4.2 Orthodontics

Key Takeaways

  • Angle classification is based on the mesiodistal relationship of the mesiobuccal cusp of the upper first permanent molar to the lower first molar: Class I, Class II (Division 1 or 2), Class III
  • IOTN Dental Health Component grades 1-5 grade the worst occlusal feature using the MOCDO hierarchy; NHS-funded treatment is normally restricted to DHC grade 4 or 5, or grade 3 with Aesthetic Component 6 or above
  • Growth modification (functional appliances for Class II and maxillary expansion for posterior crossbite) must be timed to the pubertal growth spurt; it is ineffective once growth is complete
  • Retentive bonded wire and removable Hawley or vacuum-formed retainers are required long-term; relapse is expected without indefinite retention
  • Interceptive orthodontics in the mixed dentition includes crossbite correction, space maintenance, and extraction of retained primary teeth to prevent impaction
Last updated: August 2026

Classification of Malocclusion

Angle Classification

The Angle classification is based on the mesiodistal relationship of the mesiobuccal cusp of the upper first permanent molar to the buccal groove of the lower first permanent molar:

ClassMolar relationshipDescription
Class IMB cusp of 6 occludes in buccal groove of 6Neutrocclusion; crowding may coexist
Class IILower 6 distal to upper 6Distocclusion; Division 1 (proclined uppers, increased overjet) or Division 2 (retroclined uppers, deep overbite)
Class IIILower 6 mesial to upper 6Mesiocclusion; often reverse overjet

Incisor Classification

The British (incisor) classification is based on the lower incisor edge to the cingulum plateau of the upper incisors:

  • Class I — lower incisor edge occludes with or below the cingulum plateau (overjet 2-4 mm).
  • Class II Division 1 — lower incisor edge lies behind the cingulum plateau; upper incisors proclined, increased overjet.
  • Class II Division 2 — lower incisor edge lies behind the cingulum plateau; upper central incisors retroclined, deep overbite.
  • Class III — lower incisor edge lies in front of the cingulum plateau; reduced or reverse overjet.

Skeletal Pattern

The skeletal pattern is assessed in three planes:

  1. Anteroposterior (AP) — Class I, II, or III; determined by the relationship of the maxilla to the mandible (often reflected in the ANB angle on cephalometric analysis).
  2. Vertical — average, increased (high angle, anterior open bite tendency) or decreased (low angle, deep overbite). The Frankfort-mandibular plane angle (FMPA) is the standard measure.
  3. Transverse — symmetry or asymmetry; posterior crossbite may indicate a transverse skeletal discrepancy.

Skeletal pattern guides treatment modality: a marked Class II skeletal base with a retrusive mandible is best treated with a functional appliance during active growth; an adult with the same pattern may require orthognathic surgery.

Overjet, Overbite, and Crossbite

  • Overjet (OJ) — horizontal distance from the labial surface of the lower incisor to the labial incisal edge of the upper incisor. Normal 2-4 mm. Increased OJ carries a higher risk of traumatic dental injury.
  • Overbite (OB) — vertical overlap of the upper and lower incisors. Normal 2-4 mm (30-50% overlap). Deep overbite >50%; anterior open bite = no vertical overlap.
  • Anterior crossbite — one or more upper incisors occlude lingual to the lower incisors; may cause tooth wear and gingival recession.
  • Posterior crossbite — upper buccal cusps occlude inside the lower buccal cusps; unilateral crossbite often indicates a mandibular shift and may warrant early maxillary expansion.

Index of Orthodontic Treatment Need (IOTN)

IOTN (Brook and Shaw, 1989) assesses treatment need and is used for NHS funding decisions in the UK. It has two components:

Dental Health Component (DHC) — Grades 1-5

The DHC records the worst feature of the malocclusion using the MOCDO hierarchy (Missing teeth, Overjet, Crossbite, Displacement, Overbite):

GradeNeedExample
1No needNormal occlusion
2LittleOJ 3.5-6 mm with lip competence
3BorderlineOJ >3.5-6 mm with incompetent lips (lip trap); AC 1-5
4NeedOJ 6-9 mm; crossbite with <1 mm displacement
5Very great needOJ >9 mm; impeded eruption; hypodontia

Aesthetic Component (AC) — Grades 1-10

The AC uses a 10-photograph scale (1 most attractive, 10 least attractive). NHS eligibility normally requires DHC 4 or 5, or DHC 3 with AC 6 or above.

Aetiology of Malocclusion

Malocclusion arises from the interaction of genetic and environmental factors:

  • Skeletal — inherited jaw discrepancy (e.g. Class III mandibular prognathism).
  • Dental — crowding, spacing, anomalous tooth number (hypodontia, supernumeraries).
  • Local — early loss of primary teeth, retained primary teeth, ectopic eruption, supernumeraries, habits (digit sucking → proclined uppers, anterior open bite).
  • Environmental — mouth breathing, airway obstruction.

Growth Modification and Timing

Growth modification is only effective during active growth:

  • Functional appliances (e.g. Twin Block) for Class II with retrusive mandible — peak effect at the pubertal growth spurt (peak height velocity; clinically, before menarche in girls and at the start of the voice break in boys).
  • Maxillary expansion (rapid maxillary expansion, RME) for posterior crossbite — most effective in the early mixed dentition before the midpalatal suture fuses.
  • Once growth is complete, skeletal discrepancies require orthognathic surgery combined with fixed appliances.

Interceptive Orthodontics

Interceptive treatment in the mixed dentition can simplify or eliminate later comprehensive treatment:

  • Crossbite correction with an upper removable appliance before permanent canine eruption.
  • Space maintenance after early loss of a primary molar (band and loop, Nance appliance).
  • Extraction of retained primary teeth preventing ectopic permanent eruption.
  • Digit-sucking habit cessation to permit spontaneous overjet reduction.
  • Serial extractions for severe crowding in Class I cases.

Appliances and Retention

Removable vs Fixed Appliances

ApplianceUse
Removable (upper)Tipping movements, crossbite correction, space maintenance
Functional (removable)Class II growth modification
Fixed (brackets/wire)Comprehensive correction; precise tooth control in all planes
AlignersAdult aesthetic option; case selection important

Retention and Relapse

Retention is the phase after active treatment that maintains tooth position. Teeth have a lifelong tendency to relapse due to gingival and periodontal fibres, occlusal forces, and continued growth. Protocols include:

  • Bonded retainer — wire bonded lingual to lower incisors (often lifelong).
  • Removable retainer — Hawley or vacuum-formed; full-time for 6-12 months, then nights only, ideally indefinitely.

Relapse is expected without indefinite retention; patients must be warned at the consent stage.

Test Your Knowledge

A 12-year-old has a mesiobuccal cusp of the upper right first molar occluding in the buccal groove of the lower first molar, an overjet of 9 mm, and proclined upper incisors with a lip trap. The Aesthetic Component is 7. What is the most likely IOTN Dental Health Component grade?

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Test Your Knowledge

A 14-year-old presents with retroclined upper central incisors, a deep overbite, and a Class II molar relationship. Which incisor classification does this represent?

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Test Your Knowledge

A 9-year-old has a unilateral posterior crossbite with a mandibular shift from centric relation to centric occlusion. What is the most appropriate interceptive management?

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Test Your Knowledge

A patient's lower first molar is positioned mesial to the upper first molar, with a reverse overjet of 2 mm. Which Angle classification and skeletal pattern are most consistent with this presentation?

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Test Your Knowledge

Following fixed appliance therapy, a patient asks how long retainers must be worn. What is the current evidence-based position on retention?

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