8.5 Submerged Arc Welding (SAW): Flux Basicity, Multi-Wire & High-Deposition Systems

Key Takeaways

  • Submerged Arc Welding (SAW) conceals the arc beneath a granular mineral flux blanket, trapping thermal radiation to achieve near 100% arc efficiency (η ≈ 0.95–1.0), high currents (300–1500+ A), and exceptional deposition rates (5–35+ kg/h).
  • SAW fluxes are classified as fused (vitrified at >1500°C, non-hygroscopic, chemically homogeneous) or agglomerated/bonded (baked at 400°C–800°C with silicate binders, capable of carrying metallic deoxidizers and micro-alloying elements, but hygroscopic).
  • The Flux Basicity Index (BI, per Boniszewski) governs weld metal oxygen content and notch toughness: basic fluxes (BI > 1.2) reduce oxygen below 350 ppm, promoting fine acicular ferrite and superior sub-zero Charpy V-notch toughness, whereas acidic fluxes (BI < 1.0) prioritize high-speed bead aesthetics at the expense of fracture toughness.
  • AWS A5.17 and A5.23 classify wire-flux combinations as integrated metallurgical systems (e.g., F7A6-EM12K), recognizing that flux chemistry dynamically exchanges manganese, silicon, and oxygen with the molten puddle.
  • Multi-wire systems (tandem, triple-wire) eliminate magnetic arc blow by powering the lead wire with DC (for deep penetration) and trailing wires with phase-shifted AC (typically 60° or 90° out of phase) for rapid joint fill.
Last updated: September 2026

8.4 Submerged Arc Welding (SAW): Flux Basicity, Multi-Wire & High-Deposition Systems

Quick Answer: Submerged Arc Welding (SAW) operates with a continuous solid or cored wire electrode submerged beneath a deep blanket of granular mineral flux. The flux melts to create an enclosed vapor cavern that traps optical and thermal radiation, yielding an exceptional thermal efficiency ($\eta \approx 0.95–1.00$) and permitting massive welding currents ($300\text{ to }1500+\text{ A}$). Flux metallurgy governs joint properties: fused fluxes provide high-speed chemical homogeneity and zero moisture absorption, whereas agglomerated (bonded) fluxes allow micro-alloying with deoxidizers (Mn, Si, Ti, B). Slag-metal reactions are controlled by the Boniszewski Basicity Index ($BI$): basic fluxes ($BI > 1.2$) drive weld metal oxygen down below $350\text{ ppm}$, maximizing acicular ferrite and sub-zero Charpy V-notch toughness. In high-productivity multi-wire tandem installations, electromagnetic arc blow between adjacent arcs is eliminated by pairing a DCEP lead wire with AC trail wires shifted $90^\circ$ out of phase.


SAW Process Physics & Slag-Metal Vapor Cavern

In SAW, the welding arc is completely invisible, buried beneath an overburden of granular flux. The intense heat of the arc melts the consumable wire, the base metal, and the adjacent flux layer, forming a dynamic subterranean cavity:

                    [ Wire Feed Drive Rolls ]
                                | Continuous Solid Wire
                                V
                 +--------------+--------------+
                 |         Contact Tip         |
                 +--------------+--------------+
                                |
             Granular Flux      | L_so (Stickout)
           ...... Overburden ...|....................
          . . . . . . . . . . . | . . . . . . . . . .
         . . +------------------v-----------------+ . .
        . .  |       MOLTEN SLAG BLANKET          |  . . Granular Flux
       . . . |   (Seals Out Atmospheric Air)      | . . .
       ======[======== VAPOR CAVITY =============]=======
             [   (Arc Plasma: 6,000 - 20,000 K)   ]
       ======[==============+====================]=======
       [ Solidified Slag ]  | Liquid Weld Puddle |
       =====================[====================]======= Base Metal

The Vapor Cavern and Thermal Efficiency

The physical arc burns inside a self-generated, pressurized vapor cavern bounded by a viscous shell of molten slag and granular flux. The cavern contains ionized metallic vapors, flux vapor species, and shielding gases (primarily $\text{CO}$ and fluorides). Because the granular flux blanket prevents convective air ingress and completely absorbs radiative heat loss, the arc thermal efficiency factor is the highest of all arc processes:

ηSAW=0.95 to 1.00\eta_{\text{SAW}} = 0.95 \text{ to } 1.00

Virtually all electrical energy ($V \cdot I$) is converted directly into melting the wire and base metal. This allows SAW to operate stably at current levels up to $1500\text{ A}$ on a single wire, generating deposition rates exceeding $10–15\text{ kg/h}$ ($22–33\text{ lb/h}$) per wire.


