Securities

Stop Order (Stop-Loss Order)

A stop order is an order to buy or sell a security once it reaches a specified price (the stop price), at which point it becomes a market order and executes at the next available price.

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Exam Tip

Sell stop = below current price, protects long. Buy stop = above current price, protects short. Stop-limit risks no execution!

What is a Stop Order?

A stop order, also called a stop-loss order, is a conditional order that becomes a market order when a security reaches a specified stop price. It's commonly used to limit losses or protect profits on existing positions.

How Stop Orders Work

Order TypeTriggerBecomes
Stop (Market) OrderReaches stop priceMarket order
Stop-Limit OrderReaches stop priceLimit order

Stop Order Types

TypeUseExample
Sell StopProtect long position from lossOwn stock at $50, sell stop at $45
Buy StopProtect short position from lossShorted at $50, buy stop at $55

Stop vs. Stop-Limit

FeatureStop OrderStop-Limit Order
TriggerBecomes market orderBecomes limit order
ExecutionGuaranteed (at some price)Not guaranteed
PriceMay get worse than stop priceWon't execute below limit
Gap RiskYes - can execute far from stopNo execution if price gaps through

Example: Sell Stop Order

StepAction
1You own XYZ at $50
2Place sell stop at $45
3Stock drops to $45 (trigger)
4Order becomes market order
5Sells at next available price (maybe $44.90)

Example: Stop-Limit Order

StepAction
1You own XYZ at $50
2Place sell stop $45, limit $44
3Stock drops to $45 (trigger)
4Order becomes limit order at $44
5Only executes at $44 or better
6If stock gaps to $43, order may NOT execute

Common Stop Order Uses

StrategyStop TypePurpose
Loss ProtectionSell stopLimit downside on long position
Profit ProtectionTrailing stopLock in gains as price rises
Short CoverBuy stopLimit loss on short position
Breakout EntryBuy stopEnter when price breaks resistance

Trailing Stop Orders

A trailing stop adjusts automatically as the stock moves in your favor:

TypeHow It Works
Dollar TrailingStop trails by fixed $ amount
Percentage TrailingStop trails by percentage

Example: $50 stock with 10% trailing stop

  • Stock rises to $60 → stop moves to $54
  • Stock rises to $70 → stop moves to $63
  • Stock falls to $63 → order triggers

Key Risks

RiskDescription
Gap RiskStock may gap through your stop price
WhipsawStop triggered by temporary volatility
No GuaranteeStop-limit may not execute at all
TimingAfter-hours news can gap prices

Exam Tips

Stop order = trigger price that converts order to market order. Sell stop goes BELOW current price. Buy stop goes ABOVE current price. Stop-limit adds price protection but risks non-execution.

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