10.5 Safety Codes, Standards & Voluntary Guidelines (OSHA, ANSI, NIOSH, MIL-STD) and DART Rate Calculations
Key Takeaways
OSHA standards (29 CFR 1910 for general industry, 1926 for construction) are enforceable law; ANSI and other consensus standards are voluntary unless a regulation or contract adopts them; NIOSH researches and recommends but does not enforce.
The hierarchy of controls, from most to least effective, is elimination, substitution, engineering controls, administrative controls, and personal protective equipment.
Incidence rates normalize to 200,000 hours, representing 100 full-time workers working 40 hours a week for 50 weeks: rate = number of cases × 200,000 ÷ total hours worked.
The DART rate counts recordable cases involving days away from work, restricted work, or job transfer (OSHA 300 log columns H and I) per 200,000 hours.
Employers must report a work-related fatality to OSHA within 8 hours and an in-patient hospitalization, amputation, or loss of an eye within 24 hours.
10.5 Safety Codes, Standards & DART Rate Calculations
The specification lists safety codes, standards, and voluntary guidelines (ANSI, OSHA, MIL STD, NIOSH) and DART rate calculations, including the information needed to compute the rate. Industrial engineers design work and workplaces, so they are responsible for building safety into the design and for measuring results.
1. Who Writes What
| Source | Nature | Examples relevant to industrial engineers |
|---|---|---|
| OSHA (Occupational Safety and Health Administration, Department of Labor) | Federal regulations, enforceable by inspection and penalty | 29 CFR 1910 (general industry), 1926 (construction), 1904 (recordkeeping) |
| State plans | State OSHA programs at least as effective as federal OSHA | California, Washington, Michigan, and others |
| NIOSH (National Institute for Occupational Safety and Health, CDC) | Research and recommendations, not enforceable | Revised Lifting Equation, Recommended Exposure Limits (RELs), hierarchy of controls |
| ANSI-accredited consensus standards | Voluntary unless adopted by regulation or contract | ANSI/ASSP Z10.0 (safety management systems), ANSI Z535 (safety signs and colors), ANSI B11 (machine safety), ANSI/ISEA Z87.1 (eye protection), ANSI/ASSP Z359 (fall protection) |
| Other consensus bodies | Voluntary; often incorporated by reference | NFPA 70E (electrical safety in the workplace), ASME B30 (cranes and hoists), ISO 45001 (occupational health and safety management) |
| U.S. military standards | Required on defense programs; widely used as guidance | MIL-STD-882E (system safety), MIL-STD-1472H (human engineering design criteria) |
The general duty clause. Section 5(a)(1) of the OSH Act requires each employer to provide a workplace free from recognized hazards likely to cause death or serious physical harm. OSHA uses it when no specific standard applies, often citing consensus standards as evidence that a hazard is recognized.
MIL-STD-882E defines system-safety risk with a matrix of severity (catastrophic, critical, marginal, negligible) and probability (frequent, probable, occasional, remote, improbable, eliminated) and requires hazards to be tracked to acceptance. MIL-STD-1472H gives human engineering design criteria such as control and display arrangement, anthropometric accommodation, workspace dimensions, labeling, and environmental limits.
2. The Hierarchy of Controls
NIOSH ranks hazard controls from most to least effective:
- Elimination: remove the hazard, for example by redesigning a task so no one works at height.
- Substitution: replace it with something less hazardous, such as a water-based solvent.
- Engineering controls: isolate people from the hazard with guards, ventilation, lift assists, or interlocks.
- Administrative controls: change how people work, through procedures, training, job rotation, or warning signs.
- Personal protective equipment (PPE): gloves, hearing protection, respirators. These are the last line of defense.
Higher levels work regardless of human behavior. PPE fails silently when it is worn incorrectly.
