Securities & FINRA Exam Prep Books: Study Guides and Practice Tests

Browse 82 Securities & FINRA exam prep books across 39 exam IDs, including study guides, review books, and practice test books.

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Securities & FINRA book families

Family pages group related national, state, and vendor exam IDs before you choose one exact exam.

Securities & FINRA

FINRA Series Exams Books

FINRA Series exam prep with licensing guides, practice questions, flashcards, and coverage for SIE, Series 6, 7, 63, 65, 66, 79, 82, and principal exams.

52 books23 exam IDs
Browse family

Securities & FINRA

MSRB Municipal Securities Exams Books

MSRB municipal securities exam prep with study guides, practice questions, flashcards, and coverage for Series 50, 51, 52, 53, 54, municipal rules, supervision, and advisory topics.

10 books4 exam IDs
Browse family

Securities & FINRA

NFA Futures and Commodities Series Exams Books

NFA futures and commodities exam prep with study guides, practice questions, flashcards, and coverage for Series 3, 30, 31, 32, 34, futures markets, options, ethics, and regulation.

9 books5 exam IDs
Browse family

Securities & FINRA

NISM Certifications (India) Books

NISM certification exam prep with study guides, practice questions, flashcards, and coverage for securities markets, mutual funds, depository operations, investment advice, and regulatory compliance.

6 books4 exam IDs
Browse family

Securities & FINRA

ACI Financial Markets Association Books

ACI Financial Markets Association professional certification exam prep, with practice questions covering foreign exchange (FX), money markets, fixed income, derivatives, market risk management, and the ACI Code of Conduct.

3 books1 exam ID
Browse family

Securities & FINRA

Canadian Securities & Investment Books

Canadian securities and investment licensing exam prep for the Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH), Wealth Management Essentials (WME), the Canadian Investment Funds Course (CIFC), and CSI Applied Financial Planning (AFP) Exam 1 for the PFP® path, with practice questions covering capital markets, fixed income and equities, mutual funds and ETFs, portfolio management, taxation, KYC and suitability, conduct, ethics, and Canadian regulation.

1 book1 exam ID
Browse family

Securities & FINRA

CIRO Proficiency Exams (Canada) Books

CIRO proficiency exam prep for the new assessment-centric licensing pathways in Canada, with practice questions covering retail and institutional securities, supervisor responsibilities, compliance guidelines, derivatives, trading rules (UMIR), and executive governance.

1 book1 exam ID
Browse family
By exam

Top Securities & FINRA exam book pages

Open an exact exam page when you want Amazon books matched to one exam ID. Large families show the strongest matches first.

Series 24 Books

FINRA Series Exams - 3 books

SERIES 24 STUDY GUIDE 2026: Complete Prep with 900 Exam Style Practice Questions, 400 Flashcards, Clear Explanations, Practical Supervisory Scenarios, and Confidence Building Exam Strategies

Series 27 Books

FINRA Series Exams - 3 books

Series 27 Exam prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies

Series 28 Books

FINRA Series Exams - 3 books

Series 28 Exam Secrets Study Guide: Series 28 Test Review for the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Series 7 Books

FINRA Series Exams - 3 books

Kaplan Series 7 License Exam Manual, 2nd Edition - Comprehensive Exam Prep for the Series 7 General Securities Representative Exam

Series 79 Books

FINRA Series Exams - 3 books

Series 79 Exam Study Guide 2026: Full Content Analysis, 500+ Practice Items, Complete Answer Keys, and Step-by-Step Solutions

Series 86 Books

FINRA Series Exams - 3 books

Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination

Series 87 Books

FINRA Series Exams - 3 books

Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination

Showing 12 of 39 exam book pages. Use the book list below or site search for more exact exam matches.

Books

Featured exam prep books

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Mastering The Aci Dealing Certificate: A Practical Guide To The Aci Education Level 1 Syllabus & Exam cover

Mastering The Aci Dealing Certificate: A Practical Guide To The Aci Education Level 1 Syllabus & Exam

Parker, Phil

$220.83
Amazon
Pass your Exam- ACI Dealing Certificate: Exam Questions and Answers-Results Guaranteed cover

Pass your Exam- ACI Dealing Certificate: Exam Questions and Answers-Results Guaranteed

Akanash, Shemin Di

$38.88
Amazon
ACI Dealing Certificate New Version Questions and Answers cover

ACI Dealing Certificate New Version Questions and Answers

Parker, Philip J L

$54.00
Amazon
Series 10 Exam Study Guide + Test Bank cover

Series 10 Exam Study Guide + Test Bank

The Securities Institute of America

$199.00
Amazon
Series 9/10 Exam Study Guide 2026: Your Complete Resource, 500+ Practice Items, In-Depth Analysis, Core Concepts, Winning Strategies cover

