Securities Exams8 min read

Free Securities Exam Podcast (2026): SIE, Series 7, 63, 65, 66 Audio Study Guide

Free podcast covering SIE, Series 7, Series 63, Series 65, and Series 66 exam topics. Study for your securities license on your commute, at the gym, or anywhere. No cost, no signup required.

Ran Chen, EA, CFP®January 23, 2026

Key Facts

  • The Open Exam Prep Securities Podcast covers SIE, Series 6, 7, 63, 65, and 66 exam topics completely free.
  • Audio learning allows you to study during commutes, workouts, or any downtime—maximizing your study time.
  • The podcast is available on Spotify, Apple Podcasts, and YouTube at no cost with no signup required.
  • Episodes cover key concepts like suitability, securities regulations, investment products, and ethics.
  • Passive listening can reinforce concepts learned through practice questions and reading.
  • The SIE exam has a 74% pass rate, and supplementing with audio study can improve retention.
Free securities exam podcast 2026: SIE, Series 7, 63, 65, 66 audio study guide. Listen on Spotify, Apple Podcasts.

🎧 Listen to the Podcast

Also available on SpotifyApple PodcastsYouTube

📺 Watch the Video

Study for Your Securities Exam Anywhere, Anytime

Preparing for the SIE, Series 7, or other FINRA exams? Turn your commute, gym session, or daily walk into productive study time with the free Open Exam Prep Securities Podcast.


Why Audio Learning Works for Securities Exams

Maximize Your Study Time

Most people have 1-2 hours of "dead time" daily—commuting, exercising, doing chores. The podcast transforms this into productive study time without requiring you to sit at a desk.

ActivityPotential Study Time
Daily commute30-60 min/day
Gym/exercise30-60 min/day
Household chores20-30 min/day
Walking the dog15-30 min/day
Weekly total7-12+ hours

That's potentially 30-50 extra study hours per month—just from listening.

Reinforce What You Read

The podcast works best alongside active study:

  1. Read a concept in your study materials
  2. Listen to the podcast episode covering that topic
  3. Practice with our free SIE practice questions
  4. Ask AI to explain anything that's still unclear

This multi-modal approach improves retention and understanding.


What the Podcast Covers

SIE Exam Topics

  • Types of securities (stocks, bonds, options, mutual funds)
  • Market structure and participants
  • Customer accounts and compliance
  • Economic factors affecting securities

Series 7 Topics

  • Equity securities and corporate bonds
  • Municipal securities and government bonds
  • Options strategies and suitability
  • Retirement plans and tax implications

Series 63/65/66 Topics

  • State securities regulations
  • Fiduciary duty and ethics
  • Investment adviser rules
  • Prohibited practices

How to Use the Podcast Effectively

The 3-Step Study Method

Step 1: Preview Before Listening

Before your commute, spend 5 minutes reviewing the topic in your study guide. This primes your brain for the audio content.

Step 2: Active Listening

While listening, mentally quiz yourself. When the host mentions a concept, try to recall the definition before they explain it.

Step 3: Reinforce with Practice

After listening, take 10-15 practice questions on that topic. This moves knowledge from passive to active recall.

Sample Weekly Schedule

DayPodcast TopicPractice Questions
MonEquity SecuritiesSIE Practice
TueDebt SecuritiesSeries 7 Practice
WedOptions BasicsSeries 7 Practice
ThuRegulationsSeries 63 Practice
FriInvestment AdvisersSeries 65 Practice

Free Practice Questions to Pair with the Podcast

Don't just listen—practice applying what you learn. All free, no signup required:


Where to Listen

The Securities Exam Prep Podcast is available on all major platforms:

Subscribe to get notified when new episodes drop.


Stuck on a Concept? Ask Our AI Tutor

Heard something in the podcast you don't understand? Our AI tutor can explain any securities concept in depth—free for 10 questions per day.

Try asking:

  • "Explain the difference between Series 63 and Series 65"
  • "What are the main types of municipal bonds?"
  • "How do call options work?"

Start Your Free Study Plan Today

  1. Subscribe to the podcast on Spotify or Apple Podcasts
  2. Take practice questions on your target exam
  3. Use the AI tutor when you get stuck

All free. No credit card. No signup required for practice questions.

Start Free SIE Practice →Free exam prep with practice questions & AI tutor
Test Your Knowledge
Question 1 of 3

What is the passing score for the SIE exam?

A
65%
B
70%
C
72%
D
75%
Learn More with AI

10 free AI interactions per day

Securities ExamSIE ExamSeries 7Series 63Series 65Series 66PodcastFree Study MaterialAudio Learning

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