7.3 Special Category Vessels: NUC, RAM, CBD, Pilot & Anchored (Rules 27-31)
Key Takeaways
A vessel Not Under Command (NUC) exhibits two all-round red lights or two black balls, displaying sidelights and sternlights only when making way, and never exhibits masthead lights.
A vessel Restricted in her Ability to Manoeuvre (RAM) displays Red-White-Red vertically or Ball-Diamond-Ball, adding masthead, side, and sternlights when making way through the water.
Dredging vessels signal an obstructed side with two vertical red lights (two balls) and a safe passing side with two vertical green lights (two diamonds).
A CBD vessel may add three vertical all-round red lights or a black cylinder. Other vessels except NUC and RAM must, if circumstances admit, avoid impeding a vessel displaying these Rule 28 signals.
Aground vessels show anchor lights plus two vertical all-round red lights at night and three vertical black balls by day; vessels under 12m are exempt from the extra red lights and balls.
7.3 Special Category Vessels: NUC, RAM, CBD, Pilot & Anchored (Rules 27-31)
Note
Rules 27 through 30 identify vessel status through lights and shapes. Apply the relevant steering duties separately: these signals do not create one universal hierarchy or give an anchored vessel Rule 18 privileges. Yacht skippers must memorize their vertical light clusters and day shapes, understand making-way conditions, and observe mandatory clearance distances.
Rule 27: Not Under Command (NUC) & Restricted Manoeuvrability (RAM)
Rule 27 distinguishes an exceptional inability to manoeuvre (NUC) from a restriction caused by work (RAM). Vessels under 12m, except those engaged in diving, are not required to display its lights and shapes.
1. Vessel Not Under Command (NUC) - Rule 27(a)
A vessel not under command (Rule 3(f)) is unable through exceptional circumstance (engine failure, rudder loss, steering gear breakdown) to manoeuvre as required by the Rules:
- Night Lights: Two all-round red lights in a vertical line (Mnemonic: "Red over red, captain is dead").
- Day Shape: Two black balls in a vertical line.
- Making Way: Displays sidelights and sternlight only when making way through the water; extinguished when stopped.
- Crucial Rule: An NUC vessel never exhibits masthead steaming lights.
2. Vessel Restricted in Ability to Manoeuvre (RAM) - Rule 27(b)
A vessel whose work restricts manoeuvrability (Rule 3(g)) (cable laying, dredging, surveying, replenishment, flight operations, heavy towing):
- Night Lights: Three all-round lights vertically: Red-White-Red (Mnemonic: "Red-white-red, working instead").
- Day Shape: Three shapes vertically: Ball-Diamond-Ball.
- Making Way: Exhibits masthead light(s), sidelights, and sternlight when making way through the water. Extinguishes them when stopped (retaining only Red-White-Red).
- At Anchor: General RAM vessels add the Rule 30 anchor signals. Dredging/underwater-operation vessels under Rule 27(d) instead display that paragraph's signals in place of Rule 30 signals.
3. Dredging and Underwater Operations - Rule 27(d)
Dredging vessels exhibit RAM lights/shapes plus directional passing signals:
- Obstructed Side (Do Not Pass):
- Night: Two all-round red lights vertically.
- Day: Two black balls vertically.
- Clear Side (Safe to Pass):
- Night: Two all-round green lights vertically.
- Day: Two black diamonds vertically.
- Mnemonic: Green diamonds are precious (pass here); red balls indicate danger (keep clear).
4. Small Diving Operations - Rule 27(e)
When vessel size makes the full Rule 27(d) signals impracticable, Rule 27(e) requires:
- Lights: Three all-round lights vertically, red-white-red.
- Day signal: A rigid replica of Code Flag A (Alpha) at least 1 metre high, with all-round visibility.
- Passing action: Keep well clear at slow speed. Check local restrictions and allow sea room for divers and equipment; Rule 27 specifies no universal 100m clearance.
5. Mine Clearance Vessels - Rule 27(f)
- Night Lights: Three all-round green lights in a cross configuration: one at the foremast head and one at each yardarm.
- Day Shape: Three black balls in the same cross configuration.
- Danger Zone: Dangerous to approach within 1,000 metres of the mineclearance vessel in any direction.
Rule 28: Vessels Constrained by Their Draught (CBD)
A power-driven vessel severely restricted in her ability to deviate from course by available depth and width of navigable water:
- Night Lights: In addition to power-driven lights (mastheads, sidelights, sternlight), may exhibit three all-round red lights vertically (Mnemonic: "Three reds in a row, no place to go").
- Day Shape: A black cylinder displayed where best seen.
- Skipper's Responsibility: Under Rule 18(d), vessels other than NUC or RAM shall, if circumstances admit, avoid impeding the safe passage of a CBD vessel displaying Rule 28 signals. In deep-water channels, large laden tankers cannot alter course outside dredged tracks without grounding.
