9.4 Power of Attorney and Representative Signers
Key Takeaways
- An attorney-in-fact (agent under a power of attorney) can sign documents on behalf of the principal
- The notary must verify the identity of the attorney-in-fact — NOT the absent principal
- The notarial certificate identifies the attorney-in-fact as the person who appeared
- The notary should NOT evaluate the validity or scope of the power of attorney
- Representative capacity signing also applies to corporate officers, trustees, and guardians
Power of Attorney and Representative Signers
Notaries frequently encounter situations where someone signs a document on behalf of another person or entity. This is called signing in a representative capacity, and it requires the notary to follow specific procedures.
Attorney-in-Fact (Power of Attorney)
A power of attorney (POA) is a legal document that authorizes one person (the "attorney-in-fact" or "agent") to act on behalf of another person (the "principal").
When an attorney-in-fact presents a document for notarization:
The Notary's Role
- Identify the attorney-in-fact — The person who APPEARS before you is the attorney-in-fact, not the principal
- Verify their identity — Use standard ID verification methods for the attorney-in-fact
- Complete the certificate — The certificate identifies the attorney-in-fact as the person who appeared, signing on behalf of the principal
- Record in your journal — Note that the signer appeared in representative capacity
The Notary's Limitations
- The notary should NOT evaluate the validity of the power of attorney
- The notary should NOT determine whether the POA covers the specific transaction
- The notary should NOT advise on whether the POA is still in effect
- These are legal questions that should be directed to an attorney
How the Attorney-in-Fact Signs
The attorney-in-fact typically signs in a format that identifies both the principal and themselves:
[Principal's Name] by [Agent's Name], Attorney-in-Fact
Example: "Jane Smith by Robert Jones, Attorney-in-Fact"
Acknowledgment Certificate for Representative Signing
The notarial certificate should reflect the representative capacity:
"On this date, before me personally appeared Robert Jones, known to me (or proved to me on the basis of satisfactory evidence) to be the person whose name is subscribed to the within instrument as attorney-in-fact for Jane Smith, and acknowledged to me that he executed the same in his authorized capacity."
Other Representative Capacities
| Capacity | Who Signs | On Behalf Of |
|---|---|---|
| Corporate officer | President, CEO, VP, Secretary | The corporation |
| Trustee | Named trustee | The trust |
| Guardian/Conservator | Court-appointed guardian | The ward (protected person) |
| Personal representative | Executor/administrator of estate | The deceased person's estate |
| Partner | General partner | The partnership |
| Authorized signer | Designated company employee | The company |
Common Mistakes
- Identifying the wrong person — The notary identifies the person who APPEARS (the representative), not the absent principal
- Asking for the principal's ID — You verify the representative's identity, not the principal's
- Evaluating the POA's validity — This is a legal question; refer to an attorney
- Refusing because the principal is absent — The whole point of representative signing is that the principal need not be present
On the Exam
Representative signing questions are common:
- Identify the person who appears — the representative, not the principal
- Verify the representative's ID — not the principal's
- The notary does NOT evaluate the POA — that's a legal question
- Certificate reflects representative capacity — "as attorney-in-fact for..."
- Signature format: "Principal by Agent, Attorney-in-Fact"
When an attorney-in-fact signs a document on behalf of a principal, whose identity does the notary verify?
A signer presents a power of attorney and asks the notary whether it covers the specific transaction. The notary should: