Series 63 Vocabulary Game
Exam terms with clues and explanations by OpenExamPrep.
About the Series 63 Vocabulary Games
4 free word games built on 20 Series 63 terms across 8 topics. Every game deals terms at random and shows what each term means, so you can keep playing as long as you like.
How to Play
- 1.Read the clue and type the term (3 to 6 letters).
- 2.Green: right spot. Yellow: wrong spot. Gray: not in the term.
- 3.Solve it in 6 tries, then read the explanation.
- 1.Swap two neighboring tiles to line up 3 of the same term.
- 2.Longer lines, two lines at once and chains score more.
- 3.Play until no swap can make a line.
- 1.Flip two cards. A matching pair stays face up.
- 2.Each pair you find shows what the term means.
- 3.Clear the board in as few moves as you can.
- 1.Find each listed term in the letter grid.
- 2.Drag across its letters: across, down or diagonally.
- 3.Find all five as fast as you can.
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Topics in the Series 63 Vocabulary Game
Advisory firms
Advisory staff
Broker-dealer rules
Administrative remedies
Sales personnel
Securities offerings
Customer communications
Ethical practices
Sources for these terms (16)
- IARD — Investment Adviser Registration Depository · Source checked 2026-11-03
- About FINRA · Source checked 2026-11-03
- What SIPC Protects · Source checked 2026-11-03
- Central Registration Depository (CRD) · Source checked 2026-11-03
- Annual Renewal Program · Source checked 2026-11-03
- Brokerage Accounts · Source checked 2026-11-03
- Options · Source checked 2026-11-03
- Regulatory Notice 10-06: Guidance on Blogs and Social Networking Web Sites · Source checked 2026-11-03
- Churning · Source checked 2026-11-03
- FINRA Rule 2121: Fair Prices and Commissions · Source checked 2026-11-03
- FINRA Rule 3240: Prohibition on Borrowing From or Lending to Customers · Source checked 2026-11-03
- Pump and Dump Schemes · Source checked 2026-11-03
- Uniform Securities Act (1956), as amended, with NASAA updates and commentary · Source checked 2026-11-03
- NASAA Model Rule: Dishonest or Unethical Business Practices of Broker-Dealers and Agents (amended April 7, 2025) · Source checked 2026-11-03
- Social Media (FINRA key topic) · Source checked 2026-11-03
- Investor Bulletin: Investment Adviser Sponsored Wrap Fee Programs · Source checked 2026-11-03
About the Series 63 Exam
State-level securities exam required for agents transacting business in most states. The Series 63 tests the Uniform Securities Act of 1956 as amended by NASAA, together with NASAA model rules and statements of policy.
Exam sponsor: NASAA. The requirements and fees below concern the certification or admission exam, separate from our free practice resources.
Questions
65 questions
Time Limit
1 hour 15 minutes
Passing Score
43 of 60 scored
Reported exam pass rate: Not published by NASAA. NASAA and FINRA do not publish an aggregate candidate pass rate Exam sponsor website
Fees, eligibility, and exam policies can change. Confirm them with the exam sponsor before applying or paying.
Official sources
- NASAA Series 63 Page · Source checked 2026-10-22Checked: 65 questions (60 scored), 43 of the 60 scored questions needed to pass.
- Series 63 Content Outline (effective June 12, 2023) · Source checked 2026-10-22Checked: eight sections weighted 5/5/12/13/9/11/20/25%; Ethical Practices and Obligations is the largest.
- NASAA Exam FAQs · Source checked 2026-10-21Checked: fee $147; no sponsor needed to take the Series 63.
Frequently Asked Questions
Is the Series 63 vocabulary game free?
Yes. The game is free to play with no sign-up. Signing in adds AI explanations for any term.
How do the Series 63 vocabulary games work?
There are 4 games built on 20 Series 63 terms. In Guess the Term, a clue describes one term and you have six tries to spell it, with green, yellow and gray letters showing how close you are. In Term Match, six terms appear as colored tiles; swap neighbors to line up three or more of the same term, and each match shows what the term means. In Term Pairs, twelve face-down cards hide six pairs of terms; flip two at a time to find each pair, and every pair you find shows what the term means. In Term Search, five terms hide in a grid of letters, reading across, down or diagonally; drag across a term to circle it, and each term you find shows what it means.
Where do the Series 63 terms come from?
OpenExamPrep researched each term from the NASAA content outline and primary sources, listed under Sources on this page. The game is independent study material, not an official exam resource.
What is the Series 63 exam?
The Series 63 tests knowledge of state securities regulations under the Uniform Securities Act. It's required in most states for securities agents and is written by NASAA (North American Securities Administrators Association) and administered by FINRA.
What is the Series 63 pass rate?
NASAA and FINRA do not publish an aggregate or first-time Series 63 pass rate. The official standard is 43 correct answers out of the 60 scored questions.