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Securities & FINRA · FINRA Series Exams

Series 65 Exam Prep Radio

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Tap to tune inMaya & Ben · English · 59-min show

Maya & Ben talk through Uniform Investment Adviser Law in a 59-minute show that never stops: 30 segments, practical scenarios and quick checks. Tune in and keep studying while you browse.

  • Maya & Ben
  • English
  • 59-min show, always on
  • 30 segments

Show rundown

What’s on Series 65 Radio

Times shown in your local time · the show repeats every 59 minutes

  1. 0:0001Who counts as an adviser, and where they register3 min
  2. 3:2202Your Call quiz · Who counts as an adviser2 min
  3. 5:0903The $100 million line · Who counts as an adviser3 min
  4. 8:1004Place of business · Who counts as an adviser2 min
  5. 10:0705Myth or Fact · Who counts as an adviser1 min
  6. 11:1206Rewind and what's next · Who counts as an adviser2 min
  7. 12:5907Fiduciary duty: your own inventory, a share of the gains, and custody3 min
  8. 15:4608Your Call quiz · Fiduciary duty2 min
  9. 17:3809A share of the gains · Fiduciary duty2 min
  10. 19:4410Custody · Fiduciary duty2 min
  11. 21:3911Myth or Fact · Fiduciary duty1 min
  12. 22:3912Rewind and what's next · Fiduciary duty2 min
  13. 24:3013The economy: the Fed's rates, the dollar and inflation3 min
  14. 27:2314Your Call quiz · The economy2 min
  15. 29:0015The dollar · The economy2 min
  16. 31:2116Inflation · The economy2 min
  17. 32:5717Myth or Fact · The economy1 min
  18. 33:4918Rewind and what's next · The economy2 min
  19. 35:3419Fitting the portfolio to the client: time horizon, diversification and rebalancing3 min
  20. 38:2920Your Call quiz · Fitting the portfolio to the client2 min
  21. 40:2121Diversification · Fitting the portfolio to the client2 min
  22. 42:2522Rebalancing · Fitting the portfolio to the client2 min
  23. 44:0423Myth or Fact · Fitting the portfolio to the client1 min
  24. 45:0124Rewind and what's next · Fitting the portfolio to the client2 min
  25. 46:5925Products with fine print: leveraged funds, ETNs and non-traded REITs3 min
  26. 50:0826Your Call quiz · Products with fine print2 min
  27. 51:5827ETNs · Products with fine print2 min
  28. 54:0128Non-traded REITs · Products with fine print2 min
  29. 55:4829Myth or Fact · Products with fine print1 min
  30. 56:4830Rewind and what's next · Products with fine print2 min

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About Series 65

The Series 65 is NASAA's Uniform Investment Adviser Law Examination, administered by FINRA. Passing can satisfy an examination requirement for investment adviser representative registration, but it does not itself grant a license or registration and does not require the SIE as a prerequisite.

Exam sponsor
NASAA
Assessment
140 displayed multiple-choice questions (130 scored + 10 unscored pretest)
Time limit
3 hours
Passing score
92 of 130 scored questions
Official exam information

Recorded with AI-generated hosts; voices built with Fish Audio. Independent study material from Open Exam Prep.

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Series 65 radio FAQ

Is Series 65 Radio free?

Yes. Series 65 Exam Prep Radio is free to listen to, with no sign-up. Press the power button and you join the broadcast straight away.

How does Series 65 Radio work?

It is a 59-minute recorded study show that broadcasts continuously. Everyone tuned in hears the same moment, like real radio. Turn it off whenever you like; turning it back on joins the current broadcast.

How is this different from a study podcast?

It works like a study podcast that is always on. Instead of choosing an episode, you join the show in progress, and everyone on a station hears the same moment. There is no seek bar, speed control or download.

Who are the hosts?

Maya & Ben are AI-generated hosts. The show is independent study material from OpenExamPrep; check exam rules with the official exam sponsor and practice with our free questions.

Can I keep listening while I practice?

Yes. Open practice questions, study guides or flashcards on any page. The radio keeps playing, and the header has a power button to turn it off or back on.

What is the Series 65 exam?

The Series 65 is NASAA's Uniform Investment Adviser Law Examination. Passing can satisfy an examination requirement for investment adviser representative registration, but the state regulator decides whether the applicant meets all registration requirements.

What is the Series 65 pass rate?

NASAA does not publish an official Series 65 pass rate. The official passing requirement is at least 92 correct answers among 130 scored questions, not a rounded percentage or an industry-estimated success rate.