Flux Classification & Manufacturing: Fused vs. Agglomerated

SAW fluxes are classified both by their chemical basicity and their manufacturing method.

        FUSED FLUX MANUFACTURING                AGGLOMERATED (BONDED) FLUX
   Raw Minerals (SiO2, MnO, CaO, CaF2)       Dry Mineral Powders + Deoxidizers (FeMn, FeSi)
                   |                                              |
                   V                                              V
      Melt in Furnace (1500°C - 1700°C)              Liquid Silicate Binder Addition
                   |                                              |
                   V Glassy Liquid                                V Pelletizing Drum
         Water Quenching Tank                         Green Pellets (Agglomeration)
                   |                                              |
                   V Glassy Granules                              V Low-Temp Bake (400°C - 800°C)
         Crushing & Screening                            Screening & Packaging

Comparative Engineering Characteristics

Engineering PropertyFused FluxesAgglomerated (Bonded) Fluxes
Manufacturing MethodElectric furnace melting ($>1500^\circ\text{C}$), water quenching, crushing.Powdered minerals bonded with sodium/potassium silicate, baked at $400–800^\circ\text{C}$.
Hygroscopic BehaviorNon-hygroscopic; cannot absorb ambient atmospheric moisture.Hygroscopic; absorbs moisture; must be stored in heated hoppers and rebaked.
Chemical HomogeneityGlassy, completely homogeneous on a microscopic particle scale.Chemically heterogeneous composite; bounded by dried silicate matrix.
Alloying CapabilitiesZero metallic deoxidizers; all FeMn, FeSi, or micro-alloys burn off during melting.High alloying flexibility; carries elemental deoxidizers, Ti, B, Ni, Mo into weld pool.
Current Carrying CapacityExtremely high ($>1200\text{ A}$); stable at highest travel speeds.Moderate to high; excessive current can break down silicate binder.
Slag DetachabilitySuperior in deep narrow grooves; glass-like self-peeling slag.Moderate to good; depends on flux basicity formulation.
RecycleabilityCan be vacuum-reclaimed and recycled indefinitely without breaking down.Repeated mechanical cycling generates fines and dust that must be screened.

Slag-Metal Reaction Kinetics & The Boniszewski Basicity Index

During submerged arc welding, the chemical composition of the final weld metal is governed by thermodynamic partitioning between the molten slag and the liquid steel puddle at temperatures exceeding $2000^\circ\text{C}$.

The Boniszewski Basicity Index Formula

To quantify the chemical activity of oxygen in the slag, welding engineers utilize the Boniszewski Basicity Index ($BI$):

BI=%CaO+%MgO+%BaO+%SrO+%Na2O+%K2O+%Li2O+12(%MnO+%FeO)%SiO2+12(%Al2O3+%TiO2+%ZrO2)BI = \frac{\%\text{CaO} + \%\text{MgO} + \%\text{BaO} + \%\text{SrO} + \%\text{Na}_2\text{O} + \%\text{K}_2\text{O} + \%\text{Li}_2\text{O} + \frac{1}{2}(\%\text{MnO} + \%\text{FeO})}{\%\text{SiO}_2 + \frac{1}{2}(\%\text{Al}_2\text{O}_3 + \%\text{TiO}_2 + \%\text{ZrO}_2)}

