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100+ Free Exemplar Global OHSMS Lead Auditor Practice Questions

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Which clause of ISO 45001 covers emergency preparedness and response?

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Key Facts: Exemplar Global OHSMS Lead Auditor Exam

OH + AU + TL

TPECS Competency Units

Exemplar Global

ISO 45001:2018

OHSMS Requirements Standard

ISO

ISO 19011:2018

Auditing Guidelines

ISO

ISO/IEC 17024

Accreditation Standard

IAS

5 days

Typical Course Length

TPECS providers

3 years

Certification Validity

Recert by CPD

The Exemplar Global OHSMS Lead Auditor certification is an ISO/IEC 17024-accredited credential (via IAS) for auditors who lead ISO 45001:2018 OH&S audit teams. It is earned by completing a TPECS-certified 5-day Lead Auditor course that assesses three competency units - OH (ISO 45001), AU (ISO 19011), TL (Team Leadership) - through a written exam plus practical exercises. Course-and-certification cost is typically $1,500-$3,000 USD. Certification is valid for 3 years and requires CPD-based recertification. This free prep delivers 100 practice questions across ISO 45001 clauses 4-10 (with emphasis on worker consultation/participation in Clause 5.4 and the hierarchy of controls in 8.1.2), HIRA methodology, hazard categories including psychosocial, US OSHA 29 CFR 1910/1926/1904 legal requirements, ISO 19011:2018 audit principles, SER NCR writing, leading vs lagging OH&S indicators (TRIR/LTIR/DART), incident investigation and root cause analysis, IAF MD 22 audit time, multi-site sampling under IAF MD 1, and the Stage 1/Stage 2/surveillance/recertification cycle under ISO/IEC 17021-1.

Sample Exemplar Global OHSMS Lead Auditor Practice Questions

Try these sample questions to test your Exemplar Global OHSMS Lead Auditor exam readiness. Each question includes a detailed explanation. Start the interactive quiz above for the full 100+ question experience with AI tutoring.

1The Exemplar Global OHSMS Lead Auditor certification is built on which three TPECS competency units?
A.OH, AU, and TL
B.QM, AU, and TL
C.OH, EMS, and IA
D.OHSAS, AU, and CB
Explanation: Exemplar Global's TPECS framework certifies the OHSMS Lead Auditor against three competency units: OH (Occupational Health & Safety knowledge of ISO 45001), AU (Auditing knowledge of ISO 19011), and TL (Team Leader competence). The AU and TL units are generic across Lead Auditor schemes; OH is the OHSMS-specific unit.
2Which standard sets the requirements for an occupational health and safety management system that an OHSMS Lead Auditor audits against?
A.ISO 9001:2015
B.ISO 45001:2018
C.ISO 14001:2015
D.ISO 19011:2018
Explanation: ISO 45001:2018 is the international standard specifying requirements for an OH&S management system. It replaced OHSAS 18001 (withdrawn 2021) and uses the Annex SL high-level structure. ISO 19011 provides guidelines for auditing management systems but is not the certification criteria.
3ISO 45001 Clause 8.1.2 requires that hazards be eliminated and OH&S risks reduced using the hierarchy of controls. What is the CORRECT order from most to least effective?
A.PPE, administrative controls, engineering controls, substitution, elimination
B.Elimination, substitution, engineering controls, administrative controls, PPE
C.Engineering controls, elimination, substitution, PPE, administrative controls
D.Substitution, elimination, PPE, administrative controls, engineering controls
Explanation: ISO 45001 Clause 8.1.2 prescribes the hierarchy of controls: (a) eliminate the hazard, (b) substitute with less hazardous materials/processes, (c) use engineering controls and reorganization of work, (d) use administrative controls including training, (e) use adequate PPE. Each level is less effective than the one before it.
4Which clause of ISO 45001:2018 specifically requires consultation and participation of workers (and worker representatives where they exist)?
A.Clause 4.2
B.Clause 5.4
C.Clause 6.1.2
D.Clause 9.3
Explanation: Clause 5.4 'Consultation and participation of workers' is one of the most significant additions in ISO 45001 versus OHSAS 18001. It requires the organization to establish processes for consultation (seeking views before deciding) and participation (involvement in decision-making) of workers at all applicable levels and functions, and where they exist, worker representatives.
5What does the acronym 'LTIR' commonly stand for in OH&S performance measurement?
A.Long-Term Injury Rate
B.Lost Time Injury Rate
C.Lead Trainer Inspection Rate
D.Limited Task Incident Report
Explanation: LTIR (Lost Time Injury Rate) is a lagging indicator measuring the number of lost-time injuries per defined exposure base (commonly per 200,000 or 1,000,000 hours worked). It is a reactive metric reported under ISO 45001 Clause 9.1.1 monitoring/measurement and is commonly tracked alongside TRIR and DART rates.
6Which clause of ISO 45001 covers emergency preparedness and response?
A.Clause 6.1.3
B.Clause 7.4
C.Clause 8.2
D.Clause 10.2
Explanation: Clause 8.2 'Emergency preparedness and response' requires the organization to establish, implement and maintain processes to prepare for and respond to potential emergency situations identified in Clause 6.1.2.1. It includes a planned response, training, periodic testing/drills, evaluation after tests or actual emergencies, and communication of information to relevant interested parties.
7Under US OSHA, which CFR Part contains the General Industry standards?
A.29 CFR 1903
B.29 CFR 1904
C.29 CFR 1910
D.29 CFR 1926
Explanation: 29 CFR Part 1910 contains OSHA's Occupational Safety and Health Standards for General Industry, covering hazards such as walking-working surfaces (Subpart D), PPE (I), hazardous materials (H), personal protective equipment, hazard communication (1910.1200), lockout/tagout (1910.147), confined spaces (1910.146), respiratory protection (1910.134), and others.
8Which is the BEST example of a 'leading' (proactive) OH&S performance indicator?
A.Number of recordable injuries last quarter
B.Days away, restricted, or transferred (DART) rate
C.Percentage of safety observations closed within 30 days
D.Total cost of workers' compensation claims
Explanation: Leading indicators measure proactive activities that drive future safety outcomes — they are inputs, not outcomes. Closure rate of safety observations measures the active safety management process. ISO 45001 encourages combining leading (proactive) and lagging (reactive) indicators per Clause 9.1.1.
9The acronym 'HIRA' in OH&S management most commonly refers to:
A.Hazard Inspection and Reporting Authority
B.Hazard Identification and Risk Assessment
C.Health Information Recovery Act
D.High-Intensity Risk Audit
Explanation: HIRA stands for Hazard Identification and Risk Assessment, the systematic process required by ISO 45001 Clause 6.1.2. It includes identifying hazards (6.1.2.1), assessing OH&S risks and other risks to the management system (6.1.2.2), and determining controls using the hierarchy from Clause 8.1.2.
10Under US OSHA, which standard governs Hazard Communication (HazCom) and requires Safety Data Sheets (SDSs)?
A.29 CFR 1910.146
B.29 CFR 1910.147
C.29 CFR 1910.1200
D.29 CFR 1910.134
Explanation: 29 CFR 1910.1200 'Hazard Communication' (HazCom) requires chemical hazard classification, labeling, Safety Data Sheets (16-section GHS format), and employee training. The 2012 update aligned HazCom with the Globally Harmonized System (GHS) of Classification and Labelling of Chemicals.

About the Exemplar Global OHSMS Lead Auditor Exam

The Exemplar Global Certified OHSMS Lead Auditor credential validates competence to lead third-party or supplier audits of an ISO 45001:2018 occupational health and safety management system. The certification is built on three TPECS competency units: OH (ISO 45001 OH&S knowledge), AU (Auditing knowledge of ISO 19011), and TL (Team Leadership). Candidates complete a TPECS-certified or Exemplar Global Recognized Training Provider (RTP) Lead Auditor course - typically a 5-day intensive that includes a written exam plus practical exercises (NCR writing using the Statement-Evidence-Requirement structure, opening/closing meeting role-plays, HIRA scenarios, hierarchy-of-controls case studies, team leader exercises). Exemplar Global is accredited under ISO/IEC 17024:2012 by the International Accreditation Service (IAS). Certification is valid for 3 years and is maintained through documented audit days and CPD. Core reference texts include ISO 45001:2018, ISO 19011:2018 (including Annex A.16 on remote auditing), ISO/IEC 17021-1 (certification audit cycle), IAF MD 22 (application of 17021-1 to OHSMS), and applicable national OH&S regulations such as US OSHA 29 CFR 1910/1926/1904.

