8.1 Conduction, Convection, and Radiation
Key Takeaways
Fourier’s law: conduction flux q = −k ∇T (or q_x = −k dT/dx in one dimension); thermal conductivity k is a material property with units W/(m·K).
Newton’s law of cooling: q = h (T_s − T_∞); h is the convective film coefficient—natural (buoyancy-driven) vs forced (pump/fan-driven) convection change h by orders of magnitude.
Net thermal radiation between a surface and large surroundings often uses q = ε σ (T_s⁴ − T_sur⁴) with σ = 5.67×10⁻⁸ W/(m²·K⁴); temperatures must be absolute.
Nusselt number Nu = hL/k_fluid compares convection to pure conduction across the same length; Prandtl Pr = ν/α = μC_p/k links momentum and thermal diffusivity; Reynolds Re = ρvL/μ classifies flow regime that controls Nu correlations.
Real equipment usually combines modes in series or parallel (wall conduction + film convection + radiation from hot surfaces)—identify the dominant resistance before estimating duty.
8.1 Conduction, Convection, and Radiation
Quick Answer: Conduction follows Fourier’s law q = −k dT/dx. Convection follows Newton’s law of cooling q = h (T_s − T_∞), with natural vs forced flow setting h. Radiation scales with T⁴ (Stefan–Boltzmann). Nu, Pr, and Re tell you how film coefficients depend on flow and fluid properties.
Domain C on the UPDA/MMUP Chemical exam covers transport phenomena—fluids (Chapter 7), heat (this chapter), and mass transfer (Chapter 9). Heat-transfer stems ask which mechanism dominates, how driving forces are written, what k or h means, and what Nu/Pr/Re represent. Qatar plant context (LNG, gas treating, refining, utilities) is full of exchangers, fired heaters, air coolers, and insulated lines—the same physics under exam MCQs.
The Three Modes of Heat Transfer
| Mode | Carrier | Driving idea | Typical constitutive law |
|---|---|---|---|
| Conduction | Molecular energy transfer in a continuum (solid or stagnant fluid) | Temperature gradient in space | Fourier: q = −k ∇T |
| Convection | Bulk fluid motion plus conduction at the surface | Temperature difference between surface and bulk fluid | Newton: q = h (T_s − T_∞) |
| Radiation | Electromagnetic emission/absorption | Absolute temperature (and view/emissivity) | Stefan–Boltzmann forms |
Important: Convection is not a fourth law of nature separate from conduction. At a solid–fluid interface, heat still conducts through a thin fluid film; h packages that complex film physics into one coefficient so engineers can write simple balances.
Conduction and Fourier’s Law
Fourier’s law (1-D, steady, constant k):
q_x = −k (dT/dx)
- q_x: heat flux (W/m²), energy per time per area in the x direction
- k: thermal conductivity (W/(m·K))
- The minus sign says heat flows from hot to cold (down the temperature gradient)
For a plane wall of thickness L, area A, faces at T₁ and T₂:
Q̇ = k A (T₁ − T₂) / L
Resistance form (useful when stacking layers later):
R_cond = L / (k A), Q̇ = ΔT / R_cond
| Material class (order-of-magnitude k) | Typical k range (W/(m·K)) | Exam intuition |
|---|---|---|
| Metals (steel, aluminum, copper) | ~10–400 | Walls conduct well; metal resistance often small vs films |
| Water (liquid) | ~0.6 | Better conductor than most organics |
| Hydrocarbons / oils | ~0.1–0.2 | Poorer liquid conductors |
| Gases (air, natural gas) | ~0.02–0.05 | Strong insulation if stagnant |
| Insulating solids (fiber, foam) | ~0.02–0.1 | Thick insulation raises R_cond deliberately |
k depends on material and temperature (and phase). On a short MCQ, treat k as given unless the stem highlights a metal vs insulator contrast.
Steady vs Unsteady Conduction (Awareness)
- Steady: temperature field fixed in time → Fourier flux is constant through a 1-D wall with no generation.
- Unsteady (lumped or transient): heating a thermowell, quenching a metal piece—time constants matter. UPDA items rarely demand full PDE solutions; they may ask whether a thick wall or low-k solid stores heat (thermal capacity ρ C_p L).
