2.5 Membrane Filtration: MF, UF, NF & RO Operation, Integrity Testing and Cleaning
Key Takeaways
Microfiltration and ultrafiltration remove particles, bacteria and protozoa by size exclusion, while nanofiltration and reverse osmosis also remove dissolved hardness, organics and salts at much higher feed pressures.
Recovery is permeate flow divided by feed flow times 100, and salt rejection is one minus permeate concentration divided by feed concentration, times 100.
Rising transmembrane pressure at constant flux, or falling temperature-corrected specific flux, signals fouling and the need for a chemically enhanced backwash or clean-in-place.
Under 40 CFR 141.719, membrane units used for Cryptosporidium credit need a direct integrity test at least once a day and continuous indirect monitoring at least every 15 minutes.
If filtrate turbidity from a membrane unit exceeds 0.15 NTU for more than 15 minutes, a direct integrity test must be run immediately.
2.5 Membrane Filtration: MF, UF, NF & RO Operation, Integrity Testing and Cleaning
The WPI Water Treatment Class 1, 2 and 4 outlines all list membrane filtration under "monitor, evaluate and adjust" treatment processes, and the Class 4 outline adds membrane inspection and maintenance. Membranes are physical barriers, so they behave differently from granular media filters: removal depends on pore size and membrane integrity, and performance is tracked by pressure and flux rather than head loss alone.
The Four Pressure-Driven Membrane Classes
| Class | Typical removal | Typical configuration | Typical pressure |
|---|---|---|---|
| Microfiltration (MF) | Particles, turbidity, bacteria, Giardia and Cryptosporidium | Hollow fiber, pressurized or submerged | Low (a few to about 30 psi transmembrane) |
| Ultrafiltration (UF) | Everything MF removes, plus some viruses and large organic molecules | Hollow fiber | Low (similar to MF) |
| Nanofiltration (NF) | Hardness, color, natural organic matter and DBP precursors, many dissolved ions | Spiral wound | Moderate (roughly 70 to 150 psi feed) |
| Reverse osmosis (RO) | Nearly all dissolved salts, nitrate, arsenic, radionuclides, PFAS | Spiral wound | High (brackish water roughly 150 to 600 psi; seawater much higher) |
MF and UF work by size exclusion and are used in place of, or after, conventional clarification. NF and RO work by diffusion through a dense membrane, so they remove dissolved substances and need pretreatment to protect the membrane.
Terms You Must Know
- Feed enters the membrane, permeate (filtrate) passes through, and concentrate (reject or retentate) carries the removed material away.
- Flux is permeate flow per unit of membrane area, usually in gallons per square foot per day (gfd):
- Transmembrane pressure (TMP) is the pressure difference across the membrane. At constant flux, rising TMP means fouling.
- Specific flux is flux divided by TMP, corrected to a standard temperature (often 20°C) because water viscosity changes with temperature. Falling specific flux is the best fouling indicator.
- Recovery is the fraction of feed that becomes permeate:
- Rejection (for RO and NF) is the fraction of a dissolved substance kept out of the permeate:
- Log removal value (LRV) is .
Worked example. An RO train receives 500 gpm of feed and produces 375 gpm of permeate. Recovery is percent, and the concentrate flow is 125 gpm. If feed total dissolved solids are 1,200 mg/L and permeate TDS is 30 mg/L, rejection is percent. A UF plant producing 2.0 MGD across 50,000 ft² of membrane runs at gfd.
Fouling, Scaling and Pretreatment
- Particulate fouling and biofouling coat the membrane surface; organic fouling comes from natural organic matter.
- Scaling happens in RO and NF when dissolved salts such as calcium carbonate, calcium sulfate, barium sulfate or silica exceed solubility in the concentrate. Higher recovery concentrates salts further and raises scaling risk.
- RO pretreatment commonly includes antiscalant feed, sometimes acid to lower pH, and cartridge filters (about 5 µm) just ahead of the high-pressure pumps. Many RO membranes are polyamide and are damaged by free chlorine, so chlorine is removed before the membrane when those membranes are used. The silt density index (SDI) test checks whether feed water is clean enough.
MF and UF Operation
- Filtration cycle: typically 15 to 60 minutes.
- Backwash: permeate is pushed backward through the fibers, often with air scour, to remove the cake layer.
- Chemically enhanced backwash (CEB): a short soak with chlorine, acid or caustic on a set schedule.
- Clean-in-place (CIP): when TMP reaches the manufacturer's limit or specific flux drops, the unit is taken offline and recirculated with cleaning solutions. High-pH caustic, often with chlorine, removes organic and biological foulants; low-pH acid (such as citric acid) removes inorganic scale, iron and manganese. Spent cleaning solutions must be neutralized and disposed of properly.
Integrity Testing under the LT2ESWTR
A broken fiber or failed O-ring lets pathogens bypass the barrier, so 40 CFR 141.719(b) sets integrity requirements for membranes used to earn Cryptosporidium removal credit:
- Challenge testing establishes the removal efficiency the product can achieve.
- Direct integrity testing must be done on each membrane unit at least once each day. The most common method is the pressure decay test: the wetted membrane is pressurized with air below its bubble point, and the rate of pressure loss is compared with a control limit. The test must be able to detect a breach of about 3 µm and verify the log removal credited.
- Continuous indirect integrity monitoring, usually filtrate turbidity, must be recorded at least every 15 minutes. If filtrate turbidity exceeds 0.15 NTU for more than 15 minutes (two consecutive 15-minute readings), a direct integrity test must be performed immediately.
- A unit that fails its control limit must be taken offline, the breach located (for example, by a bubble test on the module) and repaired by pinning or replacing fibers, and the unit retested before returning to service.
Post-Treatment and Concentrate
RO permeate is low in alkalinity and often carries dissolved carbon dioxide, so it is corrosive. Plants strip carbon dioxide in degasifiers, add alkalinity or caustic and a corrosion inhibitor, and often blend with treated bypass water before distribution. Concentrate and CIP wastes must go to an approved outlet, such as a sanitary sewer with the utility's approval or a permitted discharge (Section 3.5).
A reverse osmosis train receives 800 gpm of feed water and produces 600 gpm of permeate. What is the recovery?
75 percent
33 percent
133 percent
25 percent
Under 40 CFR 141.719, how often must a direct integrity test be performed on a membrane unit used for Cryptosporidium removal credit?
Once per week
Only after a turbidity violation
At least once each day
Once per month
Filtrate turbidity from a UF unit reads above 0.15 NTU on two consecutive 15-minute readings. What must the operator do?
Wait for the next scheduled daily test
Report the readings on the monthly report only
Increase the coagulant dose and continue filtering
Immediately perform a direct integrity test on that unit
A spiral-wound RO train shows rising feed pressure and white crystalline deposits on the last-stage elements. Which cleaning chemistry best targets this problem?
Sodium thiosulfate
Low-pH acid cleaning, such as citric acid
High-pH caustic with chlorine
Potassium permanganate
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