SIE Vocabulary Game
Exam terms with clues and explanations by OpenExamPrep.
About the SIE Vocabulary Games
4 free word games built on 60 SIE terms across 27 topics. Every game deals terms at random and shows what each term means, so you can keep playing as long as you like.
How to Play
- 1.Read the clue and type the term (3 to 6 letters).
- 2.Green: right spot. Yellow: wrong spot. Gray: not in the term.
- 3.Solve it in 6 tries, then read the explanation.
- 1.Swap two neighboring tiles to line up 3 of the same term.
- 2.Longer lines, two lines at once and chains score more.
- 3.Play until no swap can make a line.
- 1.Flip two cards. A matching pair stays face up.
- 2.Each pair you find shows what the term means.
- 3.Clear the board in as few moves as you can.
- 1.Find each listed term in the letter grid.
- 2.Drag across its letters: across, down or diagonally.
- 3.Find all five as fast as you can.
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Topics in the SIE Vocabulary Game
Regulators and SROs
State regulators
Economic factors
Securities offerings
Debt securities
Investment risks
Options
Equity securities
Packaged products
Exchange-traded products
Real estate investing
Limited partnerships
Municipal fund securities
Alternative investments
Orders and strategies
Trade processing
Investment returns
Corporate actions
Customer accounts
Retirement accounts
Anti-money laundering
Privacy requirements
Public communications
Prohibited activities
Senior exploitation
Registration requirements
Reportable events
Sources for these terms (75)
- Securities Industry Essentials (SIE) Examination Content Outline (2025) · Source checked 2026-11-01
- Securities Industry Essentials (SIE) Exam · Source checked 2026-11-01
- 15 U.S.C. 78d: Securities and Exchange Commission (Exchange Act Section 4) · Source checked 2026-11-01
- SEC Mission · Source checked 2026-11-01
- About FINRA · Source checked 2026-11-01
- Central Registration Depository (CRD) · Source checked 2026-11-01
- About the Municipal Securities Rulemaking Board · Source checked 2026-11-01
- What SIPC Protects · Source checked 2026-11-01
- Deposit Insurance · Source checked 2026-11-01
- About Us - NASAA · Source checked 2026-11-01
- Federal Open Market Committee · Source checked 2026-11-01
- Gross domestic product (GDP) - BEA Glossary · Source checked 2026-11-01
- Updated Investor Bulletin: Investing in an IPO · Source checked 2026-11-01
- 17 CFR 230.415 Delayed or continuous offering and sale of securities · Source checked 2026-11-01
- Treasury Bills · Source checked 2026-11-01
- Treasury Notes · Source checked 2026-11-01
- Treasury Bonds · Source checked 2026-11-01
- Treasury Inflation-Protected Securities (TIPS) · Source checked 2026-11-01
- STRIPS · Source checked 2026-11-01
- Coupon (Investor.gov glossary) · Source checked 2026-11-01
- Bonds (Investor.gov glossary) · Source checked 2026-11-01
- Yield (Investor.gov glossary) · Source checked 2026-11-01
- Investor Bulletin: Fixed Income Investments - When Interest Rates Go Up, Prices of Fixed-Rate Bonds Fall · Source checked 2026-11-01
- What Are Corporate Bonds? · Source checked 2026-11-01
- Municipal Bonds · Source checked 2026-11-01
- Mortgage-Backed Securities and Collateralized Mortgage Obligations (Investor.gov glossary) · Source checked 2026-11-01
- Prepayment Risk (Investor.gov glossary) · Source checked 2026-11-01
- An Introduction to Options - Investor Bulletin · Source checked 2026-11-01
- Opening an Options Account - Investor Bulletin · Source checked 2026-11-01
- OCC Begins Clearing for MIAX Futures Exchange (About OCC) · Source checked 2026-11-01
- FINRA Rule 2360. Options · Source checked 2026-11-01
- American Depositary Receipts (ADRs) (Investor.gov glossary) · Source checked 2026-11-01
- Net Asset Value (Investor.gov glossary) · Source checked 2026-11-01
- 17 CFR 270.22c-1 Pricing of redeemable securities for distribution, redemption and repurchase · Source checked 2026-11-01
- Sales Charge or Sales Load (Investor.gov glossary) · Source checked 2026-11-01
- FINRA Rule 2341. Investment Company Securities · Source checked 2026-11-01
- Breakpoint Discounts or Sales Charge Discounts (Investor.gov glossary) · Source checked 2026-11-01
- Unit Investment Trusts (UITs) (Investor.gov glossary) · Source checked 2026-11-01
- Exchange-Traded Fund (ETF) (Investor.gov glossary) · Source checked 2026-11-01
- Investor Bulletin: Exchange Traded Notes (ETNs) · Source checked 2026-11-01
- Real Estate Investment Trust (REIT) (Investor.gov glossary) · Source checked 2026-11-01
- Instructions for Form 1120-REIT (2025) · Source checked 2026-11-01
- FINRA Rule 2310. Direct Participation Programs · Source checked 2026-11-01
- ABLE accounts - Tax benefit for people with disabilities · Source checked 2026-11-01
- Instructions for Forms 1099-QA and 5498-QA (12/2026) · Source checked 2026-11-01