Rule 29: Pilot Vessels
A vessel engaged on pilotage duty:
- Night Lights: Two all-round lights vertically at the masthead: White over Red (Mnemonic: "White over red, pilot ahead").
- Underway: Sidelights and sternlight. When anchored, anchor lights plus white-over-red.
- Prohibition: A pilot vessel on duty never displays a forward masthead steaming light.
- Day Signal: Rule 29 prescribes no special day shape. Code Flag H (Hotel) means 'I have a pilot on board'; local pilot-service identification flags are separate from this Rule.
Rule 30: Anchored Vessels & Vessels Aground
Static collision hazards requiring prompt identification:
1. Anchored Vessels
- Vessels < 50 Metres: An all-round white light where best seen. Day shape: one black ball forward.
- Vessels ≥ 50 Metres: Two all-round white lights: one forward (higher) and one aft. Day shape: one black ball forward.
- Vessels ≥ 100 Metres: Must also use available working lights to illuminate decks.
- Exemption: Vessels < 7m are exempt only when not in or near a narrow channel, fairway or anchorage, or where other vessels normally navigate.
2. Vessels Aground
A vessel in contact with the seabed exhibits anchor lights according to length PLUS two all-round red lights vertically (NUC lights). Day shape: Three black balls in a vertical line ("Three balls = hard aground"). Vessels under 12m are exempt from the additional two red lights and three balls, but not automatically from anchor-light requirements.
Seaplanes and WIG Craft: Rule 31
If a seaplane or WIG craft cannot practicably display the prescribed lights and shapes in their specified positions, it must display them as closely similar in character and position as possible. This does not remove its collision-avoidance duties.
Source: International Rule31.
Summary Reference: Special Categories
| Category | Vertical Lights | Making Way Lights? | Day Shape | Key Rule |
|---|---|---|---|---|
| Not Under Command (NUC) | Red over Red | Sidelights + Sternlight only | Two black balls | "Red over red, captain is dead" (No masthead) |
| Restricted Manoeuvre (RAM) | Red - White - Red | Masthead + Sides + Stern | Ball - Diamond - Ball | "Red-white-red, working instead" |
| Dredging (Obstructed Side) | Red over Red | Masthead + Sides + Stern | Two black balls | Do not pass on this side |
| Dredging (Clear Side) | Green over Green | Masthead + Sides + Stern | Two black diamonds | Safe passing side |
| Small diving vessel: Rule 27(e) | Red - White - Red | Rule 27(e) alternative signals | Rigid all-round-visible Flag A, ≥1m high | Keep well clear at slow speed |
| Mine Clearance | 3 Green lights (cross) | Power-driven lights | 3 black balls (cross) | Keep 1,000m clearance |
| Constrained Draught (CBD) | 3 Reds in a row | Masthead + Sides + Stern | Black cylinder | "Three reds in a row, no place to go" |
| Pilot Vessel on Duty | White over Red | Sidelights + Sternlight | No special Rule 29 day shape | "White over red, pilot ahead" (No masthead) |
| Anchored Vessel < 50m | 1 All-round White | None | One black ball | Displayed forward |
| Anchored Vessel ≥ 50m | 2 All-round White | None (deck illumination) | One black ball | Forward light higher than aft |
| Vessel Aground | Anchor lights + 2 Reds | None | Three black balls | Extra reds/balls exempt below 12m; pass with wide berth |
While motoring your yacht towards an estuary fairway at night, you observe a large vessel displaying three all-round red lights in a vertical line, along with forward and after masthead lights, sidelights, and a sternlight. What vessel have you encountered and what is your legal duty?
A vessel constrained by her draught displaying Rule 28 signals; if circumstances admit, avoid impeding her safe passage under Rule 18(d)
A vessel not under command under Rule 27; you must stand on while she alters course around you
A commercial dredger with underwater obstructions on both sides; you must come to an immediate stop
A vessel carrying hazardous explosive cargo; you must maintain an exclusion zone of 2 nautical miles
By day, you observe a workboat exhibiting three shapes in a vertical line: a black ball at the top, a black diamond in the middle, and a black ball at the bottom. What category does this vessel represent?
A vessel engaged in pair trawling with nets caught on an underwater snag
A vessel not under command due to complete engine breakdown
A vessel restricted in her ability to manoeuvre under Rule 27(b)
A vessel aground on an uncharted sandbank
While navigating through a coastal anchorage before dawn, you see a vessel showing two all-round white lights (one forward, one aft) and two all-round red lights in a vertical line. What is this vessel's condition?
She is a pilot vessel transferring a boarding pilot while at anchor
She is a vessel 50 metres or more in length aground
She is a vessel engaged in dredging operations with an obstruction on her port side
She is an anchored cable-laying ship restricted in her ability to manoeuvre
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