1.4 Disciplinary Actions, Board Inspections & Penalties
Key Takeaways
- Act 48 of 1993 authorizes a published schedule of civil penalties; the cosmetology schedule lives at 49 Pa. Code § 43b.5 and sets fixed dollar amounts by violated section for first and second offenses.
- Under Section 20(c.2) of the Cosmetology Law (63 P.S. § 526(c.2)), the Board may levy a civil penalty of up to $1,000 on a current licensee or an unlicensed practitioner, only after affording an opportunity for a hearing.
- Section 20(a) makes unlicensed practice a summary offense punishable by a fine of up to $300 and up to 3 months imprisonment; Section 20(e) fines a salon owner up to $500 for employing an unlicensed practitioner.
- The Act 48 schedule sets $500 for a first offense of practicing without a license or maintaining an unlicensed shop, $500 per unlicensed individual for an owner or manager who employs them, and formal action on a second offense.
- All fines and civil penalties imposed under Section 20 are paid into the Professional Licensure Augmentation Account, and a licensee may appeal a final Board adjudication to the Commonwealth Court of Pennsylvania.
Inspection Authority
Compliance in Pennsylvania salons and cosmetology schools is monitored by inspectors working for the Department of State's Bureau of Enforcement and Investigation (BEI), which conducts inspections on behalf of the State Board of Cosmetology. Section 13 of the Cosmetology Law grants the Board the powers and duties needed to enforce the act, including inspection of licensed premises.
What an Inspector Checks
An inspection walks straight down 49 Pa. Code Chapter 7. Every item below maps to a numbered regulation you have already studied:
| Inspection Category | Regulation | Compliance Standard |
|---|---|---|
| Salon license display | § 7.41(a) | Salon license displayed in a conspicuous place on the premises. |
| Individual licenses | § 7.41(b); 63 P.S. § 524 | Current individual licenses readily available for inspection at the place of business. |
| Salon manager | § 7.62 | The salon is operating under a designated manager or person in charge. |
| Physical requirements | §§ 7.71—7.79 | Required equipment and supplies, floor space, entrance, sign, and lavatories. |
| General sanitation | § 7.91 | Well lighted, well ventilated, safe, orderly, sanitary; sharp implements stored points down or in a protective case. |
| Equipment sanitization | § 7.92 | Razors, tweezers, combs, brushes, and other client-contact tools sanitized immediately after each use. |
| Towels and linens | § 7.93 | Clean cloth or disposable towels only; unused towels in a closed cabinet; used towels immediately into a closed container. |
| Supplies | § 7.94 | No powder puffs or styptic pencils; creams removed with a sterile spatula; dropped articles sterilized before reuse. |
| Individual cleanliness | § 7.95 | Employees clean in person and dress; hands cleansed immediately before serving a client and after using the lavatory. |
| Chemical use | § 7.96 | Manufacturer directions and FDA instructions on the container are followed. |
| Chemical processing | § 7.100 | No client left unattended during the heating or processing period of a permanent wave or chemical application. |
| Electrical appliances | § 7.101 | Appliances properly installed and grounded. |
| Outside-service records | § 7.82 | Date, time, place, and fee charged recorded at the employing salon. |
Act 48 of 1993 and the Schedule of Civil Penalties (49 Pa. Code § 43b.5)
Act 48 of 1993 authorized BPOA licensing boards to publish fixed schedules of civil penalties so that routine, objectively verifiable violations can be resolved by citation rather than a full administrative prosecution. The Pearson VUE handbook lists Act 48 as one of the three sources for the state portion of the examination, so the amounts are fair game.
