Securities

Earnings Per Share (EPS)

Earnings Per Share (EPS) is a company's net profit divided by the number of outstanding common shares, calculated as (Net Income - Preferred Dividends) / Weighted Average Common Shares Outstanding. It is a key metric for evaluating profitability and stock valuation.

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Exam Tip

EPS = (Net Income - Preferred Dividends) / Weighted Avg Shares. Stock buybacks INCREASE EPS. Used to calculate P/E ratio. Diluted EPS includes convertible securities.

What is Earnings Per Share (EPS)?

Earnings Per Share (EPS) measures a company's profitability on a per-share basis. It represents the portion of a company's profit allocated to each outstanding share of common stock and is one of the most widely used metrics for evaluating stock value.

EPS Formula

Basic EPS = (Net Income - Preferred Dividends) / Weighted Average Common Shares Outstanding

ComponentDescription
Net IncomeCompany's total profit after all expenses and taxes
Preferred DividendsDividends owed to preferred shareholders (subtracted because EPS measures earnings available to common shareholders)
Weighted Average SharesAverage shares outstanding during the period, accounting for buybacks and issuances

Basic EPS vs. Diluted EPS

TypeFormulaUse Case
Basic EPS(Net Income - Preferred Dividends) / Weighted Average SharesStandard profitability measure
Diluted EPS(Net Income - Preferred Dividends) / (Weighted Average Shares + Dilutive Securities)"Worst case" scenario including stock options, convertible bonds

Example Calculation

ItemAmount
Net Income$10,000,000
Preferred Dividends$500,000
Weighted Average Shares2,000,000
Basic EPS$4.75

Calculation: ($10,000,000 - $500,000) / 2,000,000 = $4.75

EPS and the P/E Ratio

EPS is essential for calculating the Price-to-Earnings (P/E) ratio:

P/E Ratio = Stock Price / EPS

ScenarioStock PriceEPSP/E Ratio
Company A$50$5.0010
Company B$100$4.0025

A lower P/E may indicate an undervalued stock; a higher P/E may indicate growth expectations.

Factors Affecting EPS

FactorEffect on EPS
Increased Net IncomeIncreases EPS
Stock BuybacksIncreases EPS (fewer shares outstanding)
New Stock IssuanceDecreases EPS (more shares outstanding)
Stock SplitsDecreases EPS (more shares, proportionally lower)
Increased ExpensesDecreases EPS

Limitations of EPS

LimitationExplanation
Accounting ManipulationCan be affected by one-time items and accounting choices
Ignores Cash FlowProfitable on paper doesn't mean cash-rich
No Context AloneMust compare to peers, historical trends, and growth
Share BuybacksCan artificially inflate EPS without real profit growth

Exam Alert

Key points for securities exams:

  • Basic formula: (Net Income - Preferred Dividends) / Weighted Average Common Shares
  • Diluted EPS includes potential shares from convertible securities and options
  • EPS is used to calculate P/E ratio (Stock Price / EPS)
  • Stock buybacks INCREASE EPS by reducing shares outstanding
  • Stock splits DECREASE EPS proportionally but don't affect total earnings
  • Preferred dividends are SUBTRACTED because EPS measures earnings to COMMON shareholders

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