Free Series 9 Exam Prep
General Securities Sales Supervisor - Options
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Series 9 Exam Details
General Securities Sales Supervisor - Options
Administered by FINRA
Exam Content Breakdown
Based on the official FINRA content outline
Opening/maintenance of customer options accounts
Supervising sales practices and general options trading
Supervising options communications
Supervising associated persons and personnel management
What's Included
5 Chapters
Complete exam coverage
Practice Quizzes
With detailed explanations
Free to Start
No credit card required
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What's Next After the Series 9?
After passing the Series 9, you can pursue these career paths
Series 10
General Securities Sales Supervisor
Series 24
General Securities Principal
Series 9 Exam FAQ
Course Content
Official FINRA Resources
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