8.1 Conduction, Convection, and Radiation
Key Takeaways
- Fourier’s law: conduction flux q = −k ∇T (or q_x = −k dT/dx in one dimension); thermal conductivity k is a material property with units W/(m·K).
- Newton’s law of cooling: q = h (T_s − T_∞); h is the convective film coefficient—natural (buoyancy-driven) vs forced (pump/fan-driven) convection change h by orders of magnitude.
- Net thermal radiation between a surface and large surroundings often uses q = ε σ (T_s⁴ − T_sur⁴) with σ = 5.67×10⁻⁸ W/(m²·K⁴); temperatures must be absolute.
- Nusselt number Nu = hL/k_fluid compares convection to pure conduction across the same length; Prandtl Pr = ν/α = μC_p/k links momentum and thermal diffusivity; Reynolds Re = ρvL/μ classifies flow regime that controls Nu correlations.
- Real equipment usually combines modes in series or parallel (wall conduction + film convection + radiation from hot surfaces)—identify the dominant resistance before estimating duty.
8.1 Conduction, Convection, and Radiation
Quick Answer: Conduction follows Fourier’s law q = −k dT/dx. Convection follows Newton’s law of cooling q = h (T_s − T_∞), with natural vs forced flow setting h. Radiation scales with T⁴ (Stefan–Boltzmann). Nu, Pr, and Re tell you how film coefficients depend on flow and fluid properties.
Domain C on the UPDA/MMUP Chemical exam covers transport phenomena—fluids (Chapter 7), heat (this chapter), and mass transfer (Chapter 9). Heat-transfer stems ask which mechanism dominates, how driving forces are written, what k or h means, and what Nu/Pr/Re represent. Qatar plant context (LNG, gas treating, refining, utilities) is full of exchangers, fired heaters, air coolers, and insulated lines—the same physics under exam MCQs.
The Three Modes of Heat Transfer
| Mode | Carrier | Driving idea | Typical constitutive law |
|---|---|---|---|
| Conduction | Molecular energy transfer in a continuum (solid or stagnant fluid) | Temperature gradient in space | Fourier: q = −k ∇T |
| Convection | Bulk fluid motion plus conduction at the surface | Temperature difference between surface and bulk fluid | Newton: q = h (T_s − T_∞) |
| Radiation | Electromagnetic emission/absorption | Absolute temperature (and view/emissivity) | Stefan–Boltzmann forms |
Important: Convection is not a fourth law of nature separate from conduction. At a solid–fluid interface, heat still conducts through a thin fluid film; h packages that complex film physics into one coefficient so engineers can write simple balances.
Conduction and Fourier’s Law
Fourier’s law (1-D, steady, constant k):
q_x = −k (dT/dx)
- q_x: heat flux (W/m²), energy per time per area in the x direction
- k: thermal conductivity (W/(m·K))
- The minus sign says heat flows from hot to cold (down the temperature gradient)
For a plane wall of thickness L, area A, faces at T₁ and T₂:
Q̇ = k A (T₁ − T₂) / L
Resistance form (useful when stacking layers later):
R_cond = L / (k A), Q̇ = ΔT / R_cond
| Material class (order-of-magnitude k) | Typical k range (W/(m·K)) | Exam intuition |
|---|---|---|
| Metals (steel, aluminum, copper) | ~10–400 | Walls conduct well; metal resistance often small vs films |
| Water (liquid) | ~0.6 | Better conductor than most organics |
| Hydrocarbons / oils | ~0.1–0.2 | Poorer liquid conductors |
| Gases (air, natural gas) | ~0.02–0.05 | Strong insulation if stagnant |
| Insulating solids (fiber, foam) | ~0.02–0.1 | Thick insulation raises R_cond deliberately |
k depends on material and temperature (and phase). On a short MCQ, treat k as given unless the stem highlights a metal vs insulator contrast.
Steady vs Unsteady Conduction (Awareness)
- Steady: temperature field fixed in time → Fourier flux is constant through a 1-D wall with no generation.
