Securities

Volatility

Volatility is a statistical measure of the dispersion of returns for a security or market index, indicating how much the price fluctuates over time—higher volatility means greater price swings and higher risk.

💡

Exam Tip

Volatility = price fluctuation = risk. Beta measures relative volatility. VIX measures market fear. Higher volatility = higher option premiums.

What is Volatility?

Volatility measures how much and how quickly the price of a security changes. High volatility means large price swings (up or down), while low volatility means more stable, predictable prices. It's a key measure of investment risk.

Types of Volatility

TypeDescriptionHow Measured
Historical VolatilityPast price fluctuationsStandard deviation of returns
Implied VolatilityExpected future volatilityDerived from option prices
Realized VolatilityActual volatility that occurredBackward-looking calculation

Measuring Volatility

Standard Deviation - Most common measure

  • Higher standard deviation = more volatile
  • 68% of returns fall within ±1 standard deviation
  • 95% of returns fall within ±2 standard deviations
Standard DeviationVolatility Level
< 10%Low volatility
10-20%Moderate volatility
20-30%High volatility
> 30%Very high volatility

Beta as Volatility Measure

BetaMeaning
Beta = 1.0Same volatility as market
Beta > 1.0More volatile than market
Beta < 1.0Less volatile than market
Beta < 0Moves opposite to market

VIX - The "Fear Index"

The CBOE Volatility Index (VIX) measures expected S&P 500 volatility:

VIX LevelMarket Sentiment
< 12Low fear, complacency
12-20Normal volatility
20-30Elevated fear
> 30High fear, market stress

Volatility and Investment Types

InvestmentTypical Volatility
Money MarketVery low
Government BondsLow
Corporate BondsLow to moderate
Large Cap StocksModerate
Small Cap StocksHigh
Emerging MarketsVery high
CryptocurrencyExtremely high

Volatility and Options

Implied volatility affects option prices:

Implied VolatilityOption Premium
High IVHigher premiums
Low IVLower premiums

This creates strategies:

  • Sell options when IV is high
  • Buy options when IV is low

Managing Volatility

StrategyHow It Helps
DiversificationReduces portfolio volatility
Asset AllocationMix high/low volatility assets
Dollar-Cost AveragingReduces timing risk
HedgingUse options to limit downside

Key Relationships

FactorEffect on Volatility
Market uncertaintyIncreases volatility
Economic newsCan spike volatility
Low liquidityIncreases volatility
Longer time horizonSmooths out volatility impact

Study This Term In

Related Terms