Securities & FINRA · FINRA Series Exams
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Entry-level exam for aspiring securities professionals. FINRA's exam page lists no current pass rate. With the right preparation, you can pass on your first attempt.
Recorded with AI-generated hosts. Built with Fish Audio. Independent study material from Open Exam Prep.
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Yes. SIE Exam Prep Live is free to watch, with no sign-up. Press play and you join the show in progress.
Each Live station is a recorded video show with two AI hosts, on-screen key points, quiz pauses and captions. It plays on a shared clock, so everyone watching sees the same moment and you join the show in progress. There is no seek bar.
Yes. Live is the same programme as the station’s Radio with pictures, on the same clock. Switch to “Listen only” or leave the page mid-show and it keeps playing as audio from the same moment.
Maya & Ben are AI-generated hosts. The show is independent study material from OpenExamPrep; check exam rules with the official exam sponsor and practice with our free questions.
FINRA's SIE exam page and FAQ list no current candidate pass rate, so online pass-rate figures are not current FINRA statistics. FINRA's passing score is 70 (scaled), with no fixed number of correct answers.
To pass the SIE on your first try: 1) Study for 4-8 weeks, dedicating 2-3 hours daily (40-60 total hours). 2) Focus heavily on 'Products and Risks' (44% of exam). 3) Complete at least 500 practice questions. 4) Aim to score 80%+ consistently on practice exams before scheduling. 5) Use our AI tutor to understand concepts you miss.
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