10.5 Safety Codes, Standards & Voluntary Guidelines (OSHA, ANSI, NIOSH, MIL-STD) and DART Rate Calculations

Key Takeaways

  • OSHA standards (29 CFR 1910 for general industry, 1926 for construction) are enforceable law; ANSI and other consensus standards are voluntary unless a regulation or contract adopts them; NIOSH researches and recommends but does not enforce.

  • The hierarchy of controls, from most to least effective, is elimination, substitution, engineering controls, administrative controls, and personal protective equipment.

  • Incidence rates normalize to 200,000 hours, representing 100 full-time workers working 40 hours a week for 50 weeks: rate = number of cases × 200,000 ÷ total hours worked.

  • The DART rate counts recordable cases involving days away from work, restricted work, or job transfer (OSHA 300 log columns H and I) per 200,000 hours.

  • Employers must report a work-related fatality to OSHA within 8 hours and an in-patient hospitalization, amputation, or loss of an eye within 24 hours.

Last updated: October 2026

10.5 Safety Codes, Standards & DART Rate Calculations

The specification lists safety codes, standards, and voluntary guidelines (ANSI, OSHA, MIL STD, NIOSH) and DART rate calculations, including the information needed to compute the rate. Industrial engineers design work and workplaces, so they are responsible for building safety into the design and for measuring results.


1. Who Writes What

SourceNatureExamples relevant to industrial engineers
OSHA (Occupational Safety and Health Administration, Department of Labor)Federal regulations, enforceable by inspection and penalty29 CFR 1910 (general industry), 1926 (construction), 1904 (recordkeeping)
State plansState OSHA programs at least as effective as federal OSHACalifornia, Washington, Michigan, and others
NIOSH (National Institute for Occupational Safety and Health, CDC)Research and recommendations, not enforceableRevised Lifting Equation, Recommended Exposure Limits (RELs), hierarchy of controls
ANSI-accredited consensus standardsVoluntary unless adopted by regulation or contractANSI/ASSP Z10.0 (safety management systems), ANSI Z535 (safety signs and colors), ANSI B11 (machine safety), ANSI/ISEA Z87.1 (eye protection), ANSI/ASSP Z359 (fall protection)
Other consensus bodiesVoluntary; often incorporated by referenceNFPA 70E (electrical safety in the workplace), ASME B30 (cranes and hoists), ISO 45001 (occupational health and safety management)
U.S. military standardsRequired on defense programs; widely used as guidanceMIL-STD-882E (system safety), MIL-STD-1472H (human engineering design criteria)

The general duty clause. Section 5(a)(1) of the OSH Act requires each employer to provide a workplace free from recognized hazards likely to cause death or serious physical harm. OSHA uses it when no specific standard applies, often citing consensus standards as evidence that a hazard is recognized.

MIL-STD-882E defines system-safety risk with a matrix of severity (catastrophic, critical, marginal, negligible) and probability (frequent, probable, occasional, remote, improbable, eliminated) and requires hazards to be tracked to acceptance. MIL-STD-1472H gives human engineering design criteria such as control and display arrangement, anthropometric accommodation, workspace dimensions, labeling, and environmental limits.


2. The Hierarchy of Controls

NIOSH ranks hazard controls from most to least effective:

  1. Elimination: remove the hazard, for example by redesigning a task so no one works at height.
  2. Substitution: replace it with something less hazardous, such as a water-based solvent.
  3. Engineering controls: isolate people from the hazard with guards, ventilation, lift assists, or interlocks.
  4. Administrative controls: change how people work, through procedures, training, job rotation, or warning signs.
  5. Personal protective equipment (PPE): gloves, hearing protection, respirators. These are the last line of defense.

Higher levels work regardless of human behavior. PPE fails silently when it is worn incorrectly.


