Free Series 9 Exam Prep
General Securities Sales Supervisor - Options
Pass your Series 9 exam without spending hundreds on expensive prep courses. Free study guides, practice questions, and AI-powered learning.
Quick Facts
Buy on AmazonSERIES9 Professional License: Complete Roadmap
Follow this path to maximize your chances of passing on the first try
Complete Prerequisites
Pass the SIE and Series 7 exams. The Series 9 is a supervisory-level exam that builds on your Series 7 options knowledge.
Options Account SupervisionYou are here
Master options account opening procedures, maintenance requirements, and supervisory responsibilities — 33% of the exam.
Sales Practices & Trading Supervision
Study supervision of options sales practices, general options trading, and communications review — 44% of the exam.
Practice Exams & Final Review
Focus on supervisory scenarios, personnel management, and distinguishing between principal and representative responsibilities.
Can You Take the Series 9 Exam?
Check if you meet the basic eligibility requirements
- •Must pass the SIE exam + Series 7 before taking the Series 9
- •Firm sponsorship required (Form U4 filed by a FINRA member firm)
- •Typically paired with the Series 10 for full General Securities Sales Supervisor qualification
- •120-day enrollment window to schedule and take the exam
Series 9 Quick Facts
Time to Get Licensed
3-6 weeks typical
From start to license in hand
Retake Policy
30-day wait after 1st and 2nd failures, 180-day wait after 3rd failure and beyond. No limit on total attempts.
Total Cost Breakdown
Free Series 9 Prep That Actually Works
The official pass rate is ~60-65%. Our students do better.
300+ Practice Questions
More free questions than most paid courses
AI Tutor Explains Mistakes
Understand why answers are wrong, not just which ones
Updated for 2026
Content reflects latest exam changes
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What You'll Study
5 chapters covering everything you need to pass
10 free AI interactions per day
Series 9 Exam Details
General Securities Sales Supervisor - Options
Administered by FINRA
Exam Content Breakdown
Based on the official FINRA content outline
Opening/maintenance of customer options accounts
Supervising sales practices and general options trading
Supervising options communications
Supervising associated persons and personnel management
What's Included
5 Chapters
Complete exam coverage
Practice Quizzes
With detailed explanations
Free to Start
No credit card required
Quality Exam Prep Shouldn't Cost Hundreds
I'm Ran Chen, an engineer with 20+ years of coding experience. I passed my Life Insurance license, EA exam, SIE, Series 6, 63, 65, and finally the CFP® exam.
Through all these exams, one thing became clear: exam prep is expensive. But with AI, we can change that. Quality preparation can now be free for everyone.
What's Next After the Series 9?
After passing the Series 9, you can pursue these career paths
Series 9 Exam FAQ
Official FINRA Resources
Verify information with these official sources
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Ready to Start Your Free Series 9 Prep?
Join thousands of candidates who passed their exams using our free study materials.