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200+ Free Series 24 Practice Questions

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~73% Pass Rate
200+ Questions
100% Free

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Questions by Category

Series24-Sales-Supervision60 questions
Series24-Registration-Supervision50 questions
Series24-Customer-Account-Supervision47 questions
Series24-Trading-Settlement-Supervision43 questions
2026 Statistics

Key Facts: Series 24 Exam

~73%

Est. Pass Rate

FINRA

70%

Passing Score

105/150

60-80 hrs

Study Time

Recommended

3h 45m

Exam Duration

FINRA

$120

Exam Fee

FINRA

Series 7

Prerequisite

Or other qualifying

The Series 24 has 150 questions in 3h 45m, requiring 70% (105/150). Pass rate ~73%. Covers supervisory responsibilities: investment banking, trading, financial reporting, and regulatory compliance. Prerequisites: SIE + qualifying rep exam.

About the Series 24 Exam

The Series 24 qualifies individuals to act as a General Securities Principal, supervising securities business activities of a broker-dealer including investment banking, trading, market making, and compliance.

Questions

150 scored questions

Time Limit

3 hours 45 minutes

Passing Score

70%

Exam Fee

$120 (FINRA)

Series 24 Exam Content Outline

25%

Supervision of Investment Banking

Underwriting, private placements, due diligence, research supervision, Chinese walls

25%

Supervision of Trading

Trading practices, market maker obligations, order handling, best execution, Reg SHO

25%

Supervision of Operations

Customer accounts, correspondence, advertising, books and records, net capital

25%

Regulatory Compliance

FINRA rules, SEC regulations, AML, registration, CE, disciplinary proceedings

How to Pass the Series 24 Exam

What You Need to Know

  • Passing score: 70%
  • Exam length: 150 questions
  • Time limit: 3 hours 45 minutes
  • Exam fee: $120

Keys to Passing

  • Complete 500+ practice questions
  • Score 80%+ consistently before scheduling
  • Focus on highest-weighted sections
  • Use our AI tutor for tough concepts

Series 24 Study Tips from Top Performers

1Focus on supervisory procedures — what a principal must review, approve, and document
2Master FINRA advertising rules (2210)
3Study financial responsibility rules: net capital, customer protection, financial reporting
4Understand AML requirements: CIP, CTR, SAR filing, red flags
5Know registration and CE requirements for representatives

Frequently Asked Questions

What is the Series 24 pass rate?

Approximately 73%. Requires 70% (105/150). More difficult than representative exams due to supervisory scope.

What are the prerequisites?

Must pass SIE + a qualifying representative exam (usually Series 7). Must be sponsored by a FINRA member firm.

How long should I study?

4-6 weeks, 60-80 hours. Focus on supervisory responsibilities rather than memorizing rules.

How hard is the Series 24?

Moderately to highly difficult. Covers broad supervisory responsibilities including investment banking, trading, compliance, and financial responsibility.