Metallurgical Basicity Regimes

      ACID FLUXES                  NEUTRAL FLUXES                 BASIC FLUXES
        BI < 1.0                   1.0 <= BI <= 1.2                 BI > 1.2
  --------------------------------------------------------------------------------->
  - Oxygen: > 600 ppm         - Oxygen: 400 - 600 ppm         - Oxygen: < 350 ppm
  - Microstructure:           - Microstructure:               - Microstructure:
    Coarse Grain-Boundary       Ferrite + Pearlite              Fine Acicular Ferrite
    Allotriomorphic Ferrite   - Low-Speed Fillets             - Sub-zero Impact
  - High Speed / Low Spatter    General Structural              Toughness (-40°C to -60°C)
  1. Acid Fluxes ($BI < 1.0$): Dominated by acidic network-forming oxides ($\text{SiO}_2$). These fluxes release high concentrations of free oxygen into the puddle ($[\text{O}] > 600–900\text{ ppm}$). This oxygen forms coarse manganese silicate inclusions that nucleate brittle grain-boundary allotriomorphic ferrite (ferrite networks) during austenite transformation. Notch toughness is poor ($<27\text{ J}$ at $0^\circ\text{C}$), but the fluid slag permits exceptional travel speeds ($>1.5\text{ m/min}$) on thin gauge steel with smooth cosmetic wetting.

  2. Neutral Fluxes ($1.0 \le BI \le 1.2$): Balance network formers (silica) with network modifiers (calcium and magnesium oxides). They provide stable arc performance, minimal elemental transfer of silicon and manganese across varying arc voltages, and adequate impact toughness for general structural fabrication.

  3. Basic Fluxes ($BI > 1.2$) and Highly Basic Fluxes ($BI > 2.0$): Dominated by network-breaking basic oxides ($\text{CaO}$, $\text{MgO}$, $\text{CaF}_2$). These basic components reduce silica activity and suppress oxygen partitioning into the steel ($[\text{O}] < 250–350\text{ ppm}$). The low oxygen level generates an optimum dispersion of tiny ($0.2–0.5,\mu\text{m}$) complex titanium-bearing oxide/oxy-nitride inclusions. During cooling through the critical $800^\circ\text{C}–500^\circ\text{C}$ window, these microscopic inclusions serve as intragranular nucleation sites for Acicular Ferrite (AF):

   AUSTENITE GRAIN BOUNDARY             AUSTENITE GRAIN INTERIOR
   =========================            ========================
   (Suppressed by Low Oxygen)           Tiny Inclusions (TiO, TiO2, TiN)
   No Coarse Grain-Boundary             Serve as Heterogeneous Nucleation Sites
   Ferrite Envelopes                    --> Interlocking Needles of Acicular Ferrite
                                            Crack Propagation Path is Tortuous!
                                            (Superb Sub-Zero CVN Fracture Toughness)

Acicular ferrite forms a fine, chaotically interlocking basketweave microstructure that forces propagating cleavage cracks to repeatedly deflect across high-angle grain boundaries, delivering superior Charpy V-notch fracture toughness down to $-40^\circ\text{C}$ or $-60^\circ\text{C}$ in offshore jackets, wind towers, and nuclear pressure vessels.


AWS A5.17 and A5.23 Wire-Flux System Classifications

Unlike GMAW where the wire is classified in isolation, AWS specifies SAW consumables as an integrated wire-flux combination because the mechanical properties of the deposit depend fundamentally on flux-puddle metallurgy.

   F   7   A   6   -   E   M   12   K   -   H4
   |   |   |   |       |   |    |   |       |
   |   |   |   |       |   |    |   |       +-- Diffusible Hydrogen Limit (<= 4 mL/100g)
   |   |   |   |       |   |    |   +---------- Silicon-Killed Deoxidized Wire
   |   |   |   |       |   |    +-------------- Nominal Carbon Content (0.12% C)
   |   |   |   |       |   +------------------- Manganese Level (L=Low, M=Med, H=High)
   |   |   |   |       +----------------------- Electrode (Solid Carbon Steel Wire)
   |   |   |   +------------------------------- Min CVN Toughness Temp (6 = -60°F / -51°C)
   |   |   +----------------------------------- Heat Treatment State (A = As-Welded, P = PWHT)
   |   +--------------------------------------- Min Tensile Strength (7 = 70 ksi / 480 MPa)
   +------------------------------------------- Flux Classification