The cosmetology schedule is published at 49 Pa. Code § 43b.5. Selected entries:
| Violation | Authority | Civil Penalty |
|---|---|---|
| Practicing without a license | 63 P.S. § 508 | 1st offense $500; 2nd offense formal action |
| Maintaining an unlicensed shop | 63 P.S. § 508 | 1st offense $500; 2nd offense formal action |
| Practice in a place other than a licensed shop | 63 P.S. § 514 | 1st offense $500; 2nd offense formal action |
| Owner employing unlicensed employees | 63 P.S. § 519(a) | 1st offense $500 for each unlicensed individual; 2nd offense formal action |
| Manager employing unlicensed persons | § 7.64(a) | 1st offense $500 for each unlicensed individual; 2nd offense formal action |
| Current licenses/permits not available on the premises | 63 P.S. § 524 | 1st offense $100; 2nd offense $250 |
| Practice on a lapsed license | § 7.43 | 1st offense warning under 90 days; $250 at 90 days or more; 2nd offense formal action |
| Operating without a manager | § 7.62 | 1st offense $100; 2nd offense $250 |
| Physical requirements for a salon | §§ 7.71—7.79 | 1st offense $50 each violation; 2nd offense $100 each violation |
| Failure to sterilize equipment | § 7.92 | 1st offense $100; 2nd offense $250 |
| Unsanitary use of towels | § 7.93 | 1st offense $100; 2nd offense $250 |
| Unsanitary use of supplies | § 7.94 | 1st offense $100; 2nd offense $250 |
| Electrical appliances not properly installed/grounded | § 7.101 | 1st offense $50; 2nd offense $250 |
| Failure to maintain record of outside services | § 7.82 | 1st offense $50; 2nd offense $250 |
| Failure to post the Clean Indoor Air Act sign | 35 P.S. § 637.6(a)(1) | $250 / $500 / $1,000 escalating within 1 year |
Notice the structural pattern the exam rewards: sanitation lapses tend to run $100 then $250, physical-plant defects run $50 then $100 per violation, and anything touching unlicensed practice starts at $500 and escalates to formal action.
Penalties Under Section 20 of the Cosmetology Law
Section 20 (63 P.S. § 526) sets out the criminal and civil exposure that sits behind the citation schedule:
| Provision | Conduct | Penalty |
|---|---|---|
| § 20(a) | Practicing or teaching cosmetology, or acting in any capacity requiring a license, without complying with the act | Summary offense: fine up to $300 and/or imprisonment up to 3 months |
| § 20(b) | Practicing while knowingly suffering from a contagious or infectious disease, or knowingly serving a person so afflicted | Summary offense: fine up to $300, imprisonment up to 30 days, or both |
| § 20(c) | Infecting a person or imparting a contagious or infectious disease through carelessness or negligence | Summary offense: fine up to $300, imprisonment up to 3 months, or both |
| § 20(c.1) | Any person, partnership, or corporation violating any provision of the act | 1st offense up to $300 and/or up to 3 months; 2nd and subsequent up to $600 and/or up to 6 months |
| § 20(c.2) | Board-levied civil penalty on a current licensee who violates the act, or on any person practicing without proper licensure | Up to $1,000, levied only after affording the accused an opportunity for a hearing under 2 Pa.C.S. |
| § 20(e) | Salon owner employing an unlicensed cosmetologist, natural hair braider, nail technician, or esthetician | Fine up to $500 upon conviction |
Two details the exam likes: the § 20(c.2) civil penalty requires a vote of a majority of the maximum authorized Board membership, or a majority of the qualified and confirmed membership or a minimum of five members, whichever is greater; and under § 20(d), all fines and civil penalties imposed under Section 20 are paid into the Professional Licensure Augmentation Account.
Statutory Grounds for Disciplinary Action
Section 13 of the Cosmetology Law (63 P.S. § 519) and the related regulations give the Board authority to refuse, suspend, or revoke a license. Grounds recognized in the act and Chapter 7 include:
- Unlicensed practice and employing unlicensed staff (63 P.S. §§ 508, 519(a); § 7.64(a)).
- Sanitation and safety violations under §§ 7.91—7.101.
- Practicing with a communicable disease or knowingly serving an afflicted client (§ 20(b); § 7.97).
