total hours). 2) Focus heavily on 'Products and Risks' (44% of exam). 3) Complete at least 500 practice questions. 4) Aim to score 80%+ consistently on practice exams before scheduling. 5) Use our AI tutor to understand concepts you miss.
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