13.1 Steady & Unsteady Conduction, Extended Surfaces (Fins)
Key Takeaways
- Fourier's law defines conduction heat flux as q'' = -k*dT/dx, where thermal conductivity k follows k_solid > k_liquid > k_gas and generally decreases with temperature in pure metals due to electron-phonon scattering.
- Thermal resistance networks linearize complex composite geometries: conduction resistance is R_th = L/(kA) for slabs, ln(r2/r1)/(2*pi*k*L) for cylinders, and (r2-r1)/(4*pi*k*r1*r2) for spheres, combined via 1/(UA) = sum(R_th).
- Critical radius of insulation is r_cr = k/h for cylinders and 2k/h for spheres; adding insulation to a bare cylinder where r_o < r_cr increases total heat loss until r_o = r_cr, beyond which heat loss decreases.
- Extended surfaces (fins) improve heat dissipation governed by d^2(theta)/dx^2 - m^2*theta = 0 with m = sqrt(hP/(k*Ac)); fins are justified only when fin effectiveness epsilon_fin = sqrt(kP/(h*Ac))*tanh(mL) > 2, typically on the gas/air side where convective h is low.
- Transient conduction is governed by the Biot number Bi = h*Lc/k_solid; for Bi < 0.1, internal thermal gradients are negligible and the lumped capacitance model (T(t)-T_inf)/(T0-T_inf) = exp(-Bi*Fo) = exp(-t/tau) applies with time constant tau = rho*V*c_p/(h*As).
Steady & Unsteady Conduction, Extended Surfaces (Fins)
Conduction is the mode of heat transfer in which energy is transferred from more energetic particles of a substance to adjacent, less energetic particles as a result of microscopic interactions: atomic lattice vibrations (phonons) and molecular collisions, alongside free electron transport in conducting media. In mining engineering operations—ranging from the thermal management of high-power continuous miner electric motors, dragline brake assemblies, and underground transformer vaults to steam pipeline insulation in thermal power co-generation units—mastery of steady and transient conduction is vital for equipment reliability and safety.
1. Fourier's Law of Heat Conduction & Thermal Conductivity Mechanisms
Fourier's law is the phenomenological governing law of conductive heat transfer. It states that the time rate of heat transfer through a material is proportional to the negative gradient in temperature and to the area through which the heat flows at right angles to that gradient:
Where:
- $q = \text{Heat transfer rate } (\text{W})$
- $q'' = \text{Heat flux } (\text{W/m}^2)$
- $k = \text{Thermal conductivity of the material } (\text{W/m}\cdot\text{K})$
- $A = \text{Cross-sectional area normal to heat flow } (\text{m}^2)$
- $\frac{dT}{dx} = \text{Temperature gradient in the direction of heat flow } (\text{K/m})$
[!NOTE] The Negative Sign: The negative sign in Fourier's law is a physical requirement of the Second Law of Thermodynamics, ensuring that heat flows spontaneously down the temperature gradient from higher temperature to lower temperature (where $dT/dx < 0$, making $q > 0$).
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| FOURIER'S LAW & THERMAL RESISTANCE CONCEPT |
| |
| Higher Temp (T1) Lower Temp (T2) |
| +---------------------------------------------------+ |
| | ---> Heat Flux q'' = -k*(dT/dx) | |
| | | |
| Area A | Material Thermal Conductivity = k | Thickness L |
| | | |
| +---------------------------------------------------+ |
| x = 0 x = L |
| |
| Thermal Resistance Analogy: |
| [T1] o--------------------/\/\/\/\/\/--------------------o [T2] |
| R_th = L / (k*A) |
| Heat Flow: q = (T1 - T2) / R_th = Delta_T / R_th |
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Microscopic Mechanisms of Thermal Conductivity ($k$)
Thermal conductivity varies across states of matter based on microscopic energy transport carriers:
Where $k_e$ is the electronic contribution (free electron migration) and $k_{\text{ph}}$ is the lattice vibration contribution (phonons).
- Pure Metals: Dominated by free electrons ($k_e \gg k_{\text{ph}}$). Pure copper ($k \approx 386\text{ W/m}\cdot\text{K}$) and aluminum ($k \approx 205\text{ W/m}\cdot\text{K}$) exhibit extremely high conductivity. Under the Wiedemann-Franz Law, the ratio of thermal conductivity to electrical conductivity ($\sigma_e$) is proportional to absolute temperature:
- Alloys: Impurity atoms and structural dislocations scatter free electrons, significantly depressing thermal conductivity (e.g., carbon steel $k \approx 45\text{ W/m}\cdot\text{K}$, austenitic stainless steel $k \approx 15\text{ W/m}\cdot\text{K}$).
- Non-Metallic Solids (Dielectrics): Heat conducts exclusively through lattice phonons ($k_e \approx 0$). In disordered structures (glass, refractory bricks), phonon scattering by amorphous boundaries yields low conductivity ($k \approx 0.8\text{--}1.4\text{ W/m}\cdot\text{K}$).
- Liquids: Energy is transported by longitudinal acoustic molecular vibrations. In general, thermal conductivity in liquids decreases with increasing temperature, with water being a notable anomaly where $k$ rises to a maximum near $130^{\circ}\text{C}$ before decreasing.
- Gases: Governed by kinetic theory of gases: $k = \frac{1}{3} \rho \bar{v} \lambda c_v \propto \frac{\sqrt{T}}{\sqrt{M}}$. Thermal conductivity in gases is independent of pressure across standard industrial operating ranges ($0.01\text{--}10\text{ bar}$) and increases with $\sqrt{T}$.
| Material Class | Typical Material | Thermal Conductivity $k\ (\text{W/m}\cdot\text{K})$ | Primary Carrier |
|---|---|---|---|
| Pure Metal | Pure Copper / Silver | $385 - 419$ | Free electrons ($k_e$) |
| Structural Metal | Mild Steel (0.2% C) | $45 - 50$ | Free electrons + Phonons |
| Refractory / Ceramic | Fireclay Brick / Alumina | $1.0 - 2.5$ | Lattice phonons ($k_{\text{ph}}$) |
| Liquid | Water at $20^{\circ}\text{C}$ | $0.60$ | Molecular collisions |
| Insulator / Gas | Mineral Wool / Still Air | $0.026 - 0.040$ | Molecular diffusion |
2. Three-Dimensional General Heat Conduction Equations
Applying the First Law of Thermodynamics to a differential control volume yields the general three-dimensional transient heat conduction equation with internal heat generation.
Cartesian Coordinates $(x, y, z)$
For a homogeneous, isotropic material with constant thermal conductivity ($k = \text{const}$):
Where $\alpha = \frac{k}{\rho c_p}\ (\text{m}^2/\text{s})$ is the thermal diffusivity, quantifying a medium's ability to conduct thermal energy relative to its capacity to store thermal energy.
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| SPECIAL FORMS OF CONDUCTION EQUATION |
| |
| 1. Fourier Equation: nabla^2 T = (1/alpha)*(dT/dt) (No heat gen, unsteady)|
| 2. Poisson Equation: nabla^2 T + (q_g_dot / k) = 0 (Steady, heat gen) |
| 3. Laplace Equation: nabla^2 T = 0 (Steady, no heat gen) |
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Cylindrical Coordinates $(r, \phi, z)$
Spherical Coordinates $(r, \theta, \phi)$
3. One-Dimensional Steady Conduction & Thermal Resistance Networks
Under steady-state conditions without internal heat generation, heat flow is governed by direct thermal circuit analogies ($q = \Delta T / R_{\text{th}}$).
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| THERMAL RESISTANCE FORMULAS BY GEOMETRY |
| |
| Geometry Conduction Resistance R_th Heat Rate q |
| -------------------- -------------------------------- ------------------------- |
| Plane Slab (Area A) R_th = L / (k*A) q = k*A*(T1 - T2) / L |
| Cylinder (Length L) R_th = ln(r2/r1) / (2*pi*k*L) q = 2*pi*k*L*Delta_T/ln(r2/r1|
| Sphere (Radii r1, r2) R_th = (r2 - r1) / (4*pi*k*r1*r2) q = 4*pi*k*r1*r2*Delta_T/(r2-r1|
| Convective Boundary R_conv = 1 / (h*A) q = h*A*(T_s - T_inf) |
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Composite Plane Walls in Series & Overall Heat Transfer Coefficient ($U$)
For a composite wall consisting of multiple material layers $1, 2, \dots, n$ with convective fluid boundaries on both sides:
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| COMPOSITE WALL THERMAL NETWORK CIRCUIT |
| |
| Fluid (T_inf1, h1) | Layer A (L_A, k_A) | Layer B (L_B, k_B) | Fluid (T_inf2, h2) |
| | | | |
| [T_inf1] o---/\/\/\/---[T1]---/\/\/\/---[T2]---/\/\/\/---[T3]---/\/\/\/---o [T_inf2] |
| R_conv1 R_cond,A R_cond,B R_conv2 |
| 1/(h1*A) L_A/(k_A*A) L_B/(k_B*A) 1/(h2*A) |
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Radial Systems: Composite Cylindrical Pipes
For an insulated industrial pipe of inner radius $r_1$, outer metal radius $r_2$, and insulation outer radius $r_3$, carrying hot fluid at $T_{\infty,i}$ ($h_i$) surrounded by ambient air at $T_{\infty,o}$ ($h_o$):
4. Critical Radius of Insulation
Adding insulation to a flat plane wall always increases conductive resistance ($L/kA$), thereby reducing heat transfer. However, adding insulation to a curved surface (cylinder or sphere) introduces two competing thermal effects:
- Conduction Resistance: Increases logarithmically with insulation outer radius $r$ ($R_{\text{cond}} = \frac{\ln(r/r_1)}{2\pi k L}$).
- Convection Resistance: Decreases linearly with external surface area ($R_{\text{conv}} = \frac{1}{2\pi r L h_o}$).
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| CRITICAL RADIUS OF INSULATION BEHAVIOR |
| |
| Thermal Resistance (R) |
| ^ |
| | / R_total = R_cond + R_conv |
| | / |
| | / \ |
| | / R_cond \ |
| | / \ |
| | / \_ R_conv |
| | / \_ |
| | / R_total MINIMUM \_ |
| | +------------*--------------------> (Max Heat Dissipation Rate) |
| | | | |
| +---+------------+--------------------------------------------> Outer Radius (r) |
| r_1 r_cr = k / h |
| |
| - If r_initial < r_cr: Adding insulation INCREASES heat transfer (ideal for cables). |
| - If r_initial > r_cr: Adding insulation DECREASES heat transfer (steam pipes). |
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Derivation for a Cylindrical Geometry
Expressing total thermal resistance per unit length $R'$ as a function of insulation outer radius $r$:
Differentiating with respect to $r$ and setting the derivative to zero to find the extremum:
Evaluating the second derivative reveals $\left.\frac{d^2 R'}{dr^2}\right|{r=r{\text{cr}}} > 0$, confirming that $R'$ is at a mathematical minimum, and heat dissipation $q$ is at a maximum.
Derivation for a Spherical Geometry
[!IMPORTANT] Practical Design Rules:
- Electrical Conductors & Cables: Keep outer radius $r_o \le r_{\text{cr}}$ so that adding dielectric insulation maximizes heat dissipation, preventing copper core thermal runaway.
- Steam & Process Fluid Pipelines: Ensure the bare pipe outer radius $r_1 > r_{\text{cr}}$, so that every millimeter of insulation added immediately reduces costly heat losses.
