6.2 Recovery Equipment Requirements
Key Takeaways
Recovery/recycling equipment must be certified by an EPA-approved testing organization — AHRI or UL — and labeled accordingly
Self-contained (active) equipment has its own compressor and no size limit; system-dependent (passive) equipment is limited to appliances of 15 lb or less
Small-appliance recovery with equipment made on or after November 15, 1993 requires 90% of the charge with the compressor operating or 80% with it not operating (80% with older equipment), or a 4-inch Hg vacuum either way
November 15, 1993 is the key equipment grandfather date; Appendix B3/B4 protocols apply to machines made on or after January 1, 2017
Recovered refrigerant goes into refillable DOT-approved cylinders filled no more than 80%; refilling disposable DOT-39 cylinders is illegal
Why Equipment Certification Matters
You cannot legally pull refrigerant with just any vacuum pump. Under 40 CFR Part 82, Subpart F, all recovery and recycling equipment must be certified by an EPA-approved testing organization before it can be sold or used. EPA has approved two such organizations: the Air-Conditioning, Heating, and Refrigeration Institute (AHRI) and Underwriters Laboratories (UL).
Certified machines carry a label reading, in effect, "This equipment has been certified by AHRI/UL to meet EPA's minimum requirements for recovery/recycling equipment intended for use with [appliance category]." Expect the exam to ask which organizations certify equipment — the answer is AHRI and UL, not EPA itself and not DOT.
The certification proves the machine can pull refrigerant down to the legally required recovery levels. Machines are tested against a version of the AHRI 740 test protocol, and the exact appendix depends on the manufacturing date — this is the "grandfather" structure the exam loves to probe.
Equipment Grandfather Dates
| Manufacturing Date | Governing Standard | What It Means |
|---|---|---|
| Before Nov 15, 1993 | Original EPA performance rules | "Old" equipment; lower required vacuum levels apply |
| On/after Nov 15, 1993 | ARI/AHRI 740 (Appendix B1, then B2) | "New" equipment; deeper required vacuum levels apply |
| On/after Jan 1, 2017 | Appendix B3 (non-flammable) or B4 (flammable) | Updated protocols adding A2L/flammable-refrigerant testing |
The date November 15, 1993 is the single most-tested cutoff in this chapter. Equipment built on or after that date must reach deeper evacuation levels than older machines, because the technology had improved. The 2017 split into Appendix B3 (non-flammable) and B4 (flammable) was added so machines could be certified to handle newer A2L mildly flammable refrigerants such as R-32 and R-454B safely.
Self-Contained vs. System-Dependent Recovery
EPA recognizes two fundamentally different machine architectures, and the difference controls what size system you may legally service with each.
Self-Contained (Active) Recovery Equipment
- Has its own compressor or pump and can pull refrigerant out without any help from the appliance.
- Works whether or not the appliance's own compressor still runs.
- Faster, more reliable, and required for larger systems.
- No upper size limit — may be used on appliances of any charge.
System-Dependent (Passive) Recovery Equipment
- Has no compressor of its own; it relies on the appliance's pressure or the appliance's own compressor to push refrigerant into the recovery container.
- Cheaper and simpler, but slower and useless if the system has no pressure and a dead compressor (then only gravity/liquid recovery works).
- Legally limited to appliances containing 15 pounds of refrigerant or less.
This 15-pound ceiling is a frequently tested fact: you may never use system-dependent equipment on an appliance with more than 15 lb of refrigerant. Above that, a self-contained machine is mandatory.
Recovery on Small Appliances vs. Larger Systems
A small appliance is any product fully manufactured, charged, and hermetically sealed in a factory with 5 pounds or less of refrigerant — household refrigerators and freezers, window and PTAC room air conditioners, dehumidifiers, drinking-water coolers, vending machines, and under-counter ice makers. Recovery requirements for small appliances are stated as a recovery efficiency, not a single vacuum number:
- Compressor operating (working), recovery equipment made on or after November 15, 1993: recover 90% of the refrigerant, or reach a 4-inch Hg vacuum.
- Compressor not operating (inoperative): recover 80% of the refrigerant, or reach a 4-inch Hg vacuum.
- Recovery equipment made before November 15, 1993: recover 80% whether or not the compressor works, or reach a 4-inch Hg vacuum.
A handy memory hook: a working compressor helps, so you can pull more out — 90%. A dead compressor makes recovery harder — only 80% is required. Larger (non-small) appliances are not measured by a percentage; they are evacuated to the inches-of-mercury levels covered in Section 5.3.
Recovery Equipment Quick Reference
| Equipment / Item | Requirement |
|---|---|
| Certifying bodies | AHRI and UL (EPA-approved testing organizations) |
| Self-contained (active) | Own compressor; no size limit |
| System-dependent (passive) | Relies on appliance; ≤ 15 lb only |
| Small appliance, compressor ON | 90% recovery (1993+ equipment; 80% with older) or 4 in. Hg vacuum |
| Small appliance, compressor OFF | 80% recovery or 4 in. Hg vacuum |
| Recovery cylinder | DOT-approved, refillable; fill ≤ 80% liquid; hydrostatic test every 5 years |
| Disposable (DOT-39) cylinder | Single-use; illegal to refill |
Example: A technician must recover R-134a from an inoperative household refrigerator (nameplate charge listed). Because the compressor is dead, the machine must achieve either 80% of the nameplate charge or a 4-inch Hg vacuum — meeting either one satisfies the rule. If that same refrigerator's compressor were still running and the recovery machine was made on or after November 15, 1993, the bar would rise to 90% or 4-inch Hg vacuum.
For the Exam: Equipment is certified by AHRI or UL; system-dependent machines are capped at 15 lb; small-appliance recovery is 90% (compressor on, 1993+ equipment) / 80% (compressor off or older equipment), or 4 in. Hg either way; never refill a DOT-39 disposable cylinder, and never fill any recovery cylinder past 80%.
Which organizations are EPA-approved to certify recovery and recycling equipment?
EPA and DOT
AHRI and UL
OSHA and ASHRAE
NATE and ESCO
What is the recovery requirement for a small appliance whose compressor is NOT operating?
70% of the nameplate charge or 2-inch Hg vacuum
80% of the nameplate charge or 4-inch Hg vacuum
90% of the nameplate charge or 4-inch Hg vacuum
95% of the nameplate charge or 10-inch Hg vacuum
System-dependent (passive) recovery equipment may be used only on appliances containing how much refrigerant?
5 lb or less
10 lb or less
15 lb or less
50 lb or less
Which manufacturing date is the key 'grandfather' cutoff that determines the required evacuation levels for recovery equipment?
July 1, 1992
November 15, 1993
January 1, 2017
January 1, 2018
Order these recovery-equipment standards from the OLDEST applicable manufacturing era to the NEWEST.
Arrange the items in the correct order
ARI/AHRI 740 Appendix B2 (made on/after Nov 15, 1993)
Original EPA performance rules (made before Nov 15, 1993)
Appendix B3/B4 (made on/after Jan 1, 2017)
Sections you finish are checked off in the contents.