- Hedge Funds (Investor.gov glossary) · Source checked 2026-11-01
- Types of Orders · Source checked 2026-11-01
- Stop Order (Investor.gov glossary) · Source checked 2026-11-01
- Short Sales (Investor.gov glossary) · Source checked 2026-11-01
- 12 CFR 220.12 Supplement: margin requirements (Regulation T) · Source checked 2026-11-01
- 17 CFR 240.15c6-1 Settlement cycle · Source checked 2026-11-01
- Ex-Dividend Dates: When Are You Entitled to Stock and Cash Dividends · Source checked 2026-11-01
- Stock Split (Investor.gov glossary) · Source checked 2026-11-01
- Tender Offer (Investor.gov glossary) · Source checked 2026-11-01
- 17 CFR 240.14e-1 Unlawful tender offer practices · Source checked 2026-11-01
- Margin Account (Investor.gov glossary) · Source checked 2026-11-01
- FINRA Rule 4210. Margin Requirements · Source checked 2026-11-01
- Retirement topics - IRA contribution limits · Source checked 2026-11-01
- Retirement plan and IRA required minimum distributions FAQs · Source checked 2026-11-01
- 31 CFR 1023.320 Reports by brokers or dealers in securities of suspicious transactions · Source checked 2026-11-01
- 31 CFR 1010.311 Filing obligations for reports of transactions in currency · Source checked 2026-11-01
- 31 CFR 1010.306 Filing of reports · Source checked 2026-11-01
- 31 CFR 1010.313 Aggregation · Source checked 2026-11-01
- Specially Designated Nationals (SDNs) and the SDN List (OFAC FAQs) · Source checked 2026-11-01
- 31 CFR 1023.220 Customer identification programs for broker-dealers · Source checked 2026-11-01
- 17 CFR 248.3 Definitions (Regulation S-P) · Source checked 2026-11-01
- 17 CFR 248.30 Procedures to safeguard customer information, including response programs for unauthorized access (Regulation S-P) · Source checked 2026-11-01
- FINRA Rule 2210. Communications with the Public · Source checked 2026-11-01
- FINRA Rule 5270. Front Running of Block Transactions · Source checked 2026-11-01
- Churning (Investor.gov glossary) · Source checked 2026-11-01
- FINRA Rule 2165. Financial Exploitation of Specified Adults · Source checked 2026-11-01
- FINRA Rule 3220. Influencing or Rewarding the Employees of Others · Source checked 2026-11-01
- FINRA Rule 3270. Outside Business Activities of Registered Persons · Source checked 2026-11-01
- FINRA Regulatory Notice 26-20: Outside Activities · Source checked 2026-11-01
- 15 U.S.C. 78c: Definitions and application (Exchange Act Section 3) · Source checked 2026-11-01
About the SIE Exam
Entry-level exam for aspiring securities professionals. FINRA's exam page lists no current pass rate. With the right preparation, you can pass on your first attempt.
Exam sponsor: FINRA. The requirements and fees below concern the certification or admission exam, separate from our free practice resources.
Questions
75 questions
Time Limit
1 hour 45 minutes
Passing Score
70
Reported exam pass rate: not-published. FINRA's SIE exam page and FAQ list no current candidate pass rate. Exam sponsor website
Fees, eligibility, and exam policies can change. Confirm them with the exam sponsor before applying or paying.
Official sources
Frequently Asked Questions
Is the SIE vocabulary game free?
Yes. The game is free to play with no sign-up. Signing in adds AI explanations for any term.
How do the SIE vocabulary games work?
There are 4 games built on 60 SIE terms. In Guess the Term, a clue describes one term and you have six tries to spell it, with green, yellow and gray letters showing how close you are. In Term Match, six terms appear as colored tiles; swap neighbors to line up three or more of the same term, and each match shows what the term means. In Term Pairs, twelve face-down cards hide six pairs of terms; flip two at a time to find each pair, and every pair you find shows what the term means. In Term Search, five terms hide in a grid of letters, reading across, down or diagonally; drag across a term to circle it, and each term you find shows what it means.
Where do the SIE terms come from?
OpenExamPrep researched each term from the FINRA content outline and primary sources, listed under Sources on this page. The game is independent study material, not an official exam resource.
What is the SIE exam pass rate?
FINRA's SIE exam page and FAQ list no current candidate pass rate, so online pass-rate figures are not current FINRA statistics. FINRA's passing score is 70 (scaled), with no fixed number of correct answers.
How can I pass the SIE exam on my first try?
To pass the SIE on your first try: 1) Study for 4-8 weeks, dedicating 2-3 hours daily (40-60 total hours). 2) Focus heavily on 'Products and Risks' (44% of exam). 3) Complete at least 500 practice questions. 4) Aim to score 80%+ consistently on practice exams before scheduling. 5) Use our AI tutor to understand concepts you miss.