5. One-Dimensional Steady Conduction with Uniform Heat Generation
When thermal energy is generated uniformly throughout a solid volume at rate $\dot{q}_g\ (\text{W/m}^3)$ (e.g., Joule heating $I^2 R/V$ in electrical busbars, core nuclear reactions, or concrete curing exotherm), internal temperature distributions become parabolic.
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| HEAT GENERATION: PLANE SLAB VS SOLID CYLINDER |
| |
| Plane Slab (-L <= x <= +L, Cooled to Tw): Solid Cylinder (0 <= r <= R, Cooled Tw): |
| |
| Centerline (x = 0) Centerline (r = 0) |
| T_max = T0 T_max = T0 |
| /\ /\ |
| / \ / \ |
| / \ / \ |
| Tw ______/ \______ Tw Tw ______/ \______ Tw |
| -L +L 0 R |
| |
| T(x) - Tw = (q_g*L^2 / 2k) * [1 - (x/L)^2] T(r) - Tw = (q_g*R^2 / 4k) * [1 - (r/R)^2]|
| T_max - Tw = q_g * L^2 / (2*k) T_max - Tw = q_g * R^2 / (4*k) |
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1. Plane Slab of Thickness $2L$ Cooled Symmetrically ($T(x = \pm L) = T_w$)
Starting from $\frac{d^2 T}{dx^2} + \frac{\dot{q}g}{k} = 0$, integrating twice and applying symmetry $\left.\frac{dT}{dx}\right|{x=0} = 0$:
If one surface ($x=0$) is perfectly insulated and the opposite face ($x=L$) is maintained at $T_w$, the boundary conditions are identical, and maximum temperature occurs at the insulated wall with $\Delta T_{\text{max}} = \frac{\dot{q}_g L^2}{2k}$.
2. Solid Cylinder of Radius $R$ Cooled at Surface ($T(r=R) = T_w$)
Integrating $\frac{1}{r}\frac{d}{dr}\left(r \frac{dT}{dr}\right) + \frac{\dot{q}g}{k} = 0$ with $\left.\frac{dT}{dr}\right|{r=0} = 0$:
6. Extended Surfaces (Fins): Governing Equations & Performance
Extended surfaces (fins) are engineered protrusions designed to enhance heat dissipation from a primary surface into a surrounding fluid by increasing effective convective surface area. They are ubiquitous on mining compressor cylinder heads, electronic power converters, and air-cooled heat exchangers.
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| FIN DIFFERENTIAL CONTROL VOLUME |
| |
| Base (x=0) dx Tip (x=L) |
| +----------+ +------------+ +--------+ |
| | T = Tb | ======> | q_x | ======> q_(x+dx) | | |
| | | +------------+ +--------+ |
| +----------+ | |
| v dQ_conv = h * (P*dx) * (T - T_inf) |
| |
| Governing Fin Equation: d^2(theta)/dx^2 - m^2 * theta = 0 |
| Where: theta(x) = T(x) - T_inf, m = sqrt( h*P / (k*Ac) ) |
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Derivation of Governing Fin Equation
Applying energy balance on a 1D differential element of length $dx$, perimeter $P$, and cross-sectional area $A_c$:
Defining excess temperature $\theta(x) = T(x) - T_{\infty}$ and fin parameter $m = \sqrt{\frac{h P}{k A_c}}\ (\text{m}^{-1})$:
General solution: $\theta(x) = C_1 e^{mx} + C_2 e^{-mx} = C_3 \cosh(mx) + C_4 \sinh(mx)$.
