Equity (Securities)

Equity represents ownership interest in a company, typically in the form of common or preferred stock. Shareholders are owners who share in profits and have voting rights but bear the most risk if the company fails.

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Equity = ownership. Stock holders are LAST in line for assets (after creditors). Common stock has voting rights; preferred usually does not.

What is Equity?

Equity represents ownership in a company. When you buy stock, you become a partial owner with rights to profits (dividends) and voting power, but also accept the risk of loss.

Equity vs. Debt

FeatureEquity (Stock)Debt (Bonds)
RelationshipOwnerCreditor
ReturnsDividends (not guaranteed)Interest (contractual)
Voting RightsYes (common stock)No
Claim PriorityLastBefore equity
Upside PotentialUnlimitedFixed
RiskHighestLower

Types of Equity Securities

TypeFeatures
Common StockVoting rights, variable dividends
Preferred StockFixed dividends, no voting, priority over common
Convertible PreferredCan convert to common stock
ADRsForeign company shares traded on US exchanges

Shareholder Rights

  1. Vote on major decisions (board members, mergers)
  2. Receive dividends (if declared)
  3. Inspect books and records
  4. Residual claim to assets after creditors (in liquidation)
  5. Preemptive rights (in some cases) to maintain ownership %

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