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200+ Free Series 82 Practice Questions

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Series82-Regulations121 questions
Series82-Private-Placements41 questions
Series82-Sales-Practices23 questions
Capital-Markets15 questions
2026 Statistics

Key Facts: Series 82 Exam

70-75%

First-Time Pass Rate

Industry estimate

70%

Passing Score

35/50 questions

40-60 hrs

Study Time

Recommended

45%

Regulation D

Largest section

$100

Exam Fee

FINRA

1h 30m

Exam Duration

FINRA

The Series 82 exam has an estimated 70-75% first-time pass rate. It requires 70% (35/50 questions) to pass in 1 hour 30 minutes. The exam covers four major areas: Private Offerings and Regulation D (45%), Due Diligence and Offering Documents (20%), Trading and Markets (20%), and FINRA Rules/Securities Act (15%). Prerequisites: SIE + firm sponsorship. Plan for 40-60 hours of study.

About the Series 82 Exam

The Series 82 qualifies representatives to sell private placement securities as part of primary offerings. It covers Regulation D exemptions, private placement mechanics, due diligence, offering documents, secondary market trading, and FINRA rules governing private securities transactions.

Questions

50 scored questions

Time Limit

1 hour 30 minutes

Passing Score

70%

Exam Fee

$100 (FINRA)

Series 82 Exam Content Outline

45%

Private Offerings and Regulation D

Rule 504, 506(b), 506(c), accredited investors, integration doctrine, and aggregation

20%

Due Diligence and Offering Documents

Private Placement Memoranda, suitability, investor qualifications, and risk disclosures

20%

Trading and Markets

Secondary market trading, restricted securities, Rule 144, QIBs, and trading platforms

15%

FINRA Rules and Securities Act

Rule 2210 communications, Rule 5123 private placement filings, and Securities Act of 1933

How to Pass the Series 82 Exam

What You Need to Know

  • Passing score: 70%
  • Exam length: 50 questions
  • Time limit: 1 hour 30 minutes
  • Exam fee: $100

Keys to Passing

  • Complete 500+ practice questions
  • Score 80%+ consistently before scheduling
  • Focus on highest-weighted sections
  • Use our AI tutor for tough concepts

Series 82 Study Tips from Top Performers

1Master Regulation D exemptions - understand the differences between Rules 504, 506(b), and 506(c)
2Know accredited investor definitions under SEC rules - income thresholds, net worth, and institutional investors
3Study the integration doctrine and how to determine if offerings should be combined
4Understand Private Placement Memoranda structure and required disclosures
5Learn Rule 144 requirements for resale of restricted and control securities
6Study FINRA Rule 5123 private placement filing requirements and exemptions
7Know the difference between QIBs (Qualified Institutional Buyers) and accredited investors
8Understand secondary market trading restrictions for private placements

Frequently Asked Questions

What is the Series 82 exam?

The Series 82 is FINRA's Private Securities Offerings Representative Qualification Examination. It qualifies individuals to sell private placement securities as part of primary offerings, including limited partnerships, hedge funds, and private equity offerings. The exam tests knowledge of Regulation D, private placement mechanics, due diligence, and FINRA rules.

What is the Series 82 pass rate?

The Series 82 exam has an estimated pass rate of 70-75% for first-time test-takers. The exam has 50 questions (45 scored + 5 unscored pretest) with a 70% passing score (35 correct answers), taken over 1 hour 30 minutes. The focused nature of the exam on private placements makes it manageable with proper study.

What are the prerequisites for the Series 82?

You must pass the SIE (Securities Industry Essentials) exam and have firm sponsorship before taking the Series 82. No other FINRA exams are required as prerequisites. The Series 82 specifically qualifies you for private placement activities rather than general securities sales.

How long should I study for Series 82?

Plan for 40-60 hours of study over 4-6 weeks. Focus heavily on Regulation D (45% of exam) including Rules 504, 506(b), and 506(c), accredited investor definitions, and integration rules. Study due diligence requirements and Private Placement Memoranda. Complete at least 200 practice questions and score 80%+ consistently before scheduling.

What are the main topics on the Series 82?

The main topics are: Private Offerings and Regulation D (45%) covering exemptions, accredited investors, and integration; Due Diligence and Offering Documents (20%) covering PPMs and suitability; Trading and Markets (20%) covering restricted securities, Rule 144, and QIBs; and FINRA Rules (15%) covering Rule 2210 communications and Rule 5123 private placement filings.

What is the difference between Series 82 and Series 7?

The Series 7 (General Securities Representative) qualifies you to sell all types of securities including stocks, bonds, options, and mutual funds. The Series 82 is a limited registration that only qualifies you to sell private placement securities in primary offerings. If you hold a Series 7, you can already sell private placements and do not need the Series 82.