15.2 Heat Treatment of Metals
Key Takeaways
- Annealing heats above the upper critical temperature then cools slowly in the furnace to give the softest, most ductile and most machinable condition.
- Normalizing uses the same heating range but cools in still air, producing a finer, more uniform grain and higher strength than annealing.
- Quenching forms hard, brittle martensite, and tempering below the lower critical temperature of 727 C then restores toughness at some cost in hardness.
- Temper colours give a field indication of temperature: pale straw at about 220 C, brown-purple near 275 C and dark blue near 300 C.
- Case hardening adds a hard surface to a low-carbon core — carburizing at 900–950 C requires a quench, while nitriding at 500–550 C hardens without quenching or distortion.
Sub-task A-3.07 (Performs heat treatment of metal) covers what a millwright does at the bench and in the field: annealing a work-hardened part before forming, normalizing after welding, hardening and tempering a punch or wear part, stress-relieving a fabrication, and specifying preheat for welding.
Critical Temperatures
Steel changes crystal structure as it is heated. Two temperatures matter:
- Lower critical temperature (A1) = 727 C — the point at which pearlite begins to transform to austenite. All hardening treatments must exceed it; all tempering and stress relieving must stay below it.
- Upper critical temperature (A3) — the point at which the steel is fully austenitic. It varies with carbon content, from about 900 C at 0.20% carbon down to 727 C at the 0.83% eutectoid composition.
For hardening and annealing, steel is heated roughly 30–50 C above the upper critical temperature, soaked long enough for the section to reach temperature throughout (a common rule is one hour per 25 mm of thickness), and then cooled at a rate that determines the result.
The Four Core Processes
| Process | Heat to | Cooling rate | Result |
|---|---|---|---|
| Annealing (full) | Above upper critical | Very slow — in the furnace | Softest, most ductile, most machinable; relieves all stress; coarsens grain |
| Normalizing | Above upper critical | Still air | Fine uniform grain, higher strength and toughness than annealed; standard after forging or heavy welding |
| Hardening | Above upper critical | Rapid quench | Martensite: maximum hardness, very brittle, high internal stress |
| Tempering | Below lower critical (150–650 C) | Air | Reduces brittleness and internal stress, increases toughness, lowers hardness slightly |
Stress relieving is a fifth, separate treatment: heat to roughly 550–650 C (well below A1), soak, then cool slowly. It relaxes residual stress from welding, machining or cold work without changing the microstructure or hardness. It is what a millwright specifies for a welded frame that must hold alignment.
The hardening rule: only steels with more than about 0.30% carbon harden appreciably by quenching. Mild steel heated cherry red and dropped in water will not get hard, because there is not enough carbon to form significant martensite. A part that must be hard on the outside and tough in the core is case hardened instead.
Quench Media
Quench severity determines whether the part hardens fully — and whether it cracks or distorts.
| Medium | Severity | Notes |
|---|---|---|
| Brine (salt water) | Most severe | Fastest; highest risk of quench cracking and distortion |
| Water | Severe | Plain carbon steels; agitate to break the vapour blanket |
| Polymer solution | Adjustable | Concentration sets the cooling rate between water and oil |
| Oil | Moderate | Alloy steels such as 4140; oil must be at the specified temperature, typically 50–65 C |
| Air / still air | Mild | Air-hardening tool steels (A-series), normalizing |
| Molten salt | Controlled | Martempering and austempering |
Parts are quenched vertically, with the longest axis down and agitated, so cooling is even. Quenching a long shaft horizontally cools one side first and bows it permanently. A vapour blanket clinging to a surface causes soft spots, which is why agitation matters.
Tempering and Temper Colours
After quenching, a part is at maximum hardness and maximum brittleness, with high residual stress. It must be tempered promptly — a hardened part left overnight can crack on the shelf.
Tempering temperature sets the balance. On a clean polished surface, the oxide film colour gives a usable field indication:
| Colour | Approximate temperature | Typical application |
|---|---|---|
| Pale / light straw | 220 C | Scrapers, lathe tools, hard punches |
| Dark straw | 240 C | Drills, taps, dies |
| Brown | 255 C | Cold chisels for hard material |
| Purple | 275 C | Centre punches, scribers |
| Dark blue | 300 C | Cold chisels, screwdrivers, springs needing toughness |
| Light blue / grey-blue | 320–340 C | Wood saws, springs |
Higher tempering temperatures (400–650 C) are used on alloy steels such as 4140 to reach a specified hardness band like 28–32 HRC for a shaft. Note that some alloy steels suffer temper embrittlement if held in the 375–575 C range, so the manufacturer's tempering specification must be followed rather than a colour chart.