The Three Canonical Fin Boundary Conditions
| Boundary Condition at Tip ($x=L$) | Temperature Profile $\frac{\theta(x)}{\theta_0}$ | Total Fin Heat Transfer Rate $Q_{\text{fin}}$ |
|---|---|---|
| 1. Infinitely Long Fin ($L \to \infty$, $\theta(L)=0$) | $e^{-mx}$ | $\sqrt{h P k A_c} \theta_0 = M$ |
| 2. Adiabatic / Insulated Tip ($\left.\frac{d\theta}{dx}\right | _{L} = 0$) | $\frac{\cosh[m(L-x)]}{\cosh(mL)}$ |
| 3. Convective Tip ($-k\left.\frac{d\theta}{dx}\right | _{L} = h_L \theta_L$) | $\frac{\cosh[m(L-x)] + \frac{h_L}{mk}\sinh[m(L-x)]}{\cosh(mL) + \frac{h_L}{mk}\sinh(mL)}$ |
[!TIP] Corrected Fin Length ($L_c$): Instead of evaluating cumbersome convective tip hyperbolic series, apply the insulated-tip formula using a corrected length: $L_c = L + \frac{A_c}{P}$. For a rectangular fin of thickness $t$, $L_c = L + \frac{t}{2}$; for a pin fin of diameter $d$, $L_c = L + \frac{d}{4}$.
Fin Efficiency ($\eta_{\text{fin}}$) vs. Fin Effectiveness ($\epsilon_{\text{fin}}$)
- Fin Efficiency ($\eta_{\text{fin}}$): The ratio of actual heat transferred by the fin to the maximum hypothetical heat transfer if the entire fin surface were maintained at base temperature $\theta_0$:
- Fin Effectiveness ($\epsilon_{\text{fin}}$): The ratio of heat transferred with the fin to the heat transfer from the bare base area without the fin:
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| CRITERIA FOR EFFECTIVE FIN DESIGN |
| |
| - Thermal conductivity k MUST be high (use aluminum k=205 W/m*K or copper k=386). |
| - Convective coefficient h MUST be low (fins on air/gas side, NOT liquid/water side). |
| - Perimeter-to-area ratio (P / Ac) MUST be large (thin, slender, closely spaced fins).|
| - Justification Threshold: epsilon_fin >= 2.0 (if epsilon_fin < 1, fin acts as |
| an insulator and impedes heat dissipation!). |
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7. Transient Conduction & The Lumped Capacitance Method
In transient (unsteady-state) conduction, temperature varies with both spatial position and time ($T = T(x, y, z, t)$). When internal conductive resistance within a solid is negligible compared to external convective resistance, internal temperature gradients vanish, and the solid behaves as a single spatially uniform lumped thermal capacitance.
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| LUMPED CAPACITANCE ENERGY BALANCE |
| |
| Solid Body: Volume V, Area As, Density rho, Specific Heat cp, Initial Temp T0 |
| |
| - dE_stored / dt = dQ_conv / dt |
| - rho * V * cp * (dT/dt) = h * As * (T - T_inf) |
| |
| Temperature Response: |
| (T(t) - T_inf) / (T0 - T_inf) = exp( - (h*As / (rho*V*cp)) * t ) |
| = exp( - t / tau ) = exp( - Bi * Fo ) |
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Governing Non-Dimensional Parameters
- Characteristic Length ($L_c$):
- Plane slab of thickness $2L$ cooled on both sides: $L_c = \frac{2L A}{2A} = L$
- Long cylinder of radius $R$: $L_c = \frac{\pi R^2 L}{2\pi R L} = \frac{R}{2}$
- Sphere of radius $R$: $L_c = \frac{\frac{4}{3}\pi R^3}{4\pi R^2} = \frac{R}{3}$
- Cube of side $L$: $L_c = \frac{L^3}{6L^2} = \frac{L}{6}$
- Biot Number ($\text{Bi}$): Ratio of internal conductive resistance to external convective boundary resistance:
[!IMPORTANT] Validity Criterion: The lumped capacitance method is strictly valid if and only if $\text{Bi} < 0.1$. When $\text{Bi} < 0.1$, the maximum temperature variation across the solid body is less than 5%, and spatial gradients can be safely neglected.