Questions

100 scored questions

Time Limit

Course-end exam 2-3 hours; full Lead Auditor course typically 5 days

Passing Score

Typically minimum 50% per section and total 63/90 on the course-end exam, plus satisfactory practical exercises (set by training provider)

Exam Fee

$1,500-$3,000 USD (course and certification application combined; varies by provider/region) (Exemplar Global (ISO/IEC 17024-accredited by IAS) via TPECS-certified training providers)

Exemplar Global OHSMS Lead Auditor Exam Content Outline

30% practice weight

ISO 45001:2018 Requirements (Clauses 4-10)

Context, leadership and worker participation, planning, support, operation (hierarchy of controls, MOC, contractors, emergency preparedness), performance evaluation, and improvement.

12% practice weight

Hazard Identification and Risk Assessment (HIRA)

Clause 6.1.2 hazard identification, hazard categories (physical, chemical, biological, ergonomic, psychosocial), JHA/JSA, control determination via hierarchy.

12% practice weight

Legal and Other Requirements

ISO 45001 Clauses 6.1.3 and 9.1.2; US OSHA 29 CFR 1910 General Industry, 1926 Construction, 1904 Recordkeeping, HazCom (1910.1200), LOTO (1910.147), Confined Space (1910.146), Respiratory Protection (1910.134), HAZWOPER (1910.120).

10% practice weight

ISO 19011:2018 Audit Principles and Methods

Seven audit principles, Annex A guidance including A.16 remote auditing, sampling, evidence collection.

10% practice weight

Conducting the Audit

Opening meeting, interviews, observation, document/record review, evidence triangulation, team meetings, closing meeting.

10% practice weight

Audit Findings and Reporting

SER nonconformity structure, classification (major/minor/OFI), audit conclusions, audit report content.

6% practice weight

OH&S Performance Indicators

Leading vs lagging indicators, TRIR/LTIR/DART, near-miss reporting, Clause 9.1.1 monitoring validity.

5% practice weight

Incident Investigation and Root Cause Analysis

Clause 10.2 process, RCA tools (5-Why, Fishbone), effectiveness verification, recurrence.

3% practice weight

Certification Audit Cycle and Multi-Site Sampling

ISO/IEC 17021-1 cycle, IAF MD 1 multi-site sampling, IAF MD 22 OHSMS application.

2% practice weight

Exemplar Global TPECS and Auditor Ethics

OH/AU/TL competency units, Work Style Assessment, personal behaviors, conflict of interest, confidentiality.

How to Pass the Exemplar Global OHSMS Lead Auditor Exam

What You Need to Know

  • Passing score: Typically minimum 50% per section and total 63/90 on the course-end exam, plus satisfactory practical exercises (set by training provider)
  • Exam length: 100 questions
  • Time limit: Course-end exam 2-3 hours; full Lead Auditor course typically 5 days
  • Exam fee: $1,500-$3,000 USD (course and certification application combined; varies by provider/region)

Keys to Passing

  • Complete 500+ practice questions
  • Score 80%+ consistently before scheduling
  • Focus on highest-weighted sections
  • Use our AI tutor for tough concepts