Neutral vs. Active Fluxes in Multi-Pass Welding

  • Neutral Fluxes: Formulated with balanced deoxidizers such that changes in arc voltage (which changes the amount of flux melted per unit length) produce negligible changes in weld deposit manganese ($\Delta\text{Mn} < 0.15%$) and silicon ($\Delta\text{Si} < 0.15%$). Neutral fluxes are mandatory for thick, multi-pass groove welds.
  • Active Fluxes: Contain intentional additions of manganese and silicon deoxidizers (FeMn and FeSi). They produce sound, pore-free welds on heavily scaled or rusted plate in single-pass or two-pass applications. Critical Engineering Trap: If an active flux is mistakenly used on a thick multi-pass joint, every subsequent pass melts more flux and accumulates excess manganese and silicon ($[%\text{Mn}] > 2.0%$, $[%\text{Si}] > 1.0%$). This drastically increases weld metal hardenability, drives hardness above $350\text{ HV}$, and induces catastrophic transverse centerline cracking.

Multi-Wire, Tandem, and High-Deposition Systems

To maximize fabrication throughput in pipe mills, shipbuilding, and structural beam lines, SAW is configured into multi-wire arrays.

                              TANDEM SAW INSTALLATION

             Lead Wire (1)                                Trail Wire (2)
                 DCEP                                           AC
            (Deep Penetration)                             (Rapid Fill)
                  |                                             |
                  V                                             V
              ( ( * ) )                                     ( ( * ) )
       ======[ Puddle 1 ]==================================[ Puddle 2 ]======= Base Metal
             \        /                                    \        /
              \______/ Deep Root Seam                       \______/ Wide Flattening Cap

Tandem Multi-Wire Physics and Arc Blow Mitigation

When two welding arcs are positioned within $15–30\text{ mm}$ of each other, their parallel electrical currents generate severe magnetic fields per Ampere's Law:

Fmagnetic=μ0I1I22πd\vec{F}_{\text{magnetic}} = \frac{\mu_0 I_1 I_2}{2 \pi d}

If both wires operate on Direct Current (DC), the mutual magnetic attraction pulls the two arcs together, creating violent magnetic arc blow, severe spatter, irregular bead geometry, and trapped flux pockets. To eliminate magnetic interaction:

  1. Lead Wire: Runs on DCEP (Direct Current Electrode Positive) at high current ($600–1000\text{ A}$) to dig deep penetration into the joint root.
  2. Trail Wire 1: Runs on Alternating Current (AC) at $500–800\text{ A}$ to provide high deposition filling.
  3. Trail Wire 2 (in Triple-Wire): Runs on AC, but its sine wave (or variable balance square wave) is electronically phase-shifted by $90^\circ$ relative to Trail Wire 1 using Scott-connected transformers or synchronized digital inverter power sources.

Because the alternating magnetic fields pass through zero and alternate out of phase, their time-averaged mutual deflection force drops to zero, producing exceptional arc stability at travel speeds exceeding $2.5\text{ m/min}$.

Advanced High-Deposition SAW Variants

  • Twin-Arc SAW: Two smaller diameter wires (e.g., two $2.0\text{ mm}$ wires) are fed simultaneously through a single contact jaw from one power source. The increased surface-to-volume ratio elevates current density, boosting deposition rates by $25–35%$ over a single wire at identical total current.
  • Cold Wire Addition: A separate, electrically "cold" (unenergized) solid wire is continuously fed into the molten slag/weld puddle directly between the arc and the trailing edge. The cold wire absorbs the superheat of the molten pool and melts via thermal conduction. This doubles the deposition rate without increasing net heat input ($H_{\text{net}}$) to the heat-affected zone (HAZ), preserving the base metal fracture toughness.
  • Extended Electrical Stickout ($I^2 R$ Preheating): The contact tip is recessed or equipped with an insulated extension guide, increasing stickout from $30\text{ mm}$ to $75–125\text{ mm}$. Intense Joule resistance heating preheats the wire to $800^\circ\text{C}$ before it reaches the arc, increasing deposition rates by $30–50%$.