- Fourier Number ($\text{Fo}$): Dimensionless time variable measuring the rate of heat conduction relative to thermal storage:
Where $\tau = \frac{\rho V c_p}{h A_s} = R_{\text{conv}} C_{\text{th}}$ is the Thermal Time Constant of the system (seconds).
8. Step-by-Step Worked Calculation: Industrial Cable Insulation & Pin Fin Heat Sink
Worked Example 1: Critical Insulation Radius for Mining Feeder Cable
A high-voltage electrical cable in an underground mine shaft has a bare copper radius of $r_1 = 5\text{ mm}$ and is coated with rubber insulation ($k = 0.16\text{ W/m}\cdot\text{K}$). The cable is exposed to ventilation air with convective heat transfer coefficient $h = 20\text{ W/m}^2\cdot\text{K}$.
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| CABLE INSULATION CALCULATION STEPS |
| |
| 1. Calculate Critical Radius: |
| r_cr = k / h = (0.16 W/m*K) / (20 W/m^2*K) = 0.008 m = 8.0 mm |
| |
| 2. Compare with Bare Cable Radius: |
| r_bare = 5.0 mm < r_cr (8.0 mm) |
| |
| 3. Critical Insulation Thickness: |
| t_cr = r_cr - r_1 = 8.0 mm - 5.0 mm = 3.0 mm |
| |
| 4. Physical Interpretation: |
| Adding up to 3.0 mm of rubber insulation INCREASES current carrying capacity |
| by maximizing heat dissipation rate from the copper core. |
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Worked Example 2: Transient Cooling of Steel Bearing Ball
A chrome-steel bearing sphere ($D = 50\text{ mm}$, $\rho = 7800\text{ kg/m}^3$, $c_p = 460\text{ J/kg}\cdot\text{K}$, $k = 40\text{ W/m}\cdot\text{K}$) is quenched from $T_0 = 800^{\circ}\text{C}$ in an agitated oil bath at $T_{\infty} = 50^{\circ}\text{C}$ with $h = 160\text{ W/m}^2\cdot\text{K}$. Determine the time required for the sphere center to cool to $100^{\circ}\text{C}$.
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| BEARING QUENCHING CALCULATION STEPS |
| |
| STEP 1: Calculate Characteristic Length (Lc) |
| Lc = R / 3 = (0.025 m) / 3 = 0.008333 m |
| |
| STEP 2: Check Biot Number Validity |
| Bi = h * Lc / k = (160 * 0.008333) / 40 = 0.03333 |
| Since Bi = 0.0333 < 0.1, Lumped Capacitance is VALID! |
| |
| STEP 3: Calculate Thermal Time Constant (tau) |
| tau = (rho * cp * Lc) / h |
| = (7800 kg/m^3 * 460 J/kg*K * 0.008333 m) / (160 W/m^2*K) |
| = 29880 / 160 = 186.75 seconds |
| |
| STEP 4: Calculate Cooling Time t |
| (T(t) - T_inf) / (T0 - T_inf) = exp( - t / tau ) |
| (100 - 50) / (800 - 50) = 50 / 750 = 0.06667 |
| ln(0.06667) = - t / 186.75 |
| -2.70805 = - t / 186.75 ===> t = 505.7 seconds (approx 8.43 minutes) |
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A cylindrical electrical power transmission cable of 6 mm radius is insulated with a synthetic polymer of thermal conductivity k = 0.18 W/(m·K). The surrounding air provides a convection heat transfer coefficient of h = 15 W/(m²·K). What is the critical radius of insulation, and what happens to the total heat dissipation if a 3 mm thick insulation layer is added?
Under which set of engineering conditions will installing extended surfaces (fins) provide the highest fin effectiveness (ε_fin)?
A solid copper sphere of 30 mm diameter (density = 8900 kg/m³, specific heat = 385 J/(kg·K), thermal conductivity = 390 W/(m·K)) is immersed in a cooling water stream with h = 260 W/(m²·K). Which statement correctly describes the temperature analysis approach and the thermal time constant of the sphere?