- Fraud or misrepresentation in obtaining a license or in advertising.
- Criminal convictions — under § 7.98, a licensee who has pled guilty or nolo contendere to, or been convicted of, a felony under The Controlled Substance, Drug, Device and Cosmetic Act (35 P.S. §§ 780-101—780-144) or a similar state or federal law is subject to suspension or revocation under Section 13 of the act.
- Discrimination — under § 7.66, it is prohibited to refuse, withhold, or deny any accommodation, advantage, facility, or privilege of a salon because of race, color, religious creed, ancestry, or national origin.
Under which provision of the Pennsylvania Cosmetology Law may the State Board levy a civil penalty of up to $1,000, and what procedural condition attaches to it?
Administrative Due Process
When a violation exceeds what a citation can resolve, the Department of State initiates a formal administrative prosecution.
[ Complaint / Investigation ]
|
v
[ Order to Show Cause ] --------> Commonwealth prosecutor files formal charges
|
v
[ Formal Administrative Hearing ] ---> Evidentiary hearing before a hearing examiner
| or the Board; right to counsel, to subpoena
| witnesses, and to present evidence
v
[ Final Adjudication & Order ] ------> Board issues a binding ruling
|
v
[ Commonwealth Court ] -----------> Statutory right of appeal
- Order to Show Cause. The prosecuting attorney for the Commonwealth files an Order to Show Cause setting out the factual allegations and the legal charges against the respondent licensee.
- Right to a hearing. Board disciplinary proceedings are governed by 2 Pa.C.S. (administrative law and procedure). The licensee is entitled to notice, representation by counsel, the subpoena of witnesses, and the presentation of evidence. Section 20(c.2) makes this opportunity a precondition to any civil penalty.
- Final adjudication and order. The Board reviews the record and issues findings of fact, conclusions of law, and a binding order.
- Judicial appeal. An appeal from a final adjudication of a Commonwealth licensing board lies to the Commonwealth Court of Pennsylvania.
Range of Board Sanctions
- Reprimand — a public censure recorded against the license.
- Probation — continued practice under monitored conditions.
- Civil penalty — up to $1,000 per violation under § 20(c.2), or the fixed amounts in the § 43b.5 schedule for cited violations.
- Suspension — the license is invalid for a fixed period or until stated conditions are met.
- Revocation — the license is terminated. The Cosmetology Law does not publish a fixed waiting period before a revoked licensee may reapply; reinstatement after revocation is decided by the Board on the terms of its own order, so treat any specific waiting period stated in a study aid as unpublished rather than as a rule.
The Two-Track Enforcement Model in One Picture
| Act 48 Citation Track | Formal Disciplinary Track | |
|---|---|---|
| Trigger | Objectively verifiable violation listed in § 43b.5 | Serious, repeated, or contested misconduct |
| Instrument | Citation with a scheduled civil penalty | Order to Show Cause |
| Resolution | Pay the scheduled amount, or contest it | Evidentiary hearing and Board adjudication |
| Range | $50 to $1,000 per the published schedule | Reprimand through revocation, plus up to $1,000 under § 20(c.2) |
| Appeal | Contest the citation administratively | Commonwealth Court |
Second offenses are where the two tracks meet. Read the § 43b.5 table again and notice how often the second-offense column simply says "formal action" — the schedule itself routes repeat unlicensed-practice violations out of the citation track and into a full prosecution.
An inspector finds that a Pennsylvania salon has failed to sterilize client-contact implements, a first offense under 49 Pa. Code § 7.92. According to the Act 48 schedule at 49 Pa. Code § 43b.5, what civil penalty applies, and how does it compare with a first-offense physical-requirements violation under §§ 7.71—7.79?
A licensed cosmetologist wishes to appeal a Final Adjudication and Order of suspension issued by the Pennsylvania State Board of Cosmetology. Where must the appeal be filed?