Case Hardening
Case hardening produces a hard, wear-resistant surface over a tough, shock-absorbing low-carbon core — exactly what a gear tooth, a pin or a cam follower needs.
| Method | Temperature | Mechanism | Notes |
|---|---|---|---|
| Carburizing | 900–950 C | Carbon diffuses into the surface from a gas, pack or salt medium | Requires a quench and temper after; case depth 0.5–2.5 mm; heavy distortion risk |
| Carbonitriding | 800–900 C | Carbon plus nitrogen | Thinner case, less distortion than carburizing |
| Nitriding | 500–550 C | Nitrogen diffuses in, forming hard nitrides | No quench required, minimal distortion, very hard case (up to about 70 HRC); needs a nitriding-grade alloy steel |
| Flame hardening | Localized above upper critical | Oxy-fuel torch then quench | Selective hardening of gear teeth, ways, sprocket rims in the field |
| Induction hardening | Localized above upper critical | Induction coil then quench | Fast, repeatable, minimal distortion; shaft journals, crankshafts |
Nitriding is the low-distortion choice because it runs below the lower critical temperature, so no phase change and no quench occur. That is exactly why a precision component already ground to size can be nitrided but not carburized.
Heat Treatment of Non-Ferrous Metals
Copper, brass and aluminum behave differently, and confusing them with steel is a common error.
- Copper and brass are annealed by heating to a dull red and then either quenching in water or air cooling. Unlike steel, quenching does not harden them — copper alloys have no hardening phase transformation. They harden only by work hardening (cold forming), and heating removes it.
- Aluminum alloys in the heat-treatable series (2xxx, 6xxx, 7xxx) are solution treated, quenched, and then aged to a -T4 or -T6 temper. Overheating a T6 part with a torch annealsit locally and permanently destroys the temper — a fact that matters when a millwright straightens or welds aluminum guarding or structure.
Welding, Preheat and Post-Weld Heat Treatment
Heat treatment and welding meet in the heat-affected zone (HAZ). Welding is a localized quench: molten metal against a cold mass cools fast enough to form brittle martensite in medium- and high-carbon steel, and hydrogen from moisture then drives hydrogen-induced (cold) cracking, which can appear up to 48 hours after welding.
Carbon equivalent (CE) predicts the risk:
| CE value | Weldability |
|---|---|
| Under 0.40 | Readily weldable, generally no preheat |
| 0.40–0.45 | Preheat advisable, especially on thick sections |
| 0.45–0.60 | Preheat required, low-hydrogen consumables, controlled interpass temperature |
| Over 0.60 | Preheat plus post-weld heat treatment; specialist procedure |
Preheat slows the cooling rate, lets hydrogen diffuse out, and reduces shrinkage stress. It is applied to the whole joint region, not just the weld line, and interpass temperature is maintained through the weld. Post-weld heat treatment (PWHT) — typically a 595–675 C stress relief — is applied to thick, restrained or code-governed weldments.
Welding cast iron is a special case: preheat to about 260–320 C, weld with nickel-based electrodes (ENi-CI or ENiFe-CI) in short stringer beads, peen each bead while hot to relieve shrinkage, and cool very slowly under insulating blankets. Skipping the slow cool cracks the casting alongside the weld every time.
Field Safety
- Heat-treating creates severe burn and fire hazards. Use dry tongs, face shield, leather gloves and apron, and keep quench tanks away from combustibles.
- Never quench in a container of oil that has water in the bottom — the water flashes to steam and can throw burning oil.
- Galvanized coating vapourizes near 900 C, producing zinc oxide fume and metal fume fever. Remove the coating and ventilate.
- Hardened parts can shatter. Wear eye protection when striking, cutting or grinding a hardened component.
A millwright welds a bracket onto a 4140 shaft collar in a cold shop with no preheat and using standard rutile electrodes. Two days later a crack is found running alongside the weld in the base metal. What is the most likely mechanism?
A precision gear that has already been ground to final size requires a hard wear surface with essentially no distortion. Which case-hardening method should be specified?
A millwright hardens a shop-made centre punch by heating it to bright red and quenching in water, then reheats the tip and watches for a purple oxide colour before quenching again. What is the purpose of the second operation?