3. Key OSHA General Industry Requirements
| Topic | Standard | Core requirement |
|---|---|---|
| Walking-working surfaces and fall protection | 1910.22, 1910.28, 1910.29 | Protect workers at 4 ft or more above a lower level (6 ft in construction under 1926.501); guardrail top rails 42 in ± 3 in and able to withstand 200 lb |
| Exit routes | 1910.36–1910.37 | At least 28 in wide; unobstructed and marked |
| Hazardous energy (lockout/tagout) | 1910.147 | Written energy-control program, procedures, training, and periodic inspections |
| Machine guarding | 1910.212 | Guard points of operation, nip points, and rotating parts |
| Powered industrial trucks | 1910.178 | Operator training and evaluation, with re-evaluation at least every 3 years |
| Overhead and gantry cranes | 1910.179 | Rated load marking, inspections, and operator qualification |
| Noise | 1910.95 | 90 dBA TWA PEL; hearing conservation program at 85 dBA |
| Hazard communication | 1910.1200 | Labels, safety data sheets, and training under the GHS format |
| PPE | 1910.132 | Written hazard assessment before selecting PPE |
4. OSHA Recordkeeping (29 CFR Part 1904)
Recordable cases are work-related injuries and illnesses that result in any of:
- death
- days away from work
- restricted work or transfer to another job
- medical treatment beyond first aid
- loss of consciousness
- a significant injury or illness diagnosed by a physician or other licensed health care professional
Records:
- Form 300, the log of cases. Column H marks days-away cases, column I job transfer or restriction cases, and column J other recordable cases.
- Form 300A, the annual summary, posted from February 1 to April 30 of the following year.
- Form 301, the incident report for each case.
- Records are kept for 5 years. Many employers with 10 or fewer employees, and certain low-hazard industries, are partially exempt.
Day counting: count calendar days away or restricted, not including the day of injury, and cap each case at 180 days.
Reporting: call OSHA within 8 hours of a work-related fatality, and within 24 hours of an in-patient hospitalization, an amputation, or the loss of an eye.
5. Incidence Rate Calculations
All OSHA rates are normalized to 200,000 hours, the hours worked by 100 full-time employees in a year (40 hours/week × 50 weeks):
| Rate | Numerator |
|---|---|
| Total recordable case rate (TRC or TRIR) | All recordable cases |
| DART rate | Cases with Days Away, Restricted work, or job Transfer (300 log columns H + I) |
| Days-away case rate | Cases with days away (column H only) |
| Severity (lost-workday) rate | Total days away (or away plus restricted) |
Use actual hours worked from payroll records, including overtime and excluding vacation, holiday, and sick leave.
Worked example: A plant with about 450 employees worked 925,000 hours last year. Its 300 log shows 14 recordable cases: 5 with days away (78 days total), 3 with restricted work or transfer (40 days total), and 6 other recordable cases.
- TRIR
- DART
- Days-away case rate
- Lost-workday severity days away per 100 full-time workers
Compare rates with the Bureau of Labor Statistics averages for the plant's NAICS industry, and track trends. A low TRIR with a high severity rate suggests fewer but more serious injuries.
Warning
Do not include first-aid-only cases, such as a bandage or a non-prescription medication at non-prescription strength, in any rate. Do not divide by the number of employees; the denominator is hours worked.
A facility worked 1,150,000 employee-hours last year and recorded 15 OSHA-recordable cases. Six had days away from work, three had job restriction or transfer only, and six were other recordable cases. What is the DART rate?
1.04
2.61
0.78
1.57
An employee strains a wrist at work, sees a doctor who recommends only a non-prescription pain reliever at non-prescription strength, and returns to full duty the same day. How is the case classified under 29 CFR 1904?
Not recordable, because it involved only first aid
Recordable as a case with days away from work
Recordable as a restricted-work or transfer case
Recordable because a physician examined the employee
A plant must reduce worker exposure to solvent vapors at a parts-cleaning station. According to the hierarchy of controls, which option is most effective?
Issue organic-vapor respirators to all operators
Rotate operators so each spends less time at the station
Replace the solvent with a non-toxic aqueous cleaner
Post warning signs and train operators on safe handling
Sections you finish are checked off in the contents.