1035 Exchange

IRC Section 1035 allows tax-free exchange of life insurance to life insurance/annuity/LTC, or annuity to annuity/LTC, but NOT annuity to life insurance.

Get personalized explanations
💡

Exam Tip

1035 = tax-free exchange. Life→Annuity OK, Annuity→Life NO. Same owner/insured. Direct transfer. Basis carries over.

What is a 1035 Exchange?

Tax-free exchange of insurance products.

Permitted Exchanges

  • Life → Life, Annuity, or LTC: YES
  • Annuity → Annuity or LTC: YES
  • Annuity → Life: NO!

Requirements

  • Same owner
  • Same insured
  • Direct transfer (no constructive receipt)

Tax Treatment

  • Basis carries over
  • Gain deferred until new policy surrendered
  • New contestability period starts

Study This Term In

Related Terms

Learn More with AI

10 free AI interactions per day

Stay Updated

Get free exam tips and study guides delivered to your inbox.