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2.1 Physical & Chemical Water Treatment

Key Takeaways

  • Coagulation neutralizes negative surface charges on particles, allowing them to agglomerate.

  • Alum and ferric chloride are common coagulants; their reactions consume alkalinity and lower pH.

  • Velocity gradient (G) and GT values are critical for rapid mix and flocculation design.

  • Sedimentation basin performance is governed by the surface overflow rate (V0 = Q/A).

  • Filtration head loss can be modeled using the Ergun or Carmen-Kozeny equations.

Last updated: July 2026

Physical & Chemical Water Treatment

Physical and chemical water treatment processes form the backbone of conventional surface water treatment plants. These processes are designed to remove suspended solids, colloidal particles, and dissolved organics that cause turbidity, color, and harbor pathogens.

Coagulation and Flocculation Chemistry

Most natural particles in surface water are negatively charged and repel each other, keeping them in stable suspension. Coagulation is the rapid chemical process of neutralizing these charges. When a coagulant like aluminum sulfate (alum) or ferric chloride is added to water, it hydrolyzes to form highly charged, polynuclear metal species that compress the electrical double layer around particles.

Alum Coagulation Stoichiometry

The reaction of alum (often Al2(SO4)3⋅14H2OAl_2(SO_4)_3 \cdot 14H_2O) with natural alkalinity (represented by calcium bicarbonate) is:

Al2(SO4)3⋅14H2O+3Ca(HCO3)2→2Al(OH)3(s)+3CaSO4+6CO2+14H2OAl_2(SO_4)_3 \cdot 14H_2O + 3Ca(HCO_3)_2 \rightarrow 2Al(OH)_3(s) + 3CaSO_4 + 6CO_2 + 14H_2O

Notice that this reaction:

  1. Consumes alkalinity (33 moles of alkalinity per mole of alum)
  2. Produces carbon dioxide, which can lower the pH
  3. Forms an insoluble precipitate of aluminum hydroxide (Al(OH)3Al(OH)_3), known as sweep floc

If natural alkalinity is insufficient, supplemental alkalinity must be added, usually in the form of lime (Ca(OH)2Ca(OH)_2) or soda ash (Na2CO3Na_2CO_3). Polymers (cationic, anionic, or non-ionic) are often added as coagulant aids to bridge particles and form larger, denser flocs that settle faster.

Rapid Mix and Flocculation Design

The hydrodynamics of mixing are described by the velocity gradient (GG), which represents the intensity of mixing. GG (with units of s−1s^{-1}) is defined as:

G=PμVG = \sqrt{\frac{P}{\mu V}}

Where:

  • PP = Power input (Watts)
  • μ\mu = Dynamic viscosity of water (Pa⋅sPa \cdot s)
  • VV = Volume of the mixing basin (m3m^3)

The product of GG and the hydraulic detention time (tt) gives the dimensionless GTGT value, which is a measure of the total work done on the water. For rapid mix, typical GG values are 700700 to 1,000 s−11,000 \ s^{-1} with tt around 3030 to 6060 seconds, yielding GTGT values around 20,00020,000 to 60,00060,000. Flocculation requires gentler mixing to promote particle collisions without shearing the fragile flocs, with GG values typically tapering from 7070 to 10 s−110 \ s^{-1} over a 2020 to 4545 minute detention time.

Sedimentation Basin Hydraulics

After flocculation, water enters a sedimentation basin where flocs settle by gravity. The most critical design parameter is the Surface Overflow Rate (V0V_0):

V0=QAV_0 = \frac{Q}{A}

Where QQ is the flow rate and AA is the surface area of the basin. Particles with a settling velocity (vsv_s) greater than V0V_0 will be completely removed. Particles with vs<V0v_s < V_0 will be removed at a fractional rate of vs/V0v_s / V_0.

Other key hydraulic parameters include:

  • Detention Time (tt): t=V/Qt = V / Q
  • Weir Loading Rate (WLR): The flow over the effluent weir per unit length. WLR = Q/LQ / L, where LL is the weir length. Typical values are 100100 to 250 m3/day/m250 \ m^3/day/m.

Settling Types

There are four distinct types of settling in water and wastewater treatment:

  • Type I (Discrete Particle Settling): Unhindered settling of individual particles (e.g., grit removal). Described by Stokes' Law.
  • Type II (Flocculant Settling): Particles agglomerate as they settle, increasing their mass and settling velocity (e.g., primary sedimentation).
  • Type III (Hindered/Zone Settling): High particle concentration causes particles to settle as a blanket (e.g., secondary clarifiers).
  • Type IV (Compression Settling): Particles physically rest on each other and compress under the weight of overlying layers (e.g., bottom of deep clarifiers or sludge thickeners).

Filtration Kinetics and Head Loss

Filtration removes remaining suspended particles. Rapid sand filters use a single layer of sand, but dual-media filters (anthracite coal over sand) are more common today. Dual-media allows for deeper penetration of particles, increasing the filter run time before backwashing is necessary.

Head loss through a clean filter bed can be modeled using the Carmen-Kozeny equation or the Ergun equation. The basic form of the Carmen-Kozeny equation for laminar flow is:

hL=f⋅Ld⋅v22gh_L = f \cdot \frac{L}{d} \cdot \frac{v^2}{2g}

Where the friction factor ff depends on the porosity (ϵ\epsilon), sphericity (ϕ\phi), and Reynolds number. Head loss increases over time as particles accumulate in the pores. When head loss reaches a critical threshold or effluent turbidity spikes (particle breakthrough), the filter must be backwashed.

Worked Example: Surface Overflow Rate

A water treatment plant processes 10,000 m3/day10,000 \ m^3/day through a rectangular clarifier measuring 2020m long and 1010m wide. What is the surface overflow rate, and will a particle with a settling velocity of 60 m/day60 \ m/day be fully removed?

A=20×10=200 m2A = 20 \times 10 = 200 \ m^2 V0=QA=10,000200=50 m/dayV_0 = \frac{Q}{A} = \frac{10,000}{200} = 50 \ m/day

Since vsv_s (60 m/day60 \ m/day) is greater than V0V_0 (50 m/day50 \ m/day), the particle will be 100% removed.

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Conventional Surface Water Treatment Flow
Test Your Knowledge

Which of the following describes Type III settling?

A

Hindered or zone settling where high concentrations cause particles to settle as a uniform blanket.

B

Unhindered settling of discrete, individual particles without interacting.

C

Compression settling where particles rest on one another at the bottom of a basin.

D

Flocculant settling where particles agglomerate to increase their settling velocity.

Test Your Knowledge

When alum is added to water as a coagulant, what is the effect on the water's alkalinity and pH?

A

Alkalinity increases and pH increases.

B

Alkalinity decreases and pH decreases.

C

Alkalinity is unchanged but pH decreases.

D

Alkalinity decreases but pH increases.

Test Your Knowledge

In a rapid mix basin, what happens to the velocity gradient (G) if the volume of the basin is doubled while the power input remains constant?

A

G is doubled.

B

G increases by a factor of 1.41.

C

G decreases by a factor of 1.41.

D

G is halved.

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