- Unsteady (lumped or transient): heating a thermowell, quenching a metal piece—time constants matter. UPDA items rarely demand full PDE solutions; they may ask whether a thick wall or low-k solid stores heat (thermal capacity ρ C_p L).
Convection and Newton’s Law of Cooling
Newton’s law of cooling:
q = h (T_s − T_∞)
or Q̇ = h A (T_s − T_∞)
- T_s: surface temperature
- T_∞: bulk fluid temperature far from the surface (or mixed mean in a duct)
- h: convective heat-transfer coefficient (W/(m²·K))
h is not a pure fluid property like k. It depends on fluid properties, velocity, geometry, and whether boiling/condensation occurs.
Natural vs Forced Convection
| Type | What drives the flow | Typical h (order of magnitude, W/(m²·K)) | Plant examples |
|---|---|---|---|
| Natural (free) | Density differences from temperature (buoyancy) | Air: ~5–25; water: higher | Tank roofs, still-air free convection on hot pipes, some room cooling |
| Forced | Pumps, fans, compressors impose velocity | Air: ~10–200; liquids: ~100–10,000+ | Shell-and-tube process side, air-fin coolers, jacket coolant |
| Boiling / condensation | Phase change with large latent heat | Often 1,000–100,000 | Reboilers, condensers, LNG vaporizers (design-specific) |
Exam cue: If the stem says “stagnant air,” “no fan,” or “thermosiphon without pump,” think natural convection and relatively low h. If a pump circulates cooling water, think forced and much higher h.
Resistance Form for a Film
R_conv = 1 / (h A), Q̇ = (T_s − T_∞) / R_conv
When wall conduction and two films appear in series, overall U (Section 8.2) multiplies these resistances.
Radiation Basics (Stefan–Boltzmann)
All surfaces emit thermal radiation. For a gray body in large surroundings:
q = ε σ (T_s⁴ − T_sur⁴)
- ε: emissivity (0 to 1); polished metals low, oxidized/painted surfaces higher
- σ: Stefan–Boltzmann constant 5.67×10⁻⁸ W/(m²·K⁴)
- T: absolute temperature (K, not °C)
| Situation | Radiation role |
|---|---|
| Ambient liquid process at ~30–80 °C | Often secondary to convection |
| Hot furnace tubes, flares, bare high-T pipe | Radiation can dominate or equal convection |
| Vacuum or outer space insulation systems | Radiation is the main residual mode |
| Two close parallel plates | Net exchange depends on both emissivities and view |
Combined convection + radiation from a hot surface to air is often written with an effective h_rad so that q_total ≈ (h_conv + h_rad)(T_s − T_∞), where h_rad ≈ ε σ (T_s + T_∞)(T_s² + T_∞²) when surroundings ≈ fluid temperature. You need the idea—not a memorized expansion—for MCQs that ask which mode grows fastest as temperature rises (radiation, because of T⁴).
Combined Modes in Series and Parallel
Series (common wall): process fluid film → solid wall → utility fluid film. The same heat rate Q̇ passes each layer; temperature drops add. The largest resistance controls the duty for a fixed overall ΔT (Section 8.2).
Parallel (same surface to surroundings): convection and radiation leave a hot outer surface simultaneously; fluxes add.
Inside solids: pure conduction. Inside flowing bulk fluid: energy is carried by advection; design still uses film coefficients at boundaries.
Worked Concept: Why Insulation Works
A bare steam line loses heat by outer convection (and radiation). Adding insulation:
- Inserts a low-k solid layer → large R_cond
- Outer surface temperature falls → both outer convection and radiation drop
Critical insulation thickness for small cylinders is a nuance sometimes in textbooks; for UPDA, know that insulation raises conduction resistance and usually cuts heat loss, improving energy efficiency and personnel protection.