Comprehensive Worked Numerical Example: Boniszewski Index & Slag Basicity Analysis

Problem Statement

A welding engineer for an offshore platform fabrication yard is evaluating two candidate agglomerated SAW fluxes for welding $75\text{ mm}$ thick subsea structural piling (Grade S355ML). The client's engineering specification mandates a minimum Charpy V-notch toughness of $45\text{ J}$ at $-40^\circ\text{C}$, requiring a high-basicity flux with $BI \ge 1.40$.

The chemical assays from the flux manufacturers' certified material test reports (CMTR) report the following oxide percentages:

Flux Alpha:

  • $\text{CaO} = 32.0%$, $\text{MgO} = 14.0%$, $\text{CaF}_2 = 18.0%$, $\text{Na}_2\text{O} = 2.5%$, $\text{K}_2\text{O} = 1.5%$, $\text{MnO} = 4.0%$, $\text{FeO} = 1.0%$
  • $\text{SiO}_2 = 16.0%$, $\text{Al}_2\text{O}_3 = 10.0%$, $\text{TiO}_2 = 1.0%$ (Note: Per international basicity convention, $\text{CaF}_2$ is treated in the basic numerator alongside alkaline earth oxides).

Flux Beta:

  • $\text{CaO} = 12.0%$, $\text{MgO} = 6.0%$, $\text{CaF}_2 = 5.0%$, $\text{Na}_2\text{O} = 3.0%$, $\text{MnO} = 12.0%$, $\text{FeO} = 2.0%$
  • $\text{SiO}_2 = 42.0%$, $\text{Al}_2\text{O}_3 = 16.0%$, $\text{TiO}_2 = 2.0%$

Calculate the Boniszewski Basicity Index ($BI$) for both fluxes and determine which flux is metallurgically acceptable for subsea low-temperature service.

Step-by-Step Engineering Solution

Step 1: Calculate the Boniszewski Basicity Index for Flux Alpha Using the standardized formula:

BI=%CaO+%MgO+%CaF2+%Na2O+%K2O+12(%MnO+%FeO)%SiO2+12(%Al2O3+%TiO2)BI = \frac{\%\text{CaO} + \%\text{MgO} + \%\text{CaF}_2 + \%\text{Na}_2\text{O} + \%\text{K}_2\text{O} + \frac{1}{2}(\%\text{MnO} + \%\text{FeO})}{\%\text{SiO}_2 + \frac{1}{2}(\%\text{Al}_2\text{O}_3 + \%\text{TiO}_2)}

Numerator Calculation (Flux Alpha): Numα=32.0+14.0+18.0+2.5+1.5+12(4.0+1.0)=68.0+2.5=70.5%\text{Num}_\alpha = 32.0 + 14.0 + 18.0 + 2.5 + 1.5 + \frac{1}{2}(4.0 + 1.0) = 68.0 + 2.5 = 70.5\%

Denominator Calculation (Flux Alpha): Denα=16.0+12(10.0+1.0)=16.0+5.5=21.5%\text{Den}_\alpha = 16.0 + \frac{1}{2}(10.0 + 1.0) = 16.0 + 5.5 = 21.5\%

Basicity Index (Flux Alpha): BIα=70.521.5=3.28BI_\alpha = \frac{70.5}{21.5} = 3.28

Evaluation: Flux Alpha has a Basicity Index of $3.28$, classifying it as a Highly Basic Flux ($BI > 2.0$). It will produce ultra-low weld metal oxygen ($<250\text{ ppm}$), maximizing acicular ferrite and easily exceeding the $-40^\circ\text{C}$ impact requirement.

