2.1 The Iron-Carbon Phase Diagram
Key Takeaways
- The iron-carbon diagram predicts steel microstructure from temperature and carbon content (steel is Fe with up to ~2.0% C)
- Steel is classified by carbon: low (0.05–0.15%), mild (0.15–0.30%), medium (0.30–0.45%), high (0.45–0.75%)
- A1 (~1,333°F) is fixed; A3 (~1,600–1,670°F) varies with carbon; the eutectoid is ~0.77% C
- Austenite is the non-magnetic FCC high-temperature phase that dissolves up to ~2.0% carbon
- Cooling rate through ~1,500–900°F (t8/5) decides whether soft ferrite/pearlite or hard martensite forms
- Faster cooling produces harder, more brittle microstructures — the basis for preheat
The Foundation of Welding Metallurgy
The iron-carbon (Fe-Fe₃C) phase diagram is the single most important tool in welding metallurgy. It maps which phases — distinct crystal structures — exist in plain-carbon steel as a function of temperature (vertical axis) and carbon content (horizontal axis). A Certified Welding Inspector does not have to draw the diagram, but must understand what it predicts: how a given steel behaves as the welding arc heats it past its critical temperatures and then cools rapidly back to room temperature. Every preheat requirement, every cracking concern, and every post-weld heat treatment decision traces back to this diagram.
Steel is iron alloyed with up to about 2.0% carbon. Above 2.0% carbon the alloy is cast iron, which is brittle and welded only with special procedures. The vast majority of structural and pressure work uses carbon and low-alloy steels below about 0.30% carbon, where weldability is good. As carbon content rises, the steel becomes harder and stronger but progressively harder to weld without cracking.
Steel Classification by Carbon Content
| Classification | Carbon Content | Typical Applications | Weldability |
|---|---|---|---|
| Low-carbon steel | 0.05–0.15% C | Sheet metal, wire, nails | Excellent |
| Mild steel | 0.15–0.30% C | Structural shapes, plate, pipe | Good |
| Medium-carbon steel | 0.30–0.45% C | Axles, gears, shafts | Fair (preheat often required) |
| High-carbon steel | 0.45–0.75% C | Springs, rails, cutting tools | Poor (preheat + PWHT required) |
| Very high-carbon steel | 0.75–2.0% C | Files, dies, razors | Very poor (specialized procedures) |
The eutectoid point sits at approximately 0.77% (often rounded to 0.80%) carbon at 1,333°F (723°C). A steel exactly at the eutectoid composition transforms entirely to pearlite on slow cooling. Steel below 0.77% C is hypoeutectoid (the structural-steel range); steel above 0.77% C is hypereutectoid.
Critical Temperatures
The critical (transformation) temperatures are the lines on the diagram where phase changes occur. They are labeled with the letter A (from the French arrêt, meaning arrest, because the temperature pauses during transformation). Inspectors must know A1 and A3 because they bound the austenitizing range — the temperatures to which the heat-affected zone (HAZ) is driven during welding.
| Temperature | Name | Significance |
|---|---|---|
| A1 (lower critical) | ~1,333°F (723°C) | Pearlite begins to transform to austenite on heating; essentially fixed for all carbon contents |
| A3 (upper critical) | Varies with carbon (~1,600–1,670°F for low-carbon steel) | The last ferrite finishes transforming to austenite on heating |
| Acm | Varies (hypereutectoid side) | Cementite finishes dissolving into austenite |
| Ar1, Ar3 | On cooling | Same transformations in reverse; depressed below the equilibrium A1/A3 because real welds cool fast |
The subscript c denotes heating (chauffage) and r denotes cooling (refroidissement). Because welding cools far faster than equilibrium, the actual Ar temperatures are suppressed — the faster the cooling, the lower the temperature at which austenite finally transforms, and the harder the resulting product.
Phases and Microstructures in Steel
| Phase | Crystal Structure | Properties |
|---|---|---|
| Ferrite (α-iron) | BCC (body-centered cubic) | Soft, ductile, magnetic; stable below A1 |
| Austenite (γ-iron) | FCC (face-centered cubic) | Soft at high temperature, non-magnetic; stable above A3 |
| Cementite (Fe₃C) | Orthorhombic | Very hard, brittle iron carbide (6.67% C) |
| Pearlite | Lamellar ferrite + cementite | Layered "mother-of-pearl"; moderate strength and ductility |
| Martensite | BCT (body-centered tetragonal) | Very hard, very brittle; forms on rapid cooling |
| Bainite | Fine ferrite + carbides | Intermediate strength and toughness |
A key exam fact: austenite (FCC) dissolves far more carbon (up to ~2.0%) than ferrite (BCC, only ~0.022%). When austenite cools slowly, the excess carbon precipitates as cementite in an orderly fashion, forming ferrite + pearlite. When it cools too fast to diffuse, carbon is trapped in solution, distorting the lattice into hard martensite.
Why Cooling Rate Decides the Outcome
The diagram is an equilibrium map — it assumes infinitely slow cooling. Real welds cool quickly, so the inspector must combine the phase diagram with the cooling rate to predict the actual HAZ microstructure. The decisive cooling range is roughly 1,500°F to 900°F (about 800°C to 500°C), often called the t8/5 (cooling time from 800°C to 500°C). What forms depends on how fast the steel passes through this band:
- Slow cooling → ferrite + pearlite → soft, ductile, usually acceptable
- Moderate cooling → bainite → stronger, still reasonably tough
- Fast cooling (quench) → martensite → very hard, brittle, crack-prone
This is the bridge between metallurgy and inspection: anything that speeds cooling (thick sections acting as a heat sink, low heat input, no preheat, cold ambient temperatures) pushes the HAZ toward martensite. Anything that slows cooling (preheat, higher heat input, maintained interpass temperature) keeps it soft.
For the Exam: The core principle is that faster cooling produces harder, more brittle microstructures. Preheat is applied specifically to slow the cooling rate through the 1,500–900°F range, suppressing martensite and the cracking it enables. Memorize A1 ≈ 1,333°F and that austenite is the non-magnetic FCC high-temperature phase.
What microstructure forms when austenite is rapidly cooled (quenched)?
Austenite (γ-iron) has which crystal structure and magnetic behavior?
The A1 (lower critical) temperature for carbon steel is approximately: