Key Takeaways

  • Sampling design must match audit objective (estimation, detection, or focused risk review).
  • Extrapolation requires statistically defensible sampling and documented assumptions.
  • Clear scope/objective criteria make findings reproducible and actionable.
Last updated: February 2026

Plan before you pull charts

A strong audit plan names:

  • Population and period
  • Inclusion/exclusion criteria
  • Sampling method
  • Review criteria and scoring rules
  • Report audience and decision use

Without these, findings are difficult to defend or operationalize.

Test Your Knowledge

When is random sampling usually preferred over targeted sampling?

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D