Exemplar Global OHSMS Lead Auditor Study Tips from Top Performers

1Memorize the hierarchy of controls in order (Elimination, Substitution, Engineering, Administrative, PPE) from Clause 8.1.2 and be ready to apply it to audit scenarios where PPE is being used as a default control
2Master Clause 5.4 worker consultation and participation - this is the defining ISO 45001 addition versus OHSAS 18001 and is heavily tested through scenarios about safety committees, HIRA involvement, and incident investigation
3Practice writing nonconformity statements in three parts (Statement, Evidence, Requirement) until the structure is automatic - this is graded on both the written exam and practical exercises and is the centerpiece of Exemplar Global Lead Auditor assessment
4Know the seven ISO 19011:2018 audit principles (integrity, fair presentation, due professional care, confidentiality, independence, evidence-based approach, risk-based approach) and be ready to apply them to scenarios such as reprisal protection, gift offers, and self-review conflicts
5Build working knowledge of US OSHA 29 CFR triggers and key standards: 1910 General Industry, 1926 Construction, 1904 Recordkeeping (8-hour fatality reporting, 24-hour hospitalization), HazCom 1910.1200, LOTO 1910.147, Confined Space 1910.146, Respiratory Protection 1910.134 - they appear in 6.1.3/9.1.2 legal-compliance scenarios

Frequently Asked Questions

What is the Exemplar Global OHSMS Lead Auditor certification?

It is an ISO/IEC 17024-accredited personnel certification that validates competence to lead third-party or supplier audits of an ISO 45001:2018 occupational health and safety management system. The credential is built on three TPECS competency units: OH (Occupational Health & Safety knowledge), AU (Auditing per ISO 19011), and TL (Team Leadership). Exemplar Global is accredited by the International Accreditation Service (IAS) under ISO/IEC 17024:2012.

How long is the OHSMS Lead Auditor course and what does it cost?

TPECS-certified Lead Auditor courses are typically delivered as a 5-day intensive program. Course fees vary by provider and region but typically range from $1,500 to $3,000 USD. The Exemplar Global certification application is paid separately. The AU and TL units are generic to all Lead Auditor schemes — if completed for a prior scheme (e.g., QMS), they need not be repeated.

What is the difference between the TPECS competency units OH, AU, and TL?

Exemplar Global's TPECS framework breaks Lead Auditor competence into three units. OH (Occupational Health & Safety) covers ISO 45001:2018 knowledge - clauses 4-10 including worker consultation/participation, HIRA, hierarchy of controls, emergency preparedness, performance evaluation, incident management, plus understanding of hazard categories and legal requirements. AU (Auditing) covers ISO 19011:2018 - principles, programme management, planning, conduct, reporting. TL (Team Leadership) covers leading an audit team - selection, daily coordination, managing disagreements, report accountability. All three must be evidenced.

How does ISO 45001 differ from OHSAS 18001?

ISO 45001:2018 replaced OHSAS 18001:2007 with a 3-year transition that ended on 11 September 2021. Key differences: ISO 45001 uses the Annex SL high-level structure (compatible with ISO 9001, 14001); it adds explicit context and interested-party requirements (Clauses 4.1-4.2); it strengthens worker consultation/participation (Clause 5.4) with emphasis on non-managerial workers; it integrates risks/opportunities at the OHSMS level (Clause 6.1.1); and it makes management leadership and integration with business processes more explicit (Clause 5.1).

Is the exam open-book or closed-book?

Course-end exam format varies by TPECS-certified training provider. Many providers run closed-book multiple-choice and short-answer sections combined with practical exercises (NCR writing, opening/closing meeting role-plays, HIRA case studies) over the 5-day course. Passing thresholds commonly require at least 50% per section and a total of 63 out of 90, plus satisfactory practical performance. Confirm details with your chosen TPECS provider.

How long is the certification valid and how do I recertify?

Exemplar Global OHSMS Lead Auditor certification is valid for 3 years. Recertification requires documented audit days, evidence of continuing professional development (CPD), and re-application. The aim is to demonstrate that you have maintained and refreshed your competence as a working OH&S auditor over the cycle.

How should I prepare for the end-of-course exam?

Read ISO 45001:2018 in full, paying attention to clauses 4-10 and to Clause 5.4 worker participation, Clause 6.1.2 hazard identification, Clause 8.1.2 hierarchy of controls, and Clause 8.2 emergency preparedness. Read ISO 19011:2018 and Annex A. Build working knowledge of US OSHA 29 CFR 1910/1926/1904 if auditing US sites. Practice writing nonconformity statements using the Statement-Evidence-Requirement (SER) structure. Drill 100+ practice questions and run opening/closing meeting role-plays. Most candidates dedicate 60-120 hours including the course itself.