Step 2: Calculate the Boniszewski Basicity Index for Flux Beta

Numerator Calculation (Flux Beta): Numβ=12.0+6.0+5.0+3.0+0+12(12.0+2.0)=26.0+7.0=33.0%\text{Num}_\beta = 12.0 + 6.0 + 5.0 + 3.0 + 0 + \frac{1}{2}(12.0 + 2.0) = 26.0 + 7.0 = 33.0\%

Denominator Calculation (Flux Beta): Denβ=42.0+12(16.0+2.0)=42.0+9.0=51.0%\text{Den}_\beta = 42.0 + \frac{1}{2}(16.0 + 2.0) = 42.0 + 9.0 = 51.0\%

Basicity Index (Flux Beta): BIβ=33.051.0=0.6470.65BI_\beta = \frac{33.0}{51.0} = 0.647 \approx 0.65

Evaluation: Flux Beta has a Basicity Index of $0.65$, classifying it as an Acid Flux ($BI < 1.0$). Acid fluxes release high oxygen into the weld metal ($>600–800\text{ ppm}$), nucleating coarse grain-boundary ferrite with poor sub-zero impact toughness. Flux Beta is rejected for subsea service.


Industrial Scenarios & Certified Welding Engineer Exam Pitfalls

Real-World Engineering Failure Scenario

A structural fabricator manufacturing box girders for a seismic bridge project utilized SAW with an active flux (AWS F7A0-EL12) to weld $50\text{ mm}$ web-to-flange full penetration T-joints. To compensate for edge bevel tolerances, the joint required 28 weld passes. During quality assurance non-destructive testing, magnetic particle testing revealed continuous transverse cracks running across the weld surface every $100\text{ mm}$. Hardness testing showed the weld metal exceeded $380\text{ HV}_{10}$ (normal is $<220\text{ HV}$). The root cause: the welding engineer failed to understand that "active" fluxes contain significant manganese and silicon deoxidizers intended strictly for 1- or 2-pass welds. With 28 passes, the accumulated manganese climbed to $2.45%$ and silicon reached $1.15%$, drastically increasing carbon equivalent ($CE$) and martensitic hardenability. The engineer rejected the girders, rewrote the WPS mandating a neutral, high-basicity flux (AWS F7A4-EM12K), and resolved all cracking issues.

Common Exam Traps

Exam Trap 1: Active vs. Neutral Flux Multi-Pass Prohibition An active flux adds manganese and silicon to the weld puddle to overcome rust and scale on single-pass welds. Using an active flux on multi-pass welds is strictly restricted or banned by AWS D1.1 and ASME Section IX because elemental buildup in subsequent passes drastically increases hardenability, causing brittle cracking. Never specify active fluxes for multi-pass joints.

Exam Trap 2: Assuming Fused Fluxes Must Be Rebaked Candidates often assume all SAW fluxes require high-temperature baking before use. Fused fluxes are non-hygroscopic glasses that cannot chemically bond moisture; they require only gentle warming ($100^\circ–120^\circ\text{C}$) to prevent surface dew condensation. Only agglomerated (bonded) fluxes, which contain water-soluble sodium or potassium silicate binders, are hygroscopic and require rigorous storage and rebaking ($250^\circ–400^\circ\text{C}$) to avoid hydrogen-induced cracking.

Exam Trap 3: Running Tandem Multi-Wire on Identical In-Phase Power Powering both wires of a high-current tandem SAW system with direct current (DCEP-DCEP) or in-phase AC will trigger immediate, severe magnetic arc blow due to Lorentz electromagnetic interaction between the parallel arcs. To ensure process stability, tandem setups must run a DCEP lead arc with an AC trail arc phase-shifted by $90^\circ$.

Test Your Knowledge

A welding engineer must specify a submerged arc welding (SAW) flux for heavy-wall offshore wind tower monopiles requiring Charpy V-notch impact toughness of 54 J at -40°C. Which flux formulation should be selected?

A
B
C
D
Test Your Knowledge

In a high-productivity tandem Submerged Arc Welding (SAW) system operating with two adjacent wires spaced 20 mm apart, what electrical arrangement is standard to prevent severe electromagnetic arc blow?

A
B
C
D
Test Your Knowledge

Why does Submerged Arc Welding (SAW) achieve significantly higher thermal efficiency (η ≈ 0.95–1.00) compared to open-arc processes such as SMAW (η ≈ 0.80) or GMAW (η ≈ 0.85)?

A
B
C
D