FINRA Series exam prep with licensing guides, practice questions, flashcards, and coverage for SIE, Series 6, 7, 63, 65, 66, 79, 82, and principal exams.. Watch mapped videos, then move into the matching free practice questions, study guides, glossary terms, and comparison resources.
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After watching, continue into the matching practice questions, study guides, flashcards, glossary terms, and comparison resources.
Start with the newest or most specific FINRA Series video that matches your exam. This page includes 164 videos mapped to 7 related exam IDs, including Series 6, Series 63, Series 65, Series 66, Series 7, Series 9.
Do these FINRA Series videos replace practice questions?
No. The videos are designed to explain, summarize, and route you into the right study resource. For score improvement, use the matching practice questions and study guides linked from each card after watching.
Why does this page group multiple FINRA Series exams together?
OpenExamPrep groups related exams by taxonomy family so candidates can compare national, state, and credential variants without opening unrelated pages. Every video on this hub is connected through exam IDs in that family.
Are these FINRA Series video resources updated?
Video ordering follows the published date of the source content, and each video remains connected to current blog, glossary, comparison, practice, and study-guide resources in the taxonomy.
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The Series 6 is a limited securities license that authorizes the sale of packaged investment products only — mutual funds, variable annuities, variable life insurance, 529 plans, and unit investment trusts. The Series 7...
The Series 63 and Series 65 are both NASAA state-level exams (administered for NASAA by FINRA), but they serve fundamentally different purposes. The Series 63 (Uniform Securities Agent State Law) is a state registration...
The Series 63 is a state law exam that registers you as a securities agent only — it covers the Uniform Securities Act and enables you to sell securities at the state level when paired with a FINRA license (Series 6 or...
The Series 65 is a standalone exam with no prerequisites that qualifies you as an Investment Adviser Representative (IAR) — ideal for fee-only advisors, career changers, and CFP professionals who do not need a brokerage...
The SIE is the entry-level corequisite exam that anyone 18+ can take without firm sponsorship — it proves foundational securities knowledge. The Series 7 is the comprehensive license exam that requires firm sponsorship...
Capital gains tax is a tax on the profit from selling investments or assets. Short-term gains (assets held 1 year or less) are taxed as ordinary income; long-term gains (held more than 1 year) receive preferential rates...
The federal estate tax is a tax on the transfer of property at death, applying to estates exceeding the exemption amount ($13.99M in 2025, $15M in 2026) at rates up to 40%.
Gift tax is a federal tax on transferring assets to another person while alive, with an annual exclusion of $19,000 per recipient in 2025 ($38,000 for married couples splitting gifts). The lifetime exemption of $13.99 m...
The wash sale rule prohibits investors from claiming a tax loss on a security if they purchase a substantially identical security within 30 days before or after the sale, disallowing the loss for tax purposes but adding...
Complete breakdown of Series 7 exam costs in 2026 — FINRA increased the fee to $395 and the SIE fee to $100, plus state registration, study materials, and hidden costs. Mandatory fees range from $642 to $672.
Series 63 vs Series 66 comparison: the Series 63 covers state securities sales ($147, 60 scored questions), while the Series 66 combines agent and adviser subject matter ($177, 100 scored questions). Full 2026 breakdown.
Series 63 agent exemptions and exclusions explained clearly. Who must register as an agent, who is excluded from the definition entirely, and who is exempt from registration under the Uniform Securities Act.
The hardest Series 66 topics ranked, why candidates struggle, the 73-of-100 passing standard and a free 8-stage study plan targeting weak areas for 2026.
NASAA lists no Series 65 pass rate. See what it does publish (92 of 130 scored questions to pass), how the exam compares and FREE strategies to pass in 2026.
Complete 2026 Series 9 (General Securities Sales Supervisor) exam guide. Covers the hardest topics, a 5-week study plan, Series 9 vs Series 24, career advancement, and what to expect after passing. Free study resources...
FINRA CE requirements for 2026: annual Regulatory Element, Firm Element, MQP program, and consequences of CE inactive status. Updated topic list and deadlines included.
Series 65 hardest topics ranked for 2026: the Uniform Securities Act and Client Recommendations (30% each), the 92-of-130 passing standard, and the best study order.
Learn the top 10 reasons people fail the Series 7 -- from underestimating options to poor time management -- and get actionable strategies to avoid each mistake in 2026.
Passed the SIE exam? Your SIE pass is valid 4 years but licenses you to do nothing on its own. Pick a top-off exam, get firm sponsorship, and launch your securities career in 2026.
A source-checked guide to the Series 65 laws and ethics domain, adviser fiduciary duty, Regulation Best Interest, registration, retakes, waivers, and the 2026 qualified-client thresholds.
Master bonds and debt securities for the SIE and Series 7 exams. This free 2026 guide covers corporate bonds, municipal bonds, U.S. government securities, bond pricing, yields, interest rate risk, and exam-specific calc...
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