Dimensionless Numbers: Nu, Pr, Re
Convective correlations rarely appear as raw tables on licensing exams. They appear as roles:
Reynolds Number — Flow Regime
Re = ρ v L / μ = v L / ν
- Compares inertial to viscous forces (Chapter 7)
- Laminar vs turbulent transitions (pipe Re ~ 2300 rule of thumb) change Nu dramatically
- Higher Re (forced flow) generally → higher h for the same fluid and size
Prandtl Number — Fluid Property Link
Pr = ν / α = μ C_p / k
| Fluid type | Typical Pr | Meaning |
|---|---|---|
| Gases | ~0.7 | Momentum and thermal diffusivity similar |
| Water | ~2–7 (T-dependent) | Thermal boundary layer thinner than velocity layer in usual forced flow |
| Oils | 10²–10⁴ | Momentum diffuses far more readily than heat → thick thermal resistance in the fluid |
| Liquid metals | ≪ 1 | Heat diffuses very fast relative to momentum |
Pr is a fluid property group (weakly T-dependent). It does not depend on equipment size or velocity.
Nusselt Number — Dimensionless Film Coefficient
Nu = h L / k_fluid
- Compares actual convective transfer to pure conduction across length L through the fluid’s k
- Correlations: Nu = f(Re, Pr, geometry) for forced convection; Nu = f(Gr, Pr) for natural convection (Grashof Gr encodes buoyancy)
- Solving for h: h = Nu · k_fluid / L
| Symbol | Represents | Depends on |
|---|---|---|
| Re | Flow regime / forced motion intensity | Velocity, size, μ, ρ |
| Pr | Relative momentum vs thermal diffusivity | Fluid (μ, C_p, k) |
| Nu | Dimensionless h | Re, Pr, geometry (via correlations) |
Exam trap: Nu uses fluid thermal conductivity in the definition, not the wall metal k. Metal k appears in conduction through the wall, not in Nu.
Worked Mini-Estimate: Order of h from Nu
Air flows over a tube with characteristic diameter D = 0.05 m. Suppose a correlation gives Nu ≈ 40, and k_air ≈ 0.028 W/(m·K).
h = Nu · k / D = 40 × 0.028 / 0.05 ≈ 22 W/(m²·K)
That is a plausible forced-air film coefficient. If the same Nu applied with liquid water (k ≈ 0.6 W/(m·K)):
h ≈ 40 × 0.6 / 0.05 ≈ 480 W/(m²·K)
Same Nu and size → much larger h because water conducts better in the film definition. Real Nu also changes with Re and Pr, but the illustration shows why liquid films often beat gas films.
| Case | k_fluid (W/(m·K)) | Nu | D (m) | h (W/(m²·K)) |
|---|---|---|---|---|
| Air | 0.028 | 40 | 0.05 | ~22 |
| Water | 0.60 | 40 | 0.05 | ~480 |
Linking Modes to UPDA-Style Questions
Expect items that ask:
- Which mechanism? Heat through a steel plate → conduction; heat from pipe OD to breezy air → convection (+ radiation if hot); furnace tube to flame/gas → radiation and convection.
- What increases Q̇? Larger A, larger k or h, larger ΔT, thinner wall (for conduction-limited cases).
- What does Nu mean? Dimensionless h; rises when turbulence improves mixing near the wall.
- Natural vs forced? Forced flow raises Re and typically Nu and h.
Common Traps
- Using °C instead of K inside T⁴ radiation formulas
- Treating h as a constant material property like density
- Confusing k of the wall with k in Nu (fluid)
- Claiming radiation is always negligible outdoors on a 400 °C line—often false
- Mixing heat flux q (W/m²) with heat rate Q̇ (W)
Exam Workflow
- Identify mode(s) and write the constitutive law.
- Confirm driving force: dT/dx, (T_s − T_∞), or (T⁴ − T_sur⁴).
- For convection, classify natural vs forced and whether phase change is implied.
- Map Re → regime, Pr → fluid, Nu → h.
- If multiple layers, switch to resistance / overall U thinking (Section 8.2).
Master these three modes and the three dimensionless roles before heat-exchanger LMTD arithmetic in Section 8.3—exchanger design assumes you already know what h and k mean.
Fourier’s law for one-dimensional conduction states that heat flux is proportional to which quantity, and in which direction?
What is the primary physical distinction between natural and forced convection when estimating a film coefficient h?
On a UPDA-style item, which statement correctly matches Nu, Pr, and Re?