Series 9/10 Exam Study Guide 2026: Your Complete Resource, 500+ Practice Items, In-Depth Analysis, Core Concepts, Winning Strategies

Mitchell, David

$24.00
Amazon
Series 10 Exam Study Guide 2022 + Test Bank cover

Series 10 Exam Study Guide 2022 + Test Bank

The Securities Institute of America

$149.99
Amazon
SERIES 22 EXAM STUDY GUIDE + Test Bank cover

SERIES 22 EXAM STUDY GUIDE + Test Bank

The Securities Institute of America

$99.00
Amazon
Series 22 Exam Prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies cover

Series 22 Exam Prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies

Publishing, Andrew

$24.99
Amazon
Conquer the Series 22 Exam: Study Guide for the Direct Participation Programs Limited Representative Exam (Investment Exams) cover

Conquer the Series 22 Exam: Study Guide for the Direct Participation Programs Limited Representative Exam (Investment Exams)

McCaulay, Philip Martin

$15.00
Amazon
SERIES 24 STUDY GUIDE 2026: Complete Prep with 900 Exam Style Practice Questions, 400 Flashcards, Clear Explanations, Practical Supervisory Scenarios, and Confidence Building Exam Strategies cover

SERIES 24 STUDY GUIDE 2026: Complete Prep with 900 Exam Style Practice Questions, 400 Flashcards, Clear Explanations, Practical Supervisory Scenarios, and Confidence Building Exam Strategies

PUBLICATIONS, CRESTPOINT

$35.99
Amazon
Series 24 Exam Study Guide + Test Bank: Prepare to pass the FINRA Series 24 Exam cover

Series 24 Exam Study Guide + Test Bank: Prepare to pass the FINRA Series 24 Exam

The Securities Institute of America

$186.62
Amazon
Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam cover

Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam

Series 24 Exam Secrets Test Prep Team

$46.99
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Series 26 Exam Study Guide + Test Bank cover

Series 26 Exam Study Guide + Test Bank

The Securities Institute of America

$81.13
Amazon
Series 26 Exam Prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies cover

Series 26 Exam Prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies

Publishing, Andrew

$27.88
Amazon
Series 26 Exam Secrets Study Guide: Series 26 Test Review for the Investment Company and Variable Contracts Products Principal Qualification Examination cover

Series 26 Exam Secrets Study Guide: Series 26 Test Review for the Investment Company and Variable Contracts Products Principal Qualification Examination

Series 26 Exam Secrets Test Prep Team

$44.99
Amazon
Series 27 Exam prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies cover

Series 27 Exam prep 2026: Complete Study Guide with 500+ Practice Questions, Detailed Explanations, Proven Test-Taking Strategies

Publishing, Andrew

$24.88
Amazon
Series 27 Exam Secrets Study Guide: Series 27 Test Review for the Financial and Operations Principal Qualification Examination cover

Series 27 Exam Secrets Study Guide: Series 27 Test Review for the Financial and Operations Principal Qualification Examination

Series 27 Exam Secrets Test Prep Team

$44.99
Amazon
Conquer the Series 27 Exam: Study Guide for the Financial and Operations Principal Qualification Exam (Investment Exams) cover

Conquer the Series 27 Exam: Study Guide for the Financial and Operations Principal Qualification Exam (Investment Exams)

McCaulay, Philip Martin

$15.00
Amazon
Series 28 Exam Secrets Study Guide: Series 28 Test Review for the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination cover

Series 28 Exam Secrets Study Guide: Series 28 Test Review for the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Series 28 Exam Secrets Test Prep Team

$44.99
Amazon
Conquer the Series 28 Exam: Study Guide for the Introducing Broker-Dealer Financial and Operations Principal Qualification Exam (Investment Exams) cover

Conquer the Series 28 Exam: Study Guide for the Introducing Broker-Dealer Financial and Operations Principal Qualification Exam (Investment Exams)

McCaulay, Philip Martin

$15.00
Amazon
Series 28 Exam Flashcard Study System: Series 28 Test Practice Questions & Review for the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination (Cards) cover

Series 28 Exam Flashcard Study System: Series 28 Test Practice Questions & Review for the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination (Cards)

Series 28 Exam Secrets Test Prep Team

$46.99
Amazon
Kaplan Series 7 License Exam Manual, 2nd Edition - Comprehensive Exam Prep for the Series 7 General Securities Representative Exam cover

Kaplan Series 7 License Exam Manual, 2nd Edition - Comprehensive Exam Prep for the Series 7 General Securities Representative Exam