Convection and Newton’s Law of Cooling
Newton’s law of cooling:
q = h (T_s − T_∞)
or Q̇ = h A (T_s − T_∞)
- T_s: surface temperature
- T_∞: bulk fluid temperature far from the surface (or mixed mean in a duct)
- h: convective heat-transfer coefficient (W/(m²·K))
h is not a pure fluid property like k. It depends on fluid properties, velocity, geometry, and whether boiling/condensation occurs.
Natural vs Forced Convection
| Type | What drives the flow | Typical h (order of magnitude, W/(m²·K)) | Plant examples |
|---|---|---|---|
| Natural (free) | Density differences from temperature (buoyancy) | Air: ~5–25; water: higher | Tank roofs, still-air free convection on hot pipes, some room cooling |
| Forced | Pumps, fans, compressors impose velocity | Air: ~10–200; liquids: ~100–10,000+ | Shell-and-tube process side, air-fin coolers, jacket coolant |
| Boiling / condensation | Phase change with large latent heat | Often 1,000–100,000 | Reboilers, condensers, LNG vaporizers (design-specific) |
Exam cue: If the stem says “stagnant air,” “no fan,” or “thermosiphon without pump,” think natural convection and relatively low h. If a pump circulates cooling water, think forced and much higher h.
Resistance Form for a Film
R_conv = 1 / (h A), Q̇ = (T_s − T_∞) / R_conv
When wall conduction and two films appear in series, overall U (Section 8.2) multiplies these resistances.
Radiation Basics (Stefan–Boltzmann)
All surfaces emit thermal radiation. For a gray body in large surroundings:
q = ε σ (T_s⁴ − T_sur⁴)
- ε: emissivity (0 to 1); polished metals low, oxidized/painted surfaces higher
- σ: Stefan–Boltzmann constant 5.67×10⁻⁸ W/(m²·K⁴)
- T: absolute temperature (K, not °C)
| Situation | Radiation role |
|---|---|
| Ambient liquid process at ~30–80 °C | Often secondary to convection |
| Hot furnace tubes, flares, bare high-T pipe | Radiation can dominate or equal convection |
| Vacuum or outer space insulation systems | Radiation is the main residual mode |
| Two close parallel plates | Net exchange depends on both emissivities and view |
Combined convection + radiation from a hot surface to air is often written with an effective h_rad so that q_total ≈ (h_conv + h_rad)(T_s − T_∞), where h_rad ≈ ε σ (T_s + T_∞)(T_s² + T_∞²) when surroundings ≈ fluid temperature. You need the idea—not a memorized expansion—for MCQs that ask which mode grows fastest as temperature rises (radiation, because of T⁴).
Combined Modes in Series and Parallel
Series (common wall): process fluid film → solid wall → utility fluid film. The same heat rate Q̇ passes each layer; temperature drops add. The largest resistance controls the duty for a fixed overall ΔT (Section 8.2).
Parallel (same surface to surroundings): convection and radiation leave a hot outer surface simultaneously; fluxes add.
Inside solids: pure conduction. Inside flowing bulk fluid: energy is carried by advection; design still uses film coefficients at boundaries.
Worked Concept: Why Insulation Works
A bare steam line loses heat by outer convection (and radiation). Adding insulation:
- Inserts a low-k solid layer → large R_cond
- Outer surface temperature falls → both outer convection and radiation drop
Critical insulation thickness for small cylinders is a nuance sometimes in textbooks; for UPDA, know that insulation raises conduction resistance and usually cuts heat loss, improving energy efficiency and personnel protection.
Dimensionless Numbers: Nu, Pr, Re
Convective correlations rarely appear as raw tables on licensing exams. They appear as roles:
Reynolds Number — Flow Regime
Re = ρ v L / μ = v L / ν
- Compares inertial to viscous forces (Chapter 7)
- Laminar vs turbulent transitions (pipe Re ~ 2300 rule of thumb) change Nu dramatically
- Higher Re (forced flow) generally → higher h for the same fluid and size
Prandtl Number — Fluid Property Link
Pr = ν / α = μ C_p / k
| Fluid type | Typical Pr | Meaning |
|---|---|---|
| Gases | ~0.7 | Momentum and thermal diffusivity similar |
| Water | ~2–7 (T-dependent) | Thermal boundary layer thinner than velocity layer in usual forced flow |
| Oils | 10²–10⁴ | Momentum diffuses far more readily than heat → thick thermal resistance in the fluid |
| Liquid metals | ≪ 1 | Heat diffuses very fast relative to momentum |
Pr is a fluid property group (weakly T-dependent). It does not depend on equipment size or velocity.
