Wash Sale Rule

The wash sale rule prohibits investors from claiming a tax loss on a security if they purchase a substantially identical security within 30 days before or after the sale, disallowing the loss for tax purposes but adding it to the cost basis of the new shares.

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Exam Tip

Wash sale = 30 days before OR after (61-day window total). Substantially identical triggers rule. Loss is DEFERRED to new basis. IRA wash sale = permanent loss!

What is the Wash Sale Rule?

The wash sale rule is an IRS regulation that prevents investors from claiming artificial tax losses by selling a security at a loss and quickly repurchasing it. If you buy a "substantially identical" security within 30 days before or after selling at a loss, the loss is disallowed for tax purposes.

The 61-Day Window

PeriodRule
30 days beforeCannot buy substantially identical
Sale dateDay loss is realized
30 days afterCannot buy substantially identical
Total window61 days

What Triggers a Wash Sale

ActionWash Sale?
Buy same stock within 30 daysYes
Buy call option on same stockYes
Spouse buys same stockYes
Buy in IRA, sell in taxableYes
Buy "substantially identical" ETFMaybe
Buy similar but different stockNo
Buy same stock in different sector ETFGenerally no

What Is "Substantially Identical"?

Substantially IdenticalNOT Substantially Identical
Same stockDifferent company same industry
Options on same stockIndex fund vs. individual stocks
Convertible to same stockS&P 500 ETF vs. Total Market ETF
Preferred that converts to commonGold stock vs. gold ETF

Consequences of Wash Sale

EffectDescription
Loss DisallowedCannot deduct loss on current tax return
Basis AdjustmentDisallowed loss added to new shares' basis
Holding PeriodTacks on to new shares
Not Lost ForeverLoss deferred, not eliminated

Example

StepDetails
1Buy 100 shares XYZ at $50 = $5,000 basis
2Sell 100 shares XYZ at $30 = $3,000
3Loss = $2,000
4Buy 100 shares XYZ at $32 within 30 days
5Wash sale triggered
6$2,000 loss disallowed for current year
7New basis = $32 + $20 = $52 per share

How to Avoid Wash Sales

StrategyImplementation
Wait 31 daysDon't repurchase for 31 days
Buy different securitySimilar but not substantially identical
Sell before buyingDon't buy 30 days before selling
Tax-loss harvest properlyReplace with similar, not identical

Wash Sales Across Accounts

The wash sale rule applies across:

  • All your taxable accounts
  • Your spouse's accounts
  • Your IRA (loss permanently disallowed!)

IRA Wash Sale Warning

ScenarioConsequence
Sell in taxable account at lossLoss potentially disallowed
Buy same stock in IRA within 30 daysLoss PERMANENTLY disallowed
ReasonCannot adjust basis in IRA

Exam Alert

Wash sale = 30 days before AND after sale (61-day window). Buying "substantially identical" security triggers rule. Loss is DEFERRED, not lost (added to new basis). Applies across ALL accounts including spouse's. IRA wash sale = loss permanently lost!

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