16.2 Food and Nutrition Research Methods, Sampling, Sample Size, and Research Ethics
Key Takeaways
Probability sampling methods (simple random, systematic, stratified, cluster, and multistage) give every unit a known chance of selection and allow results to be generalized.
Slovin's formula, n = N ÷ (1 + Ne²), gives 334 households from a population of 2,000 at a 5% margin of error.
Validity means a tool measures what it is intended to measure, while reliability means it gives consistent results when repeated.
A t-test compares two group means, ANOVA compares three or more means, and the chi-square test examines associations between categorical variables.
The Philippine National Health Research System Act (RA 10532, 2013) supports ethical review of health research through the Philippine Health Research Ethics Board.
The research competency area of the Community and Public Health Nutrition table of specifications asks examinees to identify the scope and methods of food and nutrition research, prepare sampling techniques, and understand surveys. Study designs and risk measures are covered in the nutritional epidemiology section; this section focuses on the research process, sampling, statistics, and ethics.
Scope of Food and Nutrition Research
- Basic research: nutrient metabolism, food chemistry, and mechanisms of disease.
- Applied research: product development, food fortification, dietary interventions, and program effectiveness.
- Operations research: how to deliver programs better, such as improving supplementary feeding attendance.
- Social and behavioral research: food beliefs, feeding practices, and barriers to change.
The Research Process
- Identify and state the problem.
- Review related literature.
- Formulate objectives and hypotheses.
- Choose the research design.
- Define the population and sampling method; compute the sample size.
- Develop and pretest data collection tools.
- Obtain ethical approval and informed consent.
- Collect, encode, and clean data.
- Analyze and interpret the data.
- Write and disseminate the report.
Variables: the independent variable is the presumed cause or intervention (such as a nutrition education program); the dependent variable is the outcome (such as knowledge scores or hemoglobin). Confounding variables are related to both and can distort the association, such as household income.
Hypotheses: the null hypothesis states no difference or association; the alternative hypothesis states that a difference exists. A Type I error rejects a true null hypothesis (probability alpha, usually 0.05); a Type II error fails to reject a false null hypothesis (probability beta). Power (1 - beta, often 80%) is the chance of detecting a real effect.
Experimental and Qualitative Designs
| Design | Key feature | Example |
|---|---|---|
| Randomized controlled trial | Random assignment to intervention or control | Iron-fortified rice versus regular rice in schoolchildren |
| Quasi-experimental | Intervention and comparison groups without randomization | Comparing barangays with and without a feeding program |
| Before-and-after (pre-post) | Same group measured before and after | Knowledge test before and after a cooking class |
| Focus group discussion | Guided discussion with 6-10 similar participants | Mothers' views on complementary feeding |
| Key informant interview | In-depth interview with knowledgeable people | Barangay captain on local food problems |
| Participant observation | Researcher observes daily life | Watching mealtime practices in households |
Qualitative methods explain why and how, while quantitative methods measure how much and how many. Mixed methods combine both.
Sampling Techniques
| Type | Method | When to use |
|---|---|---|
| Simple random | Every unit has an equal chance; lottery or random numbers | Small, listed populations |
| Systematic | Every kth unit after a random start; k = N ÷ n | Lists such as household registers |
| Stratified | Divide into strata (such as urban and rural) and sample from each | Ensure subgroups are represented |
| Cluster | Randomly select groups (such as barangays) and study all or some units within them | Large, scattered populations without full lists |
| Multistage | Sampling in stages, such as provinces, then barangays, then households | National surveys |
| Convenience | Whoever is available | Pilot studies; not generalizable |
| Purposive | Chosen for specific characteristics | Key informants; qualitative studies |
| Quota | Fill set numbers per category without random selection | Market research |
| Snowball | Participants recruit others | Hard-to-reach groups |
Sample Size
Slovin's formula (commonly taught in the Philippines):
For a barangay with N = 2,000 households and a 5% margin of error (e = 0.05):
For systematic sampling, the interval is k = 2,000 ÷ 334 ≈ 6, so the researcher picks a random start from 1 to 6 and then every sixth household.
Estimating a prevalence:
With an expected stunting prevalence p = 0.236, Z = 1.96 for 95% confidence, and precision d = 0.05:
Cluster sampling usually needs a design effect multiplier, often about 2, which raises the sample to about 555 children. Researchers also add extra for expected non-response.
Validity, Reliability, and Bias
- Validity: the tool measures what it intends to measure (a validated FFQ compared against food records).
- Reliability: consistent results on repeated measurement (test-retest, inter-rater agreement).
- Selection bias: the sample differs systematically from the population.
- Information bias: errors in measurement, including recall bias.
- Confounding: a third factor explains the association; control it by randomization, matching, stratification, or statistical adjustment.
- Pretesting tools on a similar group reveals unclear questions before data collection.
Basic Statistics
| Purpose | Test or measure |
|---|---|
| Describe central tendency | Mean, median, mode |
| Describe spread | Range, standard deviation |
| Compare two means | t-test (independent or paired) |
| Compare three or more means | Analysis of variance (ANOVA) |
| Association of categorical variables | Chi-square test |
| Linear relationship of two continuous variables | Pearson correlation coefficient (r) |
| Predict an outcome from variables | Regression analysis |
A p-value below 0.05 is usually considered statistically significant.
Research Ethics
- Respect for persons: voluntary, informed consent; assent from children with parental permission.
- Beneficence and non-maleficence: maximize benefits and minimize harm.
- Justice: fair selection of participants and sharing of benefits.
- Confidentiality: the Data Privacy Act of 2012 (RA 10173) protects personal information.
- Ethical review: the Philippine National Health Research System Act of 2013 (RA 10532) supports ethics review through the Philippine Health Research Ethics Board (PHREB), which accredits research ethics committees and issues the National Ethical Guidelines for Research Involving Human Participants.
A researcher selects 10 barangays at random from a municipality of 40 barangays and then measures all children under 5 in the chosen barangays. Which sampling method is this?
Stratified random sampling
Systematic sampling
Quota sampling
Cluster sampling
Using Slovin's formula with a 5% margin of error, what sample size is needed for a population of 1,500 schoolchildren?
About 150
About 316
About 375
About 500
A study compares mean hemoglobin levels among children in three groups: iron-fortified rice, iron drops, and no intervention. Which statistical test is most appropriate?
Analysis of variance (ANOVA)
Chi-square test
Paired t-test
Pearson correlation coefficient
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