Nusselt Number — Dimensionless Film Coefficient
Nu = h L / k_fluid
- Compares actual convective transfer to pure conduction across length L through the fluid’s k
- Correlations: Nu = f(Re, Pr, geometry) for forced convection; Nu = f(Gr, Pr) for natural convection (Grashof Gr encodes buoyancy)
- Solving for h: h = Nu · k_fluid / L
| Symbol | Represents | Depends on |
|---|---|---|
| Re | Flow regime / forced motion intensity | Velocity, size, μ, ρ |
| Pr | Relative momentum vs thermal diffusivity | Fluid (μ, C_p, k) |
| Nu | Dimensionless h | Re, Pr, geometry (via correlations) |
Exam trap: Nu uses fluid thermal conductivity in the definition, not the wall metal k. Metal k appears in conduction through the wall, not in Nu.
Worked Mini-Estimate: Order of h from Nu
Air flows over a tube with characteristic diameter D = 0.05 m. Suppose a correlation gives Nu ≈ 40, and k_air ≈ 0.028 W/(m·K).
h = Nu · k / D = 40 × 0.028 / 0.05 ≈ 22 W/(m²·K)
That is a plausible forced-air film coefficient. If the same Nu applied with liquid water (k ≈ 0.6 W/(m·K)):
h ≈ 40 × 0.6 / 0.05 ≈ 480 W/(m²·K)
Same Nu and size → much larger h because water conducts better in the film definition. Real Nu also changes with Re and Pr, but the illustration shows why liquid films often beat gas films.
| Case | k_fluid (W/(m·K)) | Nu | D (m) | h (W/(m²·K)) |
|---|---|---|---|---|
| Air | 0.028 | 40 | 0.05 | ~22 |
| Water | 0.60 | 40 | 0.05 | ~480 |
Linking Modes to UPDA-Style Questions
Expect items that ask:
- Which mechanism? Heat through a steel plate → conduction; heat from pipe OD to breezy air → convection (+ radiation if hot); furnace tube to flame/gas → radiation and convection.
- What increases Q̇? Larger A, larger k or h, larger ΔT, thinner wall (for conduction-limited cases).
- What does Nu mean? Dimensionless h; rises when turbulence improves mixing near the wall.
- Natural vs forced? Forced flow raises Re and typically Nu and h.
Common Traps
- Using °C instead of K inside T⁴ radiation formulas
- Treating h as a constant material property like density
- Confusing k of the wall with k in Nu (fluid)
- Claiming radiation is always negligible outdoors on a 400 °C line—often false
- Mixing heat flux q (W/m²) with heat rate Q̇ (W)
Exam Workflow
- Identify mode(s) and write the constitutive law.
- Confirm driving force: dT/dx, (T_s − T_∞), or (T⁴ − T_sur⁴).
- For convection, classify natural vs forced and whether phase change is implied.
- Map Re → regime, Pr → fluid, Nu → h.
- If multiple layers, switch to resistance / overall U thinking (Section 8.2).
Master these three modes and the three dimensionless roles before heat-exchanger LMTD arithmetic in Section 8.3—exchanger design assumes you already know what h and k mean.
Fourier’s law for one-dimensional conduction states that heat flux is proportional to which quantity, and in which direction?
Fluid velocity only, in the flow direction
Absolute temperature T⁴, from cold to hot
The negative of the temperature gradient, so heat flows from hot to cold
The Prandtl number alone, independent of thermal conductivity
What is the primary physical distinction between natural and forced convection when estimating a film coefficient h?
Natural convection is buoyancy-driven; forced convection is driven by pumps, fans, or imposed bulk velocity
Natural convection only occurs in metals; forced convection only occurs in gases
Forced convection forbids temperature differences; natural convection requires zero ΔT
Natural convection always has higher h than forced convection for the same fluid
On a UPDA-style item, which statement correctly matches Nu, Pr, and Re?
Pr is the dimensionless wall heat flux; Re is a pure solid property; Nu equals emissivity
Nu is always equal to Re × Pr for every geometry with no correlation needed
Re uses metal thermal conductivity; Pr is defined with surface emissivity
Nu = hL/k_fluid is a dimensionless film coefficient; Pr = μC_p/k is a fluid property group; Re classifies flow regime
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