Kaplan Financial Education

$152.61
Amazon
Series 7 Study Guide 2025-2026: Complete Review + 750 Questions and Detailed Answer Explanations (6 Full-Length Exams) cover

Series 7 Study Guide 2025-2026: Complete Review + 750 Questions and Detailed Answer Explanations (6 Full-Length Exams)

Series 7 Team, Newstone

$22.00
Amazon
Series 7 Study Guide 2025-2026: Complete Prep Book for the FINRA General Securities Representative Certification with 10 Full Length Practice Tests and 1500+ Questions & Detailed Answers. cover

Series 7 Study Guide 2025-2026: Complete Prep Book for the FINRA General Securities Representative Certification with 10 Full Length Practice Tests and 1500+ Questions & Detailed Answers.

Solway, Marin K.

$29.99
Amazon
Series 79 Exam Study Guide 2026: Full Content Analysis, 500+ Practice Items, Complete Answer Keys, and Step-by-Step Solutions cover

Series 79 Exam Study Guide 2026: Full Content Analysis, 500+ Practice Items, Complete Answer Keys, and Step-by-Step Solutions

Thompson, Emily

$26.00
Amazon
Series 79 Exam Secrets Study Guide: Series 79 Test Review for the Investment Banking Representative Qualification Exam cover

Series 79 Exam Secrets Study Guide: Series 79 Test Review for the Investment Banking Representative Qualification Exam

Mometrix Financial Industry Certification Test Team

$46.99
Amazon
Series 79 Exam Study Guide and Test Bank cover

Series 79 Exam Study Guide and Test Bank

The Securities Institute of America

$199.00
Amazon
Series 82 Exam Study Guide + Test Bank: Prepare to Pass The Series 82 Exam cover

Series 82 Exam Study Guide + Test Bank: Prepare to Pass The Series 82 Exam

The Securities Institute of America

$121.20
Amazon
Series 82 Exam Prep: Master the FINRA Private Securities Offerings Representative Qualification Examination with 200 Realistic Practice Questions, 4 Mock Tests, and Clear Answer Explanations cover

Series 82 Exam Prep: Master the FINRA Private Securities Offerings Representative Qualification Examination with 200 Realistic Practice Questions, 4 Mock Tests, and Clear Answer Explanations

Publishing, Ambitionz

$19.99
Amazon
TM Hog’s Private Securities Offerings Representative Qualification Examination Series 82 Study Guide (Investment Exams) cover

TM Hog’s Private Securities Offerings Representative Qualification Examination Series 82 Study Guide (Investment Exams)

McCaulay, Philip Martin

$30.00
Amazon
Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination cover

Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination

Series 86 and 87 Exam Secrets Test Prep Team

$44.99
Amazon
Series 86 and 87 Exam Flashcard Study System: Series 86 and 87 Test Practice Questions & Review for the Research Analyst Examination (Cards) cover

Series 86 and 87 Exam Flashcard Study System: Series 86 and 87 Test Practice Questions & Review for the Research Analyst Examination (Cards)

Series 86 and 87 Exam Secrets Test Prep Team

$46.99
Amazon
The Essential Research Analyst Qualification Examinations Series 86 and 87 Study Guide by TM Hog® (Investment Exams) cover

The Essential Research Analyst Qualification Examinations Series 86 and 87 Study Guide by TM Hog® (Investment Exams)

McCaulay, Philip Martin

$25.00
Amazon
Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination cover

Series 86 and 87 Exam Secrets Study Guide: Series 86 and 87 Test Review for the Research Analyst Examination

Series 86 and 87 Exam Secrets Test Prep Team

$44.99
Amazon
Series 86 and 87 Exam Flashcard Study System: Series 86 and 87 Test Practice Questions & Review for the Research Analyst Examination (Cards) cover

Series 86 and 87 Exam Flashcard Study System: Series 86 and 87 Test Practice Questions & Review for the Research Analyst Examination (Cards)

Series 86 and 87 Exam Secrets Test Prep Team

$46.99
Amazon
The Essential Research Analyst Qualification Examinations Series 86 and 87 Study Guide by TM Hog® (Investment Exams) cover

The Essential Research Analyst Qualification Examinations Series 86 and 87 Study Guide by TM Hog® (Investment Exams)

McCaulay, Philip Martin

$25.00
Amazon

Securities & FINRA books FAQ

What do Securities & FINRA book pages include?

These pages map Amazon exam prep books, study guides, review books, and practice test books to exact OpenExamPrep exam IDs when book data is available.

Does every exam ID have a book page?

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How should I use Securities & FINRA books with free OpenExamPrep resources?

Use books for structured review, then use the related free practice questions, study guides, flashcards, videos, cheat sheets, and articles to test recall and close weak areas.