3. Key OSHA General Industry Requirements

TopicStandardCore requirement
Walking-working surfaces and fall protection1910.22, 1910.28, 1910.29Protect workers at 4 ft or more above a lower level (6 ft in construction under 1926.501); guardrail top rails 42 in ± 3 in and able to withstand 200 lb
Exit routes1910.36–1910.37At least 28 in wide; unobstructed and marked
Hazardous energy (lockout/tagout)1910.147Written energy-control program, procedures, training, and periodic inspections
Machine guarding1910.212Guard points of operation, nip points, and rotating parts
Powered industrial trucks1910.178Operator training and evaluation, with re-evaluation at least every 3 years
Overhead and gantry cranes1910.179Rated load marking, inspections, and operator qualification
Noise1910.9590 dBA TWA PEL; hearing conservation program at 85 dBA
Hazard communication1910.1200Labels, safety data sheets, and training under the GHS format
PPE1910.132Written hazard assessment before selecting PPE

4. OSHA Recordkeeping (29 CFR Part 1904)

Recordable cases are work-related injuries and illnesses that result in any of:

  • death
  • days away from work
  • restricted work or transfer to another job
  • medical treatment beyond first aid
  • loss of consciousness
  • a significant injury or illness diagnosed by a physician or other licensed health care professional

Records:

  • Form 300, the log of cases. Column H marks days-away cases, column I job transfer or restriction cases, and column J other recordable cases.
  • Form 300A, the annual summary, posted from February 1 to April 30 of the following year.
  • Form 301, the incident report for each case.
  • Records are kept for 5 years. Many employers with 10 or fewer employees, and certain low-hazard industries, are partially exempt.

Day counting: count calendar days away or restricted, not including the day of injury, and cap each case at 180 days.

Reporting: call OSHA within 8 hours of a work-related fatality, and within 24 hours of an in-patient hospitalization, an amputation, or the loss of an eye.


5. Incidence Rate Calculations

All OSHA rates are normalized to 200,000 hours, the hours worked by 100 full-time employees in a year (40 hours/week × 50 weeks):

Rate=Number of cases (or days)×200,000Total hours worked by all employees\text{Rate} = \frac{\text{Number of cases (or days)} \times 200{,}000}{\text{Total hours worked by all employees}}

RateNumerator
Total recordable case rate (TRC or TRIR)All recordable cases
DART rateCases with Days Away, Restricted work, or job Transfer (300 log columns H + I)
Days-away case rateCases with days away (column H only)
Severity (lost-workday) rateTotal days away (or away plus restricted)

Use actual hours worked from payroll records, including overtime and excluding vacation, holiday, and sick leave.

Worked example: A plant with about 450 employees worked 925,000 hours last year. Its 300 log shows 14 recordable cases: 5 with days away (78 days total), 3 with restricted work or transfer (40 days total), and 6 other recordable cases.

  • TRIR =14×200,000/925,000=3.03= 14 \times 200{,}000 / 925{,}000 = 3.03
  • DART =(5+3)×200,000/925,000=1.73= (5 + 3) \times 200{,}000 / 925{,}000 = 1.73
  • Days-away case rate =5×200,000/925,000=1.08= 5 \times 200{,}000 / 925{,}000 = 1.08
  • Lost-workday severity =78×200,000/925,000=16.9= 78 \times 200{,}000 / 925{,}000 = 16.9 days away per 100 full-time workers

Compare rates with the Bureau of Labor Statistics averages for the plant's NAICS industry, and track trends. A low TRIR with a high severity rate suggests fewer but more serious injuries.

Warning

Do not include first-aid-only cases, such as a bandage or a non-prescription medication at non-prescription strength, in any rate. Do not divide by the number of employees; the denominator is hours worked.

Test Your Knowledge

A facility worked 1,150,000 employee-hours last year and recorded 15 OSHA-recordable cases. Six had days away from work, three had job restriction or transfer only, and six were other recordable cases. What is the DART rate?

A

1.04

B

2.61

C

0.78

D

1.57

Test Your Knowledge

An employee strains a wrist at work, sees a doctor who recommends only a non-prescription pain reliever at non-prescription strength, and returns to full duty the same day. How is the case classified under 29 CFR 1904?

A

Not recordable, because it involved only first aid

B

Recordable as a case with days away from work

C

Recordable as a restricted-work or transfer case

D

Recordable because a physician examined the employee

Test Your Knowledge

A plant must reduce worker exposure to solvent vapors at a parts-cleaning station. According to the hierarchy of controls, which option is most effective?

A

Issue organic-vapor respirators to all operators

B

Rotate operators so each spends less time at the station

C

Replace the solvent with a non-toxic aqueous cleaner

D

Post warning signs and train operators on safe handling

Sections you finish are checked off in the contents.