ICD-10-CM Structure and Conventions

Key Takeaways

  • ICD-10-CM diagnosis coding starts in the Alphabetic Index and is verified in the Tabular List.
  • Conventions such as includes, Excludes1, Excludes2, code first, use additional code, and in diseases classified elsewhere control code assignment.
  • Placeholder X preserves code structure when a seventh character or later character is required.
  • NOS means documentation is unspecified; NEC means the documentation is specific but no more specific code exists.
Last updated: May 2026

Structure and Official Conventions

ICD-10-CM codes classify diagnoses, reasons for encounters, external causes, and factors that influence health status. Most codes begin with a three-character category. Additional characters add detail such as site, severity, cause, laterality, manifestation, episode of care, or sequela.

A reliable CCA workflow is Index first, Tabular second, guideline third. The Alphabetic Index points you toward candidate codes, but the Tabular List confirms the full code, character count, notes, excludes instructions, and sequencing directions.

Convention Signals

SignalExam meaning
IncludesExamples or conditions included in the category
Excludes1Two conditions generally cannot be coded together for the same condition
Excludes2The excluded condition is not part of this code and may be coded separately when present
Code firstAnother condition must be sequenced before this code
Use additional codeA second code is needed to fully describe the case
In diseases classified elsewhereThis manifestation code cannot be principal or first-listed

Punctuation matters. Parentheses hold nonessential modifiers. Brackets often identify manifestation codes in the Index. A colon or indented phrase may require the words before it to be modified by the words after it.

Placeholder X is not filler for convenience. It is used when the code requires a later character, often a seventh character, and the empty character positions must be preserved. If the Tabular List says a seventh character is required, a code without it is incomplete.

NOS and NEC are documentation clues. NOS is used when the record does not provide enough detail. NEC is used when the documentation is detailed, but ICD-10-CM does not offer a more specific code for that documented condition.

Test Your Knowledge

A coder finds a diagnosis term in the ICD-10-CM Alphabetic Index. What should the coder do before assigning the final diagnosis code?

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Test Your Knowledge

In an exam question, an Excludes1 note appears under a diagnosis code. What is the safest interpretation?

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Test Your Knowledge

Why would ICD-10-CM require placeholder X in a diagnosis code?

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