17.2 Motions, Directed Verdict/Non-Suit & Building the Appellate Record
Key Takeaways
- A motion seeks relief within an existing proceeding, while an application is the originating process that starts certain proceedings or tribunal requests
- A non-suit or directed-verdict motion asks whether the opposing evidence, taken at its highest, could support every essential element — it does not weigh credibility
- An objection must be made promptly, with a stated legal ground, and followed by a clear ruling to be preserved for a later appeal
- The appellate record consists of the transcript, admitted exhibits, endorsements/reasons, and the formal order; gaps in any of these can be fatal to an appeal
- Rulings on motions and objections change the available evidence in real time, so an effective advocate revises the theory of the case as the hearing unfolds
A hearing rarely runs from opening to closing without interruption. Rulings on motions and objections happen in real time, and each ruling can change what evidence is actually available to prove — or defend — the case. This section covers the mechanics of in-hearing motions, the non-suit/directed-verdict motion specifically, how to preserve objections properly, and why the record you build during the hearing is the only thing an appellate court will ever see.
Motions and Applications: Getting the Terminology Right
The P1 exam distinguishes between an application (an originating process used to start certain proceedings, or a request for relief from a tribunal where no separate action exists) and a motion (a request for an order within an existing proceeding). Once a Small Claims claim, a POA information, or a tribunal application is already before an adjudicator, virtually every further request for relief is a motion.
Common In-Hearing Motions
| Motion | Typical Use |
|---|---|
| Adjournment | Requesting more time — for disclosure, a missing witness, or settlement discussions |
| Exclusion of evidence | Asking the adjudicator to rule specific evidence inadmissible (hearsay, privilege, relevance) |
| Particulars | Requesting more detail about a vague claim, defence, or charge |
| Amendment | Seeking to amend a pleading, claim, or information to correct or add allegations |
| Non-suit / directed verdict | Asking the adjudicator to dismiss the case at the close of the opposing party's evidence, before the defence puts in any evidence of its own |
The Non-Suit / Directed Verdict Motion
This is one of the most heavily tested procedural moves in the litigation-process competency area. At the close of the plaintiff's or prosecution's case, the defence may move for a non-suit (in civil matters) or a directed verdict of acquittal / "no evidence" motion (in POA and other regulatory proceedings), arguing that the case should end immediately because the other side has not put in evidence capable of proving every essential element.
The "Taken at Its Highest" Test
The adjudicator does not weigh credibility or decide which version of events is more believable at this stage. Instead, the test is whether the evidence, taken at its highest (assumed to be true and given its most favourable interpretation for the party who called it), could support a finding on every essential element of the claim or charge. If even one essential element has no supporting evidence at all, the motion should succeed; if there is some evidence on every element — however thin — the motion must fail, because weighing that evidence is reserved for the end of the case, not the middle of it.
Example: In a negligence claim, if the plaintiff called no evidence at all on causation, a non-suit motion targeting causation should succeed even if the plaintiff's evidence on duty of care and breach was strong.
The Election Consequence
In some forums, if a non-suit motion is dismissed, the defence must then decide whether to call evidence. Calling evidence can affect how favourably the appellate standard treats a later appeal, because the adjudicator's final decision will then rest on the whole record, not just the plaintiff's case taken at its highest. Paralegals should understand this strategic fork even in forums — like most Small Claims and POA trials — where the "election" issue is less prominent because there is no jury to protect from an early, case-ending ruling.
Making and Preserving Objections
An objection that is never raised, or raised too late, is effectively an objection that never happened for appeal purposes.
The Anatomy of a Proper Objection
- Object promptly — before the answer is given, or as soon as the problem becomes apparent
- State the ground clearly — "I object; that calls for hearsay" or "I object; that question is leading on a contested point"
- Get a ruling — ask the adjudicator to rule, and note the ruling and reasons if given
- Note any exception preserved — if overruled, confirm the objection and ruling are captured for the record
Why Timing Controls Everything
Appellate review is generally confined to the record made below. If a paralegal fails to object at the time inadmissible evidence is introduced, many appellate bodies will treat the point as waived, absent a rare exception for a truly fundamental error. This is why silence in the moment is one of the costliest mistakes a paralegal can make at a hearing — it can foreclose an otherwise winning appeal issue permanently.
Building the Record for a Possible Appeal
The record is everything an appellate court or reviewing body can look at later. It typically includes:
- The transcript of the oral hearing (or the adjudicator's notes/audio recording, where no transcript service exists)
- The exhibits actually admitted into evidence
- Any endorsements made on the file and the adjudicator's written or oral reasons
- The formal order or judgment issued at the end
A paralegal who wants to preserve an appeal option should routinely request that reasons be given (or endorsed) rather than accepting a bare result, and should confirm early how to order a transcript and what it will cost, since transcript-ordering deadlines are often tied tightly to the appeal period itself.
Revising Strategy in Real Time
A ruling on a motion or an objection is not just a procedural event — it changes the evidentiary landscape the paralegal must work within for the rest of the hearing. If a key document is excluded, the theory of the case may need to shift to rely more heavily on witness testimony. If a non-suit motion narrows the case to a single surviving element, closing submissions should focus there rather than repeating points that are no longer contested. Competent advocacy on the P1 exam's fact patterns means recognizing these pivot points, not mechanically running a pre-written script regardless of what has just happened in the room.
At the close of the plaintiff's case in a Small Claims trial, the defence moves for a non-suit on the causation element. What test should the adjudicator apply?
A paralegal fails to object when the opposing party asks a witness a clearly hearsay question, and the answer is given without any objection. What is the most likely consequence for a later appeal?
Which of the following is part of the appellate record that a paralegal should routinely try to secure after a hearing?
A motion for particulars is best described as a request to: