11.1 Certified Questions, Redactions & Confidential Designations
Key Takeaways
A certified (or marked) question is one a deponent was instructed not to answer; the transcriber flags its page and line so counsel can later ask the court for a ruling.
Under FRCP 30(c)(2), counsel may instruct a deponent not to answer only to preserve a privilege, enforce a court-ordered limitation, or present a Rule 30(d)(3) motion.
Under FRCP 5.2, federal filings may show only the last four digits of Social Security and financial-account numbers, the birth year and a minor's initials.
Under Judicial Conference policy, parties file a notice of intent to redact within 7 calendar days and a redaction request within 21 days; the transcriber files the redacted version, typically within 31 days.
Manual redaction replaces each character with an x so that page and line numbers stay identical, and the title page is marked REDACTED TRANSCRIPT.
Blueprint topics 30208 to 30210 cover three requests that attorneys make on the record: certifying a question, redacting something, and marking something confidential. The common thread: the transcriber carries out the procedure the rules or the court provide; the transcriber never quietly removes words.
Certified (marked) questions
What happens on the record
In a deposition there is no judge to rule on objections. When defending counsel instructs the witness not to answer, the examining attorney often says something like:
MR. RUIZ: I'd ask the reporter to certify that question. or Mark that question for a ruling.
The attorney wants to be able to find the question quickly later, to file a motion to compel an answer. Under FRCP 30(c)(2), an instruction not to answer is proper only "to preserve a privilege, to enforce a limitation ordered by the court, or to present a motion under Rule 30(d)(3)" (a motion to end or limit a deposition conducted in bad faith). Improper instructions are exactly what these motions address.
The transcriber's role
- Transcribe the question, the instruction and the refusal verbatim, as always.
- Flag the question so it can be found. Common methods, depending on the jurisdiction and the client's style:
- a separate list on the index page, headed for example QUESTIONS CERTIFIED or REQUESTS FOR RULINGS, giving the page and line of each;
- a short parenthetical after the request, if the style sheet calls for one.
- Do not decide whether the instruction was proper. The transcriber identifies the question; the court rules.
Terminology varies. Some jurisdictions say "certify," others "mark for a ruling" or "flag." The function is the same.
Redactions
"Let's redact that"
When an attorney says on the record "please redact that," the words are still transcribed in the original. Redaction is a separate, rule-governed step. A transcriber who simply leaves words out has altered the record.
Federal redaction rules
Personal identifiers: FRCP 5.2(a) (civil) and FRCrP 49.1(a) (criminal) limit filings to:
| Identifier | What may appear |
|---|---|
| Social Security or taxpayer-ID number | last four digits |
| Birth date | year only |
| Name of a known minor | initials only |
| Financial-account number | last four digits |
| Home address (criminal cases only, FRCrP 49.1) | city and state only |
Whose job it is: the Guide to Judiciary Policy (§ 510.25.20) says parties must review transcripts and request redactions. Court reporters and transcribers do not have to redact sensitive information unless the parties request it, or to notify parties of material that should be redacted.
The timeline under the Judicial Conference's transcript policy, as courts publish it for transcribers:
| Step | Deadline (calendar days after the transcript is filed) |
|---|---|
| Party files a Notice of Intent to Request Redaction | 7 days |
| Party files the Redaction Request listing page and line | 21 days (or longer if the court orders) |
| Transcriber files the redacted transcript | typically 31 days |
| Transcript becomes remotely available to the public | after 90 days (restricted until then) |
During the 90-day period, the transcript can be inspected at the clerk's office and purchased from the reporter or transcriber (§ 510.25.10). Redactions beyond the personal identifiers require a motion and court order.
How to redact (§ 520.70)
- Redaction software is allowed "as long as page and line integrity remains intact."
- Manual redaction: place "an 'x' in the space of each redacted character," with "the same number of x's as characters deleted to preserve page and line numbers." For example, a Social Security number becomes xxx-xx-6789.
- Title page: insert REDACTED TRANSCRIPT on a blank line immediately below the case caption and before the volume number and the judge's name, without lengthening the title page.
- Certify the redacted version with the special redacted-transcript certification (Chapter 9).
- No extra fee may be charged for redacted transcripts provided to the court.
Confidential designations
Protective orders
In civil litigation, a protective order (often stipulated by the parties and approved by the court) lets parties designate testimony and exhibits as Confidential or Highly Confidential – Attorneys' Eyes Only. During a deposition, counsel may say:
MS. CHEN: I'd like to designate the next portion of the testimony, about the pricing formula, as highly confidential under the protective order.
The transcriber's role
- Transcribe the designation and the testimony verbatim.
- Mark the designated pages as the order or client requires. Common methods are a legend such as CONFIDENTIAL in the header or footer of each designated page, a list of designated page and line ranges on the index, or a separately bound confidential volume.
- Restrict distribution. Confidential portions go only to people the order allows.
- Follow the order, not your judgment, about what is confidential. When the designation is unclear (where does it end?), ask the client.
Designations may also come after the deposition, within a period the order sets. The transcriber may be asked to produce a revised version with the new legends.
What ties these together
| Request | Words deleted from the original? | Transcriber action |
|---|---|---|
| Certify a question | No | Flag page and line |
| Redact | No; a separate redacted version | Only on proper request, preserving page and line |
| Confidential designation | No | Mark and restrict |
| Strike (Chapter 10) | No | Nothing extra; stricken material stays |
During a deposition, an attorney says, "Please redact the witness's Social Security number from what she just said." What should the transcriber do when preparing the original transcript?
Leave the number out of the original transcript entirely
Replace the number with (redacted at counsel's request)
Transcribe the testimony verbatim; redaction happens only through the court's redaction procedure, preserving page and line numbers
Stop transcribing and ask the judge for an order
Under FRCP 5.2(a), which form may a federal filing show for an individual's financial-account number?
Only the first four digits
The full number if it is spoken in open court
Only the last four digits
No digits at all
When a transcriber manually redacts a transcript under the Guide to Judiciary Policy, how must redacted characters be shown?
With an x in the space of each redacted character, so page and line numbers do not change
By deleting the characters and closing up the space
By replacing the passage with the word REDACTED
By moving the redacted passage to a sealed appendix
Sections you finish are checked off in the contents.