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Which type of audit is conducted by an organization on its own systems, processes, or products?

A
B
C
D
to track
2026 Statistics

Key Facts: CQA Exam

55-60%

Est. Pass Rate

ASQ

550/750

Passing Score

Scaled

150

Exam Questions

ASQ

4h 18m

Exam Duration

ASQ

$368-518

Exam Fee

ASQ

8 yrs

Experience Required

ASQ

The CQA has 150 items in ~4.3 hours, requiring 550/750. Pass rate ~55-60%. Open-book. Covers audit fundamentals, process, competencies, program management, and quality standards.

Sample CQA Practice Questions

Try these sample questions to test your CQA exam readiness. Each question includes a detailed explanation. Start the interactive quiz above for the full 200+ question experience with AI tutoring.

1Which type of audit is conducted by an organization on its own systems, processes, or products?
A.Second-party audit
B.Third-party audit
C.First-party audit
D.External audit
Explanation: A first-party audit is an internal audit conducted by the organization on its own systems, processes, or products. Second-party audits are conducted by customers or on their behalf. Third-party audits are conducted by independent external organizations such as certification bodies. First-party audits help organizations prepare for external audits and identify improvement opportunities before external scrutiny.
2An automobile manufacturer audits its steel supplier to verify that quality requirements are being met. What type of audit is this?
A.First-party audit
B.Second-party audit
C.Third-party audit
D.Internal audit
Explanation: This is a second-party audit because the customer (automobile manufacturer) is auditing its supplier. Second-party audits have contractual implications and focus on ensuring that supplier processes meet the purchasing organization's requirements. They differ from first-party audits (internal) and third-party audits (by independent certification bodies).
3A registrar conducts an audit to determine if an organization qualifies for ISO 9001 certification. This is an example of:
A.First-party audit
B.Second-party audit
C.Third-party audit
D.Compliance audit
Explanation: This is a third-party audit because an independent external organization (registrar/certification body) is conducting the audit to issue formal certification. Third-party audits provide the highest level of objectivity and result in recognized credentials. While it is also a compliance audit, "third-party audit" is the most accurate classification based on the relationship between the parties.
4Which of the following is NOT typically considered audit criteria?
A.ISO 9001 standard requirements
B.Organization's quality manual
C.Auditor's personal opinions
D.Applicable regulatory requirements
Explanation: Audit criteria are the policies, procedures, standards, regulations, or requirements against which audit evidence is compared. Auditor's personal opinions are never appropriate audit criteria. Audits must be objective and evidence-based, comparing actual practices against established requirements such as standards (ISO 9001), documented procedures (quality manual), or legal/regulatory requirements.
5What is the primary purpose of a surveillance audit?
A.To grant initial certification
B.To verify continued conformity after certification
C.To investigate a specific quality problem
D.To evaluate a potential supplier
Explanation: Surveillance audits are conducted periodically after initial certification to verify that an organization continues to maintain conformity with the standard and its own quality management system. They are typically conducted at 6-month or 12-month intervals. Initial certification audits grant first-time certification; surveillance audits maintain it.
6In a quality audit, who has the ultimate responsibility for determining the adequacy of the quality system?
A.The lead auditor
B.The auditee's management
C.The certification body
D.The regulatory agency
Explanation: While auditors provide an assessment based on evidence, the auditee's management has ultimate responsibility for determining the adequacy of their quality system and making decisions about improvements. Management owns the system and is responsible for its effectiveness. Auditors provide independent verification, not ownership.
7An auditor discovers that a supplier has shipped nonconforming products but has excellent documentation practices. According to professional conduct standards, the auditor should:
A.Overlook the nonconforming products due to good documentation
B.Report both the nonconforming products and the documentation practices objectively
C.Report only the positive findings to maintain the relationship
D.Recommend terminating the supplier relationship immediately
Explanation: Professional conduct requires auditors to report findings objectively and truthfully, both positive and negative. Auditors must not allow personal feelings or relationships to influence their reporting. The auditor should document both the nonconforming products (negative finding) and the documentation practices (positive finding) in an unbiased manner.
8What is the primary difference between a compliance audit and a management system audit?
A.Compliance audits are always third-party; management system audits are always first-party
B.Compliance audits verify conformity to specific requirements; management system audits evaluate the system's effectiveness
C.Compliance audits are shorter than management system audits
D.There is no difference; the terms are interchangeable
Explanation: Compliance audits focus on verifying conformity to specific requirements, regulations, or standards. Management system audits evaluate the effectiveness of the entire management system, including processes, interactions, and continual improvement. While both can be conducted by any party, their scope and focus differ significantly.
9Which of the following is a key characteristic of a horizontal audit?
A.It traces a specific product or process through all departments
B.It examines one specific requirement across multiple departments
C.It is always conducted by external auditors
D.It focuses only on top management processes
Explanation: A horizontal audit examines one specific requirement, process, or element across multiple departments or functions at approximately the same time. In contrast, a vertical audit (process audit) follows a specific product or process through all departments from beginning to end. Both types can be conducted by internal or external auditors.
10A hybrid audit combines which elements?
A.On-site and remote audit activities
B.First-party and second-party auditors
C.Compliance and financial auditing
D.Internal and external audit reports
Explanation: Hybrid audits combine on-site and remote audit activities, leveraging technology to conduct portions of the audit remotely while maintaining some on-site presence. This approach gained prominence with digital transformation and allows for flexibility while still enabling direct observation when needed.

About the CQA Exam

The CQA validates expertise in auditing principles, standards, and techniques for quality management systems. Certified Quality Auditors plan, perform, and report audits per ISO 19011 and ISO 9001.

Questions

150 scored questions

Time Limit

4 hours 18 minutes

Passing Score

550/750 (scaled)

Exam Fee

$368 (members) / $518 (non-members) (American Society for Quality (ASQ))

CQA Exam Content Outline

25%

Auditing Fundamentals

Audit types, roles, ethics, standards, legal considerations, team management

25%

Audit Process

Planning, preparation, evidence collection, interviews, closing meeting, reporting

20%

Auditor Competencies

Communication, observation, document review, sampling, data analysis

15%

Program Management

Planning, scheduling, resources, corrective action tracking, evaluation

15%

Quality Standards

ISO 9001, ISO 19011, process mapping, root cause analysis, CAPA

How to Pass the CQA Exam

What You Need to Know

  • Passing score: 550/750 (scaled)
  • Exam length: 150 questions
  • Time limit: 4 hours 18 minutes
  • Exam fee: $368 (members) / $518 (non-members)

Keys to Passing

  • Complete 500+ practice questions
  • Score 80%+ consistently before scheduling
  • Focus on highest-weighted sections
  • Use our AI tutor for tough concepts

CQA Study Tips from Top Performers

1Bring organized references with tabs for ISO 19011 and ISO 9001
2Master the complete audit process: planning, execution, reporting, follow-up
3Know how to classify findings: nonconformity, observation, opportunity for improvement
4Study interviewing techniques and evidence collection methods
5Review corrective action request processes and root cause analysis tools

Frequently Asked Questions

What is the CQA pass rate?

~55-60%. Open-book with 150 questions in ~4.3 hours, requiring 550/750.

What are the requirements?

8 years experience, 3 in auditing/quality roles. Degree reduces by up to 5 years.

What standards should I study?

ISO 19011, ISO 9001, and general auditing principles. Understanding the audit lifecycle is critical.

How should I prepare?

Use ASQ CQA Body of Knowledge. Open-book so organize references